0001091667-23-000121.txt : 20230829
0001091667-23-000121.hdr.sgml : 20230829
20230829164111
ACCESSION NUMBER: 0001091667-23-000121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230825
FILED AS OF DATE: 20230829
DATE AS OF CHANGE: 20230829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rutledge Thomas
CENTRAL INDEX KEY: 0001289431
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33664
FILM NUMBER: 231222516
MAIL ADDRESS:
STREET 1: 400 WASHINGTON BLVD.
CITY: STAMFORD
STATE: CT
ZIP: 06902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 841496755
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-7800
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
DATE OF NAME CHANGE: 19990723
4
1
wk-form4_1693341655.xml
FORM 4
X0508
4
2023-08-25
0
0001091667
CHARTER COMMUNICATIONS, INC. /MO/
CHTR
0001289431
Rutledge Thomas
C/O CHARTER COMMUNICATIONS, INC.
400 WASHINGTON BLVD.
STAMFORD
CT
06902
1
1
0
0
Executive Chairman
0
Class A Common Stock
2023-08-25
4
G
0
9100
0
D
156045.0038
D
Class A Common Stock
2023-08-25
4
G
0
9100
0
A
45071
I
By trust
Class A Common Stock
2023-08-25
4
G
0
9100
0
D
146945.0038
D
Class A Common Stock
2023-08-25
4
G
0
9100
0
A
45071
I
By trust
Stock Options
150.88
2023-05-16
5
J
0
E
147905
0
D
2017-01-15
2024-01-15
Class A Common Stock
147905
0
I
By Rutledge 2022 GRAT I
Stock Options
150.88
2023-05-16
5
J
0
E
147905
0
A
2017-01-15
2024-01-15
Class A Common Stock
147905
147905
D
Stock Options
175.76
2023-05-16
5
J
0
E
74137
0
D
2018-01-15
2025-01-15
Class A Common Stock
74137
62051
I
By Rutledge 2022 GRAT I
Stock Options
175.76
2023-05-16
5
J
0
E
74137
0
A
2018-01-15
2025-01-15
Class A Common Stock
74137
74137
D
On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust.
On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust.
On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
On May 16, 2023, the reporting person transferred 74,137 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
/s/Jennifer A. Smith as attorney-in-fact for Thomas M. Rutledge
2023-08-29