0000950142-17-002138.txt : 20171204
0000950142-17-002138.hdr.sgml : 20171204
20171204083441
ACCESSION NUMBER: 0000950142-17-002138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171130
FILED AS OF DATE: 20171204
DATE AS OF CHANGE: 20171204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUFF CRAIG A
CENTRAL INDEX KEY: 0001241947
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 171235745
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERN DANIEL H
CENTRAL INDEX KEY: 0001105604
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 171235742
MAIL ADDRESS:
STREET 1: C/O STARWOOD HOTELS & RESORTS WORLDWIDE
STREET 2: 44 SOUTH BROADWAY
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RESERVOIR CAPITAL PARTNERS CAYMAN LP
CENTRAL INDEX KEY: 0001351308
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 171235739
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126109000
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RESERVOIR CAPITAL GROUP LLC
CENTRAL INDEX KEY: 0001137465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 171235740
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVE
STREET 2: 26TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126109000
MAIL ADDRESS:
STREET 1: 650 MADISON AVE
STREET 2: 26TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RESERVOIR CAPITAL PARTNERS LP
CENTRAL INDEX KEY: 0001091348
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 171235744
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126109000
MAIL ADDRESS:
STREET 1: 650 MADISON AVE
STREET 2: 26TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RESERVOIR CAPITAL MASTER FUND LP
CENTRAL INDEX KEY: 0001137467
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 171235743
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVE
STREET 2: 26TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126109000
MAIL ADDRESS:
STREET 1: 650 MADISON AVE
STREET 2: 26TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RCGM LLC
CENTRAL INDEX KEY: 0001091555
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 171235741
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126109000
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE, 26TH FLOOR
STREET 2: 650 MADISON AVENUE, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: RESERVOIR CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990722
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RCP GP, LLC
CENTRAL INDEX KEY: 0001610297
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 171235738
BUSINESS ADDRESS:
STREET 1: C/O RESERVOIR CAPITAL GROUP, LLC
STREET 2: 650 MADISON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 610-9000
MAIL ADDRESS:
STREET 1: C/O RESERVOIR CAPITAL GROUP, LLC
STREET 2: 650 MADISON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
es1701191_4-aspen.xml
OWNERSHIP DOCUMENT
X0306
4
2017-11-30
1
0001145986
ASPEN AEROGELS INC
ASPN
0001241947
HUFF CRAIG A
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK
NY
10153
0
0
1
0
0001091348
RESERVOIR CAPITAL PARTNERS LP
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK
NY
10153
0
0
1
0
0001137467
RESERVOIR CAPITAL MASTER FUND LP
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK
NY
10153
0
0
1
0
0001105604
STERN DANIEL H
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK
NY
10153
0
0
1
0
0001091555
RCGM LLC
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK
NY
10153
0
0
1
0
0001137465
RESERVOIR CAPITAL GROUP LLC
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK
NY
10153
0
0
1
0
0001351308
RESERVOIR CAPITAL PARTNERS CAYMAN LP
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK
NY
10153
0
0
1
0
0001610297
RCP GP, LLC
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK
NY
10153
0
0
1
0
Common Stock
2017-11-30
4
S
0
251915
4.30
D
0
I
Held by Reservoir Capital Master Fund, L.P.
Common Stock
2017-11-30
4
S
0
2644066
4.30
D
0
I
Held by Reservoir Capital Partners, L.P.
The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.
/s/ Craig A. Huff
2017-12-04
/s/ Reservoir Capital Partners, L.P., by RCP GP, LLC, its general partner, by Craig A. Huff, Co-Chief Executive Officer
2017-12-04
/s/ Reservoir Capital Master Fund, L.P., by Reservoir Capital Group, L.L.C., its general partner, by Craig A. Huff, Co-Chief Executive Officer
2017-12-04
/s/ Daniel H. Stern
2017-12-04
/s/ RCGM, LLC, by Craig A. Huff, Senior Managing Director
2017-12-04
/s/ Reservoir Capital Group, L.L.C., by Craig A. Huff, Co-Chief Executive Officer
2017-12-04
/s/ Reservoir Capital Partners (Cayman), L.P., by Reservoir Capital Group, L.L.C., its general partner, by Craig A. Huff, Co-Chief Executive Officer
2017-12-04
/s/ RCP GP, LLC, by Craig A. Huff, Co-Chief Executive Officer
2017-12-04