0001144204-15-042740.txt : 20150715 0001144204-15-042740.hdr.sgml : 20150715 20150715180114 ACCESSION NUMBER: 0001144204-15-042740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150709 FILED AS OF DATE: 20150715 DATE AS OF CHANGE: 20150715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuo Therapeutics, Inc. CENTRAL INDEX KEY: 0001091596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 232958959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 207A PERRY PARKWAY, STREET 2: SUITE 1 CITY: GAITHERSBURG, STATE: MD ZIP: 20877 BUSINESS PHONE: 240-499-2680 MAIL ADDRESS: STREET 1: 207A PERRY PARKWAY, STREET 2: SUITE 1 CITY: GAITHERSBURG, STATE: MD ZIP: 20877 FORMER COMPANY: FORMER CONFORMED NAME: Nuo Therapeutics, Inc DATE OF NAME CHANGE: 20141112 FORMER COMPANY: FORMER CONFORMED NAME: CYTOMEDIX INC DATE OF NAME CHANGE: 20000511 FORMER COMPANY: FORMER CONFORMED NAME: AUTOLOGOUS WOUND THERAPY INC DATE OF NAME CHANGE: 20000407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JORDEN DAVID EMERSON CENTRAL INDEX KEY: 0001313516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32518 FILM NUMBER: 15990116 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 v415596_4.xml OWNERSHIP DOCUMENT X0306 4 2015-07-09 0 0001091596 Nuo Therapeutics, Inc. NUOT 0001313516 JORDEN DAVID EMERSON C/O NUO THERAPEUTICS, INC. 207A PERRY PARKWAY, SUITE 1 GAITHERSBURG MD 20877 1 1 0 0 Acting CFO Employee Stock Option (right to buy) 0.21 2015-07-09 4 A 0 250000 0 A 2025-07-09 Common Stock 250000 430000 D The option becomes fully vested and exercisable, if at all, when the closing price of the Company's common stock equals or exceeds $0.50 for five consecutive trading days. /s/ David E. Jorden 2015-07-15