0001091667-23-000121.txt : 20230829 0001091667-23-000121.hdr.sgml : 20230829 20230829164111 ACCESSION NUMBER: 0001091667-23-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230825 FILED AS OF DATE: 20230829 DATE AS OF CHANGE: 20230829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rutledge Thomas CENTRAL INDEX KEY: 0001289431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 231222516 MAIL ADDRESS: STREET 1: 400 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-7800 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 wk-form4_1693341655.xml FORM 4 X0508 4 2023-08-25 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001289431 Rutledge Thomas C/O CHARTER COMMUNICATIONS, INC. 400 WASHINGTON BLVD. STAMFORD CT 06902 1 1 0 0 Executive Chairman 0 Class A Common Stock 2023-08-25 4 G 0 9100 0 D 156045.0038 D Class A Common Stock 2023-08-25 4 G 0 9100 0 A 45071 I By trust Class A Common Stock 2023-08-25 4 G 0 9100 0 D 146945.0038 D Class A Common Stock 2023-08-25 4 G 0 9100 0 A 45071 I By trust Stock Options 150.88 2023-05-16 5 J 0 E 147905 0 D 2017-01-15 2024-01-15 Class A Common Stock 147905 0 I By Rutledge 2022 GRAT I Stock Options 150.88 2023-05-16 5 J 0 E 147905 0 A 2017-01-15 2024-01-15 Class A Common Stock 147905 147905 D Stock Options 175.76 2023-05-16 5 J 0 E 74137 0 D 2018-01-15 2025-01-15 Class A Common Stock 74137 62051 I By Rutledge 2022 GRAT I Stock Options 175.76 2023-05-16 5 J 0 E 74137 0 A 2018-01-15 2025-01-15 Class A Common Stock 74137 74137 D On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. On May 16, 2023, the reporting person transferred 74,137 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. /s/Jennifer A. Smith as attorney-in-fact for Thomas M. Rutledge 2023-08-29