0001091667-23-000155.txt : 20231116 0001091667-23-000155.hdr.sgml : 20231116 20231116181059 ACCESSION NUMBER: 0001091667-23-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rutledge Thomas CENTRAL INDEX KEY: 0001289431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 231415852 MAIL ADDRESS: STREET 1: 400 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-7800 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 wk-form4_1700176249.xml FORM 4 X0508 4 2023-11-14 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001289431 Rutledge Thomas C/O CHARTER COMMUNICATIONS, INC. 400 WASHINGTON BLVD. STAMFORD CT 06902 1 1 0 0 Executive Chairman 0 Class A Common Stock 2023-11-14 4 M 0 147905 150.88 A 294850.0038 D Class A Common Stock 2023-11-14 4 F 0 97197 417.855 D 197653.0038 D Class A Common Stock 2023-11-14 4 M 0 74137 175.76 A 271790.0038 D Class A Common Stock 2023-11-14 4 F 0 51089 417.855 D 220701.0038 D Class A Common Stock 2023-11-14 4 S 0 19315 412.273 D 201386.0038 D Class A Common Stock 2023-11-14 4 S 0 16949 413.182 D 184437.0038 D Class A Common Stock 2023-11-14 4 S 0 6422 414.461 D 178015.0038 D Class A Common Stock 2023-11-14 4 S 0 30637 415.33 D 147378.0038 D Class A Common Stock 2023-11-14 4 S 0 9780 416.167 D 137598.0038 D Class A Common Stock 2023-11-14 4 S 0 4800 417.17 D 132798.0038 D Class A Common Stock 17493 I By trust Class A Common Stock 17493 I By trust Class A Common Stock 35971 I By trust Class A Common Stock 35971 I By trust Class A Common Stock 9100 I By trust Class A Common Stock 9100 I By trust Stock Options 150.88 2023-11-14 4 M 0 147905 150.88 D 2017-01-15 2024-01-15 Class A Common Stock 147905 0 D Stock Options 175.76 2023-11-14 4 M 0 74137 175.76 D 2018-01-15 2025-01-15 Class A Common Stock 74137 0 D To address the near-term expiration of time vesting stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. Withholding of securities for the purpose of paying the exercise price and paying taxes. Stock Options granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.830 to $412.810, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.830 to $413.775, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.860 to $414.855, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $414.860 to $415.850, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.870 to $416.865, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.870 to $417.840, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These shares are held in an irrevocable trust, the GST Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held in an irrevocable trust, the GST Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held in an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held in an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is the trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held in a trust for the benefit of A Alonso, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held in a trust for the benefit of TP Rutledge, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/Jennifer A. Smith as attorney-in-fact for Thomas M. Rutledge 2023-11-16