0001091667-23-000155.txt : 20231116
0001091667-23-000155.hdr.sgml : 20231116
20231116181059
ACCESSION NUMBER: 0001091667-23-000155
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231114
FILED AS OF DATE: 20231116
DATE AS OF CHANGE: 20231116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rutledge Thomas
CENTRAL INDEX KEY: 0001289431
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33664
FILM NUMBER: 231415852
MAIL ADDRESS:
STREET 1: 400 WASHINGTON BLVD.
CITY: STAMFORD
STATE: CT
ZIP: 06902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 841496755
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-7800
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
DATE OF NAME CHANGE: 19990723
4
1
wk-form4_1700176249.xml
FORM 4
X0508
4
2023-11-14
0
0001091667
CHARTER COMMUNICATIONS, INC. /MO/
CHTR
0001289431
Rutledge Thomas
C/O CHARTER COMMUNICATIONS, INC.
400 WASHINGTON BLVD.
STAMFORD
CT
06902
1
1
0
0
Executive Chairman
0
Class A Common Stock
2023-11-14
4
M
0
147905
150.88
A
294850.0038
D
Class A Common Stock
2023-11-14
4
F
0
97197
417.855
D
197653.0038
D
Class A Common Stock
2023-11-14
4
M
0
74137
175.76
A
271790.0038
D
Class A Common Stock
2023-11-14
4
F
0
51089
417.855
D
220701.0038
D
Class A Common Stock
2023-11-14
4
S
0
19315
412.273
D
201386.0038
D
Class A Common Stock
2023-11-14
4
S
0
16949
413.182
D
184437.0038
D
Class A Common Stock
2023-11-14
4
S
0
6422
414.461
D
178015.0038
D
Class A Common Stock
2023-11-14
4
S
0
30637
415.33
D
147378.0038
D
Class A Common Stock
2023-11-14
4
S
0
9780
416.167
D
137598.0038
D
Class A Common Stock
2023-11-14
4
S
0
4800
417.17
D
132798.0038
D
Class A Common Stock
17493
I
By trust
Class A Common Stock
17493
I
By trust
Class A Common Stock
35971
I
By trust
Class A Common Stock
35971
I
By trust
Class A Common Stock
9100
I
By trust
Class A Common Stock
9100
I
By trust
Stock Options
150.88
2023-11-14
4
M
0
147905
150.88
D
2017-01-15
2024-01-15
Class A Common Stock
147905
0
D
Stock Options
175.76
2023-11-14
4
M
0
74137
175.76
D
2018-01-15
2025-01-15
Class A Common Stock
74137
0
D
To address the near-term expiration of time vesting stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.
Withholding of securities for the purpose of paying the exercise price and paying taxes.
Stock Options granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.830 to $412.810, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.830 to $413.775, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.860 to $414.855, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $414.860 to $415.850, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.870 to $416.865, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.870 to $417.840, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
These shares are held in an irrevocable trust, the GST Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are held in an irrevocable trust, the GST Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are held in an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are held in an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is the trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are held in a trust for the benefit of A Alonso, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are held in a trust for the benefit of TP Rutledge, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/Jennifer A. Smith as attorney-in-fact for Thomas M. Rutledge
2023-11-16