-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RywvgxOOLszQ87qwMBI8oB2T9hnXsjilMtGn5Kg8H2dcRrGUE2X8wlxHNZXGSaPD w65ubcnki5EoEaq38pM6Yw== 0001140361-11-003705.txt : 20110121 0001140361-11-003705.hdr.sgml : 20110121 20110121153830 ACCESSION NUMBER: 0001140361-11-003705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110119 FILED AS OF DATE: 20110121 DATE AS OF CHANGE: 20110121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZALE CORP CENTRAL INDEX KEY: 0000109156 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 750675400 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 901 W WALNUT HILL LN STREET 2: MS 6B-3 CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 9725804000 MAIL ADDRESS: STREET 1: 901 WEST WALNUT HILL LANE STREET 2: MAIL STOP 6B-3 CITY: IRVING STATE: TX ZIP: 75038-1003 FORMER COMPANY: FORMER CONFORMED NAME: ZALE JEWELRY CO INC DATE OF NAME CHANGE: 19710510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breeden Partners L.P. CENTRAL INDEX KEY: 0001368419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04129 FILM NUMBER: 11541376 BUSINESS ADDRESS: STREET 1: 100 Northfield Street CITY: Greenwich STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 Northfield Street CITY: Greenwich STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREEDEN PARTNERS (CALIFORNIA) L.P. CENTRAL INDEX KEY: 0001370407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04129 FILM NUMBER: 11541375 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: BREEDEN PARTNERS CALIFORNIA L.P. DATE OF NAME CHANGE: 20100204 FORMER NAME: FORMER CONFORMED NAME: BREEDEN PARTNERS CALIFORNIA LP DATE OF NAME CHANGE: 20060726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breeden Capital Management LLC CENTRAL INDEX KEY: 0001376259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04129 FILM NUMBER: 11541377 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breeden Partners (Cayman) Ltd. CENTRAL INDEX KEY: 0001423996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04129 FILM NUMBER: 11541370 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breeden Capital Partners LLC CENTRAL INDEX KEY: 0001423997 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04129 FILM NUMBER: 11541371 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breeden Partners Holdco Ltd. CENTRAL INDEX KEY: 0001423998 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04129 FILM NUMBER: 11541372 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREEDEN PARTNERS (CALIFORNIA) II LP CENTRAL INDEX KEY: 0001433080 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04129 FILM NUMBER: 11541374 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREEDEN PARTNERS (NEW YORK) I L.P. CENTRAL INDEX KEY: 0001448125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04129 FILM NUMBER: 11541373 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: BREEDEN PARTNERS (NY) I LP DATE OF NAME CHANGE: 20081017 4 1 doc1.xml FORM 4 X0303 4 2011-01-19 0 0000109156 ZALE CORP ZLC 0001376259 Breeden Capital Management LLC 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001368419 Breeden Partners L.P. 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001370407 BREEDEN PARTNERS (CALIFORNIA) L.P. 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001433080 BREEDEN PARTNERS (CALIFORNIA) II LP 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001448125 BREEDEN PARTNERS (NEW YORK) I L.P. 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001423998 Breeden Partners Holdco Ltd. 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001423997 Breeden Capital Partners LLC 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001423996 Breeden Partners (Cayman) Ltd. 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 Common Stock 2011-01-19 4 S 0 42554 5.0019 D 8768754 I See footnote Common Stock 2011-01-20 4 S 0 37400 4.9857 D 8731354 I See footnote The shares of Common Stock beneficially owned by the Reporting Owners directly following the reported transactions are as follows: 1,233,658 shares by Breeden Partners L.P. (after selling 79,203 shares in the reported transactions), 4,882,668 shares by Breeden Partners (California) L.P., 743,657 shares by Breeden Partners (California) II L.P., 256,343 shares by Breeden Partners (New York) I L.P. and 1,615,028 shares by Breeden Partners Holdco Ltd. (after selling 751 shares in the reported transactions). The shares of Common Stock beneficially owned by the Reporting Owners indirectly following the reported transactions are as follows: 1,615,028 shares by Breeden Partners (Cayman) Ltd. (after indirectly selling 751 shares in the reported transactions), 7,116,326 shares by Breeden Capital Partners LLC (after indirectly selling 79,203 shares in the reported transactions), 8,731,354 shares by Richard C. Breeden (after indirectly selling 79,954 shares in the reported transactions) and 8,731,354 shares by Breeden Capital Management LLC (after indirectly selling 79,954 shares in the reported transactions); however, each such Reporting Owner disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. Richard C. Breeden is the managing member of Breeden Capital Partners, LLC, managing member and Chairman and Chief Executive of Breeden Capital Management LLC and the Key Principal of Breeden Partners (Cayman) Ltd., and, as such, may be deemed to be the indirect beneficial owner of the shares of Common Stock owned by Breeden Partners L.P., Breeden Partners (California) L.P., Breeden Partners (California) II L.P., Breeden Partners (New York) I L.P., Breeden Partners Holdco Ltd. and Breeden Partners (Cayman) Ltd.; however, he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Breeden Capital Management LLC is principally involved in the business of providing investment advisory and investment management services to Breeden Partners L.P., Breeden Partners (California) L.P., Breeden Partners(California) II L.P., Breeden Partners (New York) I L.P., Breeden Partners Holdco Ltd. and Breeden Partners (Cayman) Ltd. (together, the "Fund") and, among other things, exercises all voting and other powers and privileges attributable to any securities held for the account of the Fund and, as such, may be deemed to be the indirect beneficial owner of the shares of Common Stock owned by the Fund; however, it disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. Breeden Capital Partners LLC is the general partner of Breeden Partners L.P., Breeden Partners (California) L.P., Breeden Partners (California) II L.P. and Breeden Partners (New York) I L.P., and, as such, may be deemed to beneficially own the shares of common stock owned by Breeden Partners L.P., Breeden Partners (California) L.P., Breeden Partners (California) II L.P. and Breeden Partners (New York) I L.P.; however it disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. Breeden Partners (Cayman) Ltd., a Cayman Islands exempt limited company, is the feeder fund for Breeden Partners Holdco Ltd. and, as such, may be deemed to beneficially own the shares of common stock owned by Breeden Partners Holdco Ltd.; however, it disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. /s/ Richard C. Breeden - See signatures included in Exhibit 99.1 2011-01-21 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Exhibit 99.1
 

