0001144204-16-115372.txt : 20160729 0001144204-16-115372.hdr.sgml : 20160729 20160729172335 ACCESSION NUMBER: 0001144204-16-115372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160505 FILED AS OF DATE: 20160729 DATE AS OF CHANGE: 20160729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuo Therapeutics, Inc. CENTRAL INDEX KEY: 0001091596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 232958959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 207A PERRY PARKWAY, STREET 2: SUITE 1 CITY: GAITHERSBURG, STATE: MD ZIP: 20877 BUSINESS PHONE: 240-499-2680 MAIL ADDRESS: STREET 1: 207A PERRY PARKWAY, STREET 2: SUITE 1 CITY: GAITHERSBURG, STATE: MD ZIP: 20877 FORMER COMPANY: FORMER CONFORMED NAME: Nuo Therapeutics, Inc DATE OF NAME CHANGE: 20141112 FORMER COMPANY: FORMER CONFORMED NAME: CYTOMEDIX INC DATE OF NAME CHANGE: 20000511 FORMER COMPANY: FORMER CONFORMED NAME: AUTOLOGOUS WOUND THERAPY INC DATE OF NAME CHANGE: 20000407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JORDEN DAVID EMERSON CENTRAL INDEX KEY: 0001313516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32518 FILM NUMBER: 161795067 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 v445391_4.xml FORM 4 X0306 4 2016-05-05 0 0001091596 Nuo Therapeutics, Inc. NONE 0001313516 JORDEN DAVID EMERSON C/O NUO THERAPEUTICS, INC. 207A PERRY PARKWAY, SUITE 1 GAITHERSBURG MD 20877 1 1 0 0 CEO and CFO Common Stock, par value $0.0001 per share 2016-05-05 4 P 0 137500 1.00 A 137500 D Common Stock, par value $0.0001 per share 2016-05-05 4 J 0 54049 A 191549 D Common Stock, par value $0.0001 per share 2016-05-05 4 J 0 62182 A 253731 D Common Stock, par value $0.0001 per share 2016-05-05 4 J 0 55915 A 309646 D Common Stock, par value $0.0001 per share 2016-05-05 4 J 0 167 A 167 I By Child The shares of Common Stock, par value $0.0001 per share (the "New Shares"), of Nuo Therapeutics, Inc. (the "Issuer") were issued pursuant to the Issuer's plan of reorganization (the "Plan of Reorganization") in exchange for equity interests of the Issuer held by the Reporting Person on the record date under the Plan of Reorganization (the "Old Common Stock"). Under the Plan of Reorganization, the Reporting Person received one New Share for every 41.8934 shares of Old Common Stock held by the Reporting Person on the record date. Shares held jointly with spouse. Shares held in IRA. /s/ David Emerson Jorden 2016-07-29