0001144204-12-009382.txt : 20120215 0001144204-12-009382.hdr.sgml : 20120215 20120215162408 ACCESSION NUMBER: 0001144204-12-009382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120213 FILED AS OF DATE: 20120215 DATE AS OF CHANGE: 20120215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JORDEN DAVID EMERSON CENTRAL INDEX KEY: 0001313516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32518 FILM NUMBER: 12616311 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYTOMEDIX INC CENTRAL INDEX KEY: 0001091596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 232958959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 PERRY PARKWAY, STREET 2: SUITE 7 CITY: GAITHERSBURG, STATE: MD ZIP: 20877 BUSINESS PHONE: 240-499-2680 MAIL ADDRESS: STREET 1: 209 PERRY PARKWAY, STREET 2: SUITE 7 CITY: GAITHERSBURG, STATE: MD ZIP: 20877 FORMER COMPANY: FORMER CONFORMED NAME: AUTOLOGOUS WOUND THERAPY INC DATE OF NAME CHANGE: 20000407 4 1 v302818_form4.xml OWNERSHIP DOCUMENT X0304 4 2012-02-13 0 0001091596 CYTOMEDIX INC CMXI 0001313516 JORDEN DAVID EMERSON 209 PERRY PARKWAY, SUITE 7 GAITHERSBURG, MD 20877 1 0 1 0 Common Stock 2012-02-13 4 S 0 39775 1.252 D 6349742 D Common Stock 2012-02-14 4 S 0 27000 1.20 D 6322742 D Common Stock 2012-02-15 4 S 0 76313 1.154 D 6246429 D Common Stock 2012-02-15 4 X 0 200000 0.5368 A 6446429 D Common Stock 2012-02-15 4 X 0 178571 0.5 A 6625000 D Warrant 2012-02-15 4 X 0 200000 D Common Stock 701065 D Warrant 2012-02-15 4 X 0 178571 D Common Stock 522494 D Represents shares of common stock of the Company issued upon exercise of an in-the-money guarantor warrant issued in connection with the April 2010 private placement of the Company's securities and the Company's then outstanding note obligation to the Sorin Group. The exercise price per share of such warrant is $0.5368. The warrant was exercisable immediately and expires on April 9, 2015. Represents shares of common stock of the Company issued upon exercise of in-the-money guarantor warrants issued in connection with the April 2011 secured promissory note issued by the Company. The 321,427 warrants are exercisable at a price of $0.50 per share, with 178,571 shares vesting immediately upon issuance of the note, and remaining balance of the warrants vesting and exercisable in tranches if the note has not been repaid by the Company on its first, second and third anniversaries of the issuance of the note. The warrant expires on April 28, 2016. /s/ David Jorden 2012-02-15