0001104659-22-124272.txt : 20221202 0001104659-22-124272.hdr.sgml : 20221202 20221202200747 ACCESSION NUMBER: 0001104659-22-124272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221130 FILED AS OF DATE: 20221202 DATE AS OF CHANGE: 20221202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LASKY MITCHELL CENTRAL INDEX KEY: 0001091435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221443503 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GURLEY J WILLIAM CENTRAL INDEX KEY: 0001190191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221443504 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FENTON PETER H CENTRAL INDEX KEY: 0001219230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221443505 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hu An-Yen CENTRAL INDEX KEY: 0001825956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221443507 MAIL ADDRESS: STREET 1: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puttagunta Chetan CENTRAL INDEX KEY: 0001695859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221443502 MAIL ADDRESS: STREET 1: 2855 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohler Matt CENTRAL INDEX KEY: 0001572685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221443506 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tavel Sarah E CENTRAL INDEX KEY: 0001774645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221443501 MAIL ADDRESS: STREET 1: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 tm2231913-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-11-30 1 0001699838 Confluent, Inc. CFLT 0001825956 Hu An-Yen 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001572685 Cohler Matt 2480 SAND HILL ROAD, SUITE 200 WOODSIDE CA 94062 0 0 1 0 0001219230 FENTON PETER H 2480 SAND HILL ROAD WOODSIDE CA 94062 0 0 1 0 0001190191 GURLEY J WILLIAM 2480 SAND HILL ROAD WOODSIDE CA 94062 0 0 1 0 0001091435 LASKY MITCHELL 2480 SAND HILL ROAD WOODSIDE CA 94062 0 0 1 0 0001695859 Puttagunta Chetan 2855 SAND HILL ROAD WOODSIDE CA 94062 0 0 1 0 0001774645 Tavel Sarah E 2480 SAND HILL ROAD WOODSIDE CA 94062 0 0 1 0 Class A Common Stock 2022-11-30 4 C 0 3862593 0.00 A 3862593 I See footnote Class A Common Stock 2022-11-30 4 J 0 3862593 0.00 D 0 I See footnote Class A Common Stock 2022-11-30 4 J 0 90484 0.00 A 1690388 I See footnote Class A Common Stock 2022-11-30 4 J 0 36101 0.00 A 1023779 I See footnote Class A Common Stock 2022-11-30 4 J 0 10563 0.00 A 10563 I See footnote Class A Common Stock 2022-11-30 4 J 0 10347 0.00 A 31041 I See footnote Class A Common Stock 2022-11-30 4 J 0 47549 0.00 A 1311584 I See footnote Class A Common Stock 2022-11-30 4 J 0 20694 0.00 A 20694 I See footnote Class A Common Stock 2022-11-30 4 J 0 37201 0.00 A 1411999 I See footnote Class A Common Stock 2022-11-30 4 J 0 15577 0.00 A 970369 I See footnote Class A Common Stock 2022-11-30 4 J 0 42 0.00 A 12036 I See footnote Class A Common Stock 2022-11-30 4 J 0 3478 0.00 A 154249 I See footnote Class B Common Stock 2022-11-30 4 C 0 3862593 0.00 D Class A Common Stock 3862593 14160846 I See footnote Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. Shares are held by Matthew R. Cohler's trust entity. Shares are held by Peter H. Fenton's trust entities. Shares are held by Peter H. Fenton's family partnership. Shares are held by Mitchell H. Lasky's family partnership. Shares are held by Mitchell H. Lasky's family trust. Shares are held by J. William Gurley's family partnerships Shares are held by J. William Gurley's trust entity. Shares are held by Sarah Tavel. Shares held by An-Yen Hu's trust entity. Shares held by Chetan Puttagunta's trust entity. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. This report is one of three reports, each on a separate Form 4, but relating to the same transaction being filed by entities affiliated with Benchmark and their applicable members. /s/ An-Yen Hu, by power of attorney for Matthew R. Cohler 2022-12-02 /s/ An-Yen Hu, by power of attorney for Peter H. Fenton 2022-12-02 /s/ An-Yen Hu, by power of attorney for J. William Gurley 2022-12-02 /s/ An-Yen Hu 2022-12-02 /s/ An-Yen Hu, by power of attorney for Mitchell H. Lasky 2022-12-02 /s/ An-Yen Hu, by power of attorney for Chetan Puttagunta 2022-12-02 /s/ An-Yen Hu, by power of attorney for Sarah E. Tavel 2022-12-02