0000950103-13-002977.txt : 20130510 0000950103-13-002977.hdr.sgml : 20130510 20130510192041 ACCESSION NUMBER: 0000950103-13-002977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130508 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCUS JEFFREY CENTRAL INDEX KEY: 0001158783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13835076 MAIL ADDRESS: STREET 1: CRESTVIEW STREET 2: 667 MADISON AVENUE, 10TH FL. CITY: NEW YORK STATE: NY ZIP: 10065 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-08 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001158783 MARCUS JEFFREY C/O CRESTVIEW ADVISORS, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 1 0 0 0 Class A Common Stock 2013-05-08 4 S 0 0 0 D 0 I See Footnote Class A Common Stock 1285 D Class A Common Stock 1597 I By Wife See Exhibit 99.1 for text to footnote 1. The shares of Class A Common Stock vest on May 1, 2014. In connection with the vesting of these securities, the reporting person will assign all rights, title and interest in these securities to Crestview Advisors, L.L.C. The reported securities do not include 1,479 shares of Class A Common Stock that vested on May 1, 2013 and, as previously reported, were assigned by the reporting person to Crestview Advisors, L.L.C. upon such vesting. The reporting person is a member of the board of directors of the issuer and is a Partner of Crestview Advisors, L.L.C., which provides investment advisory and management services to Encore, LLC and Encore II, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ Ross A. Oliver, attorney-in-fact 2013-05-10 EX-99 2 dp38223_ex9901.htm
Exhibit 99.1

 
Footnote 1 to Form 4:
 
On May 8, 2013, Encore, LLC and Encore II, LLC sold 455,601 and 1,044,399 shares of Common Stock, respectively, at a price of $107.50 per share in a registered offering. On May 9, 2013, Encore, LLC and Encore II, LLC sold an additional 46,681 and 107,008 shares of Common Stock, respectively, at an average price of approximately $110.0426 per share in open market transactions. On May 10, 2013, Encore, LLC and Encore II, LLC sold an additional 48,855 and 111,992 shares of Common Stock, respectively, at an average price of approximately $111.2571 per share in open market transactions.  After such sales, Encore, LLC and Encore II, LLC directly beneficially own 1,711,001 and 3,922,218 shares of Common Stock, respectively. Each of Crestview, L.L.C., Crestview Partners GP, L.P., Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. may be deemed to have beneficial ownership of the  1,711,001 shares of Common Stock directly owned by Encore, LLC. Each of Crestview, L.L.C., Crestview Partners II GP, L.P., Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P. may be deemed to have beneficial ownership of the 3,922,218 shares of Common Stock directly owned by Encore II, LLC.
 
Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd. and Crestview Offshore Holdings (Cayman), L.P. are the members of Encore, LLC. Crestview Partners (ERISA), L.P. is the sole shareholder of Encore (ERISA), Ltd. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. Crestview Partners II GP, L.P. is the general partner of Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P., each of which is a member of Encore II, LLC. Crestview, L.L.C. is the general partner of Crestview Partners GP, L.P. and Crestview Partners II GP, L.P.  The reporting person is a Partner of Crestview, L.L.C.
 
The reporting person disclaims beneficial ownership of the securities beneficially owned by Encore, LLC and Encore II, LLC except to the extent of his pecuniary interest therein.