3/A 1 e3a.txt AMENDMENT TO FORM 3 - TODD DOSHIER 1 -------------------------- OMB APPROVAL -------------------------- -------- OMB Number: 3235-0104 FORM 3 Expires: December 31, 2001 -------- Estimated average burden hours per response.... 0.5 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date Statement Trading Symbol of Original DOSHIER, TODD C. (Month/Day/Year) ALLIED RISER COMMUNICATIONS (Month/Day/Year) ---------------------------------------- CORPORATION ARCC 10/28/99 (LAST) (First) (Middle) 10/28 /99 ----------------------------------------------------------- 1700 PACIFIC AVENUE, #400 ---------------------------- 5. Relationship of Reporting 7. Individual or Joint/ ---------------------------------------- 3. I.R.S. Identification Person(s) to Issuer Group Filing (Check (Street) Number of Reporting (Check all applicable) Applicable Line) Person, if an entity Director 10% Owner X Form filed by DALLAS, TX 75201 (voluntary) ----- ----- --- One Reporting -------------------------------------- X Officer Other (specify Person (City) (State) (Zip) ---------------------------- ----- ----- below) Form filed by (give title below) --- More than One Senior Vice President and Reporting Person Chief Financial Officer ------------------------------ ----------------------------------------------------------------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) ----------------------------------------------------------------------------------------------------------------------------------- COMMON STOCK 617,094 D ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (3-99)
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FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deri- ative vative Security: Security Direct ------------------------------------------------- (D) or Date Expira- Amount or Indirect (I) Exercis- tion Title Number (Instr. 5) able Date of Shares ------------------------------------------------------------------------------------------------------------------------------------ INCENTIVE STOCK OPTION (RIGHT TO BUY) (1) 9/16/09 COMMON STOCK 66,667 $18.00 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) This option vests in 48 equal monthly installments beginning on September 16, 1999 /s/ TODD C. DOSHIER 07/07/00 **Intentional misstatements or omissions of facts constitute Federal Criminal ------------------------------- ------------- Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date Todd C. Doshier Note. File three copies of this Form, one of which must be manually signed. Page 2 If space is insufficient, see Instruction 6 for procedure. SEC 1473 (3-99)
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