0001209191-19-036276.txt : 20190611 0001209191-19-036276.hdr.sgml : 20190611 20190611204448 ACCESSION NUMBER: 0001209191-19-036276 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190312 FILED AS OF DATE: 20190611 DATE AS OF CHANGE: 20190611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURLOCK STEVEN M CENTRAL INDEX KEY: 0001190193 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 19892271 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALKANSKI ALEXANDRE CENTRAL INDEX KEY: 0001190192 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 19892272 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohler Matt CENTRAL INDEX KEY: 0001572685 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 19892273 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNLEVIE BRUCE CENTRAL INDEX KEY: 0001190211 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 19892274 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FENTON PETER H CENTRAL INDEX KEY: 0001219230 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 19892275 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEY KEVIN CENTRAL INDEX KEY: 0001190213 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 19892276 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAGLE ROBERT CENTRAL INDEX KEY: 0001183234 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 19892277 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LASKY MITCHELL CENTRAL INDEX KEY: 0001091435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 19892278 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vishria Eric CENTRAL INDEX KEY: 0001617474 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 19892279 MAIL ADDRESS: STREET 1: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stitch Fix, Inc. CENTRAL INDEX KEY: 0001576942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 275026540 STATE OF INCORPORATION: DE FISCAL YEAR END: 0803 BUSINESS ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-882-7765 MAIL ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-03-12 2019-03-14 0 0001576942 Stitch Fix, Inc. SFIX 0001190193 SPURLOCK STEVEN M 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001190192 BALKANSKI ALEXANDRE 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001572685 Cohler Matt 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001190211 DUNLEVIE BRUCE 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001219230 FENTON PETER H 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001190213 HARVEY KEVIN 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001183234 KAGLE ROBERT 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001091435 LASKY MITCHELL 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001617474 Vishria Eric 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 Class A Common Stock 2019-03-12 4 C 0 3460060 0.00 A 3460060 I See footnote Class A Common Stock 2019-03-12 4 C 0 539940 0.00 A 539940 I See footnote Class A Common Stock 2019-03-12 4 J 0 3460060 0.00 D 0 I See footnote Class A Common Stock 2019-03-12 4 J 0 539940 0.00 D 0 I See footnote Class A Common Stock 2019-03-12 4 J 0 56966 0.00 A 135369 I See footnote Class A Common Stock 2019-03-13 4 S 0 3403 32.0468 D 131966 I See footnote Class A Common Stock 2019-03-13 4 S 0 986 32.9873 D 130980 I See footnote Class A Common Stock 2019-03-12 4 J 0 2653 0.00 A 4643 I See footnote Class A Common Stock 2019-03-12 4 J 0 12354 0.00 A 45124 I See footnote Class A Common Stock 2019-03-12 4 J 0 169023 0.00 A 280816 I See footnote Class A Common Stock 2019-03-12 4 J 0 48554 0.00 A 48554 I See footnote Class A Common Stock 2019-03-13 4 S 0 39324 32.0012 D 9230 I See footnote Class A Common Stock 2019-03-12 4 J 0 175017 0.00 A 175017 I See footnote Class A Common Stock 2019-03-13 4 S 0 24244 32.0012 D 150773 I See footnote Class A Common Stock 2019-03-14 4 S 0 13169 32.0009 D 137604 I See footnote Class A Common Stock 2019-03-12 4 J 0 119483 0.00 A 279462 I See footnote Class A Common Stock 2019-03-13 4 S 0 220405 31.9304 D 59057 I See footnote Class A Common Stock 2019-03-13 4 S 0 44641 32.6557 D 14416 I See footnote Class A Common Stock 2019-03-13 4 S 0 1000 33.41 D 13416 I See footnote Class A Common Stock 2019-03-13 4 S 0 10402 32.0468 D 3014 I See footnote Class A Common Stock 2019-03-13 4 S 0 3014 32.9873 D 0 I See footnote Class A Common Stock 2019-03-12 4 J 0 25064 0.00 A 62661 I See footnote Class A Common Stock 2019-03-12 4 J 0 178530 0.00 A 444976 I See footnote Class A Common Stock 2019-03-12 4 J 0 76207 0.00 A 164673 I See footnote Class A Common Stock 2019-03-12 4 J 0 29792 0.00 A 74478 I See footnote Class A Common Stock 2019-03-12 4 J 0 163622 0.00 A 285830 I See footnote Class A Common Stock 2019-03-13 4 S 0 150000 32.041 D 135830 I See footnote Class A Common Stock 2019-03-12 4 J 0 3277 0.00 A 5735 I See footnote Class A Common Stock 2019-03-12 4 J 0 625 0.00 A 1091 I See footnote Class A Common Stock 2019-03-13 4 S 0 625 33.41 D 466 I See footnote Class B Common Stock 2019-03-12 4 C 0 3460060 0.00 D Class A Common Stock 3460060 10745420 I See footnote Class B Common Stock 2019-03-12 4 C 0 539940 0.00 D Class A Common Stock 539940 1676815 I See footnote Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. Shares are held by Steven M. Spurlock's family trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.645 to $32.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.65 to $33.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares are held by a limited partnership controlled by Alexandre Balkanski. Shares are held by Alexandre Balkanski's family trust. Shares are held by Matthew R. Cohler's family trust. Shares are held by limited partnerships controlled by Bruce W. Dunlevie. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares are held by Bruce W. Dunlevie's family trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares are held by Peter H. Fenton's family trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.32 to $32.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.32 to $33.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares are held by limited partnerships controlled by Kevin R. Harvey. Shares are held by Kevin R. Harvey's family trust. Shares are held directly by Robert C. Kagle. Shares are held by a limited partnership controlled by Robert C. Kagle. Shares are held by Mitchell H. Lasky's family trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares are held by a limited partnership controlled by Mitchell H. Lasky. Shares are held directly by Eric H. Vishria. Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. Not applicable. This amended Form 4 is filed to reflect (i) an adjustment from 21,488 to 45,124 shares for the number of shares held by Alexandre Balkanski's family trust and (ii) the sale of 625 shares by Eric Vishria on March 13, 2019. /s/ Steven M. Spurlock 2019-06-11 /s/ Steven M. Spurlock, by power of attorney for Alexandre Balkanski 2019-06-11 /s/ Steven M. Spurlock, by power of attorney for Matthew R. Cohler 2019-06-11 /s/ Steven M. Spurlock, by power of attorney for Bruce W. Dunlevie 2019-06-11 /s/ Steven M. Spurlock, by power of attorney for Peter H. Fenton 2019-06-11 /s/ Steven M. Spurlock, by power of attorney for Kevin R. Harvey 2019-06-11 /s/ Steven M. Spurlock, by power of attorney for Robert C. Kagle 2019-06-11 /s/ Steven M. Spurlock, by power of attorney for Mitchell H. Lasky 2019-06-11 /s/ Steven M. Spurlock, by power of attorney for Eric Vishria 2019-06-11