This Statement on Form 4 is filed by Breeden Capital Management LLC, Breeden Partners (California) LP, Breeden Partners (California) II LP, Breeden Partners (New York) I LP, Breeden Partners LP, Breeden Partners Holdco Ltd., Breeden Partners (Cayman) Ltd., Breeden Capital Partners LLC and Richard Breeden, all of which are direct or indirect 10% beneficial owners.  The principal business address of each of the Reporting Persons is 100 Northfield Street, Greenwich, Connecticut 06830.

Name of Designated Filer: Breeden Capital Management LLC

Date of Event: January 19, 2011

Issuer Name and Ticker or Trading Symbol: Zale Corporation (ZLC)

BREEDEN PARTNERS L.P.
 
By:  Breeden Capital Partners LLC,
        General Partner
 
By: /s/  Richard C. Breeden        
    Richard C. Breeden
            Managing Member
 
 
BREEDEN PARTNERS (CALIFORNIA) L.P.
 
By:  Breeden Capital Partners LLC,
        General Partner
 
By: /s/  Richard C. Breeden        
    Richard C. Breeden
        Managing Member
 
 
BREEDEN PARTNERS (CALIFORNIA) II L.P.
 
By:  Breeden Capital Partners LLC,
        General Partner
 
By: /s/  Richard C. Breeden        
    Richard C. Breeden
        Managing Member
 
 
 
 
 
 
BREEDEN PARTNERS (NEW YORK) I L.P.
 
By:  Breeden Capital Partners LLC,
        General Partner
 
By: /s/  Richard C. Breeden        
    Richard C. Breeden
        Managing Member
 
 
BREEDEN PARTNERS HOLDCO LTD.
 
By: /s/  Richard C. Breeden        
        Richard C. Breeden
        Key Principal
 
 
BREEDEN CAPITAL PARTNERS LLC
 
By: /s/  Richard C. Breeden        
    Richard C. Breeden
        Managing Member
 
 
BREEDEN CAPITAL MANAGEMENT LLC
 
By: /s/  Richard C. Breeden        
    Richard C. Breeden
        Managing Member
 
 
BREEDEN PARTNERS (CAYMAN) LTD.
 
By: /s/  Richard C. Breeden        
        Richard C. Breeden
        Key Principal
 
 
By: /s/  Richard C. Breeden        
       Richard C. Breeden
 
 
 
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