0001144204-16-115372.txt : 20160729
0001144204-16-115372.hdr.sgml : 20160729
20160729172335
ACCESSION NUMBER: 0001144204-16-115372
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160505
FILED AS OF DATE: 20160729
DATE AS OF CHANGE: 20160729
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuo Therapeutics, Inc.
CENTRAL INDEX KEY: 0001091596
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 232958959
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 207A PERRY PARKWAY,
STREET 2: SUITE 1
CITY: GAITHERSBURG,
STATE: MD
ZIP: 20877
BUSINESS PHONE: 240-499-2680
MAIL ADDRESS:
STREET 1: 207A PERRY PARKWAY,
STREET 2: SUITE 1
CITY: GAITHERSBURG,
STATE: MD
ZIP: 20877
FORMER COMPANY:
FORMER CONFORMED NAME: Nuo Therapeutics, Inc
DATE OF NAME CHANGE: 20141112
FORMER COMPANY:
FORMER CONFORMED NAME: CYTOMEDIX INC
DATE OF NAME CHANGE: 20000511
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOLOGOUS WOUND THERAPY INC
DATE OF NAME CHANGE: 20000407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JORDEN DAVID EMERSON
CENTRAL INDEX KEY: 0001313516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32518
FILM NUMBER: 161795067
MAIL ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
4
1
v445391_4.xml
FORM 4
X0306
4
2016-05-05
0
0001091596
Nuo Therapeutics, Inc.
NONE
0001313516
JORDEN DAVID EMERSON
C/O NUO THERAPEUTICS, INC.
207A PERRY PARKWAY, SUITE 1
GAITHERSBURG
MD
20877
1
1
0
0
CEO and CFO
Common Stock, par value $0.0001 per share
2016-05-05
4
P
0
137500
1.00
A
137500
D
Common Stock, par value $0.0001 per share
2016-05-05
4
J
0
54049
A
191549
D
Common Stock, par value $0.0001 per share
2016-05-05
4
J
0
62182
A
253731
D
Common Stock, par value $0.0001 per share
2016-05-05
4
J
0
55915
A
309646
D
Common Stock, par value $0.0001 per share
2016-05-05
4
J
0
167
A
167
I
By Child
The shares of Common Stock, par value $0.0001 per share (the "New Shares"), of Nuo Therapeutics, Inc. (the "Issuer") were issued pursuant to the Issuer's plan of reorganization (the "Plan of Reorganization") in exchange for equity interests of the Issuer held by the Reporting Person on the record date under the Plan of Reorganization (the "Old Common Stock").
Under the Plan of Reorganization, the Reporting Person received one New Share for every 41.8934 shares of Old Common Stock held by the Reporting Person on the record date.
Shares held jointly with spouse.
Shares held in IRA.
/s/ David Emerson Jorden
2016-07-29