0001352027-17-000003.txt : 20170214
0001352027-17-000003.hdr.sgml : 20170214
20170214211515
ACCESSION NUMBER: 0001352027-17-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170210
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Activision Blizzard, Inc.
CENTRAL INDEX KEY: 0000718877
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 954803544
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3100 OCEAN PARK BLVD
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 3102552000
MAIL ADDRESS:
STREET 1: 3100 OCEAN PARK BLVD
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
FORMER COMPANY:
FORMER CONFORMED NAME: ACTIVISION INC /NY
DATE OF NAME CHANGE: 19930114
FORMER COMPANY:
FORMER CONFORMED NAME: MEDIAGENIC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ACTIVISION INC
DATE OF NAME CHANGE: 19880829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOTICK ROBERT A
CENTRAL INDEX KEY: 0001091423
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15839
FILM NUMBER: 17612674
MAIL ADDRESS:
STREET 1: 3100 OCEAN PARK BLVD
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-10
0000718877
Activision Blizzard, Inc.
ATVI
0001091423
KOTICK ROBERT A
C/O ACTIVISION BLIZZARD, INC.
3100 OCEAN PARK BOULEVARD
SANTA MONICA
CA
90405
1
1
0
0
President & CEO
Common Stock, par value $0.000001 per share
2017-02-10
4
M
0
262998
9.565
A
2573264
D
Common Stock, par value $0.000001 per share
2017-02-10
4
S
0
262998
46.067
D
2310266
D
Common Stock, par value $0.000001 per share
2017-02-10
4
M
0
3700000
13.29
A
6010266
D
Common Stock, par value $0.000001 per share
2017-02-10
4
S
0
3700000
45.5957
D
2310266
D
Common Stock, par value $0.000001 per share
1
I
By ASAC II LLC
Common Stock, par value $0.000001 per share
6524305
I
By ASAC 427 LLC
Common Stock, par value $0.000001 per share
1610000
I
See footnote
Common Stock, par value $0.000001 per share
9600
I
By UTMAs for the benefit of minor children
Employee Stock Options
9.565
2017-02-10
4
M
0
262998
0
D
2017-06-15
Common Stock, par value $0.000001 per share
262998
0
D
Employee Stock Options
13.29
2017-02-10
4
M
0
3700000
0
D
2017-12-01
Common Stock, par value $0.000001 per share
3700000
0
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on September 15, 2016 by the 10122B Trust, a revocable living trust of which the reporting person is beneficiary and trustee, with respect to options which were granted to the reporting person in 2007 and were set to expire in 2017. After the payment of taxes and fees and the exercise price of the options, the net proceeds delivered to the 10122B Trust as a result of these transactions were approximately $61.7 million.
The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $45.64 to $46.42 per share. The 10122B Trust has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $45.01 to $46.64 per share. The 10122B Trust has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
Following the transactions reported on this Form 4, the reporting person directly held (a) 796,949 shares of the Company's common stock and (b) 1,513,317 restricted stock units with vesting tied to performance, each representing the right to receive one share of the Company's common stock.
Reflects the pro rata distribution of 12,561,810 shares of the Company's common stock by ASAC II LLC to its members, ASAC TJKS LLC and ASAC 427 LLC, on February 10, 2017.
The reporting person and Brian G. Kelly are the managers of ASAC II LLC. The reporting person disclaims beneficial ownership of the Company's common stock held by ASAC II LLC except to the extent of his pecuniary interest therein.
The reporting person disclaims beneficial ownership of the Company's common stock held by ASAC 427 LLC except to the extent of his pecuniary interest therein.
These shares are held by grantor retained annuity trusts for the benefit of the reporting persons's children, of which the reporting person is the trustee.
These options to purchase shares of the Company's common stock were exercisable in full as of June 15, 2009.
These options to purchase shares of the Company's common stock were exercisable in full as of December 1, 2012.
/s/ Robert A. Kotick
2017-02-14