0001437749-15-009352.txt : 20150507 0001437749-15-009352.hdr.sgml : 20150507 20150507182248 ACCESSION NUMBER: 0001437749-15-009352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150505 FILED AS OF DATE: 20150507 DATE AS OF CHANGE: 20150507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SELECTICA INC CENTRAL INDEX KEY: 0001090908 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770432030 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL STREET 2: 10TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-532-1500 MAIL ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL STREET 2: 10TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brodsky Michael CENTRAL INDEX KEY: 0001403388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29637 FILM NUMBER: 15843453 MAIL ADDRESS: STREET 1: C/O NEW WORLD OPPORTUNITY PARTNERS I LLC STREET 2: 1603 ORRINGTON AVE, STE 1600 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 rdgdoc.xml FORM 4 X0306 4 2015-05-05 0001090908 SELECTICA INC SLTC 0001403388 Brodsky Michael 2121 SOUTH EL CAMINO REAL SAN MATEO CA 94403 1 1 Chief Executive Officer Common Stock 2015-05-05 4 P 0 31914 4.70 A 78343 I By Vajra fund I, L.P. Common Stock 92854 D Warrant to Purchase Common Stock 6 2015-05-05 4 P 0 15957 A 2015-11-05 2020-11-02 Common Stock 15957 39171 I By Vajra Fund I, L.P. Stock Option (right to buy) Common Stock 105000 D Shares issued in the name of Vajra Fund I, L.P. The reporting person is the General Partner of Vajra Fund I, L.P. The Shares of Common Stock and the Warrant acquired indirectly by the Reporting Person and reported hereunder constitue a single unit, with a purchase prices per of Common Stock equal to $4.70. Issued in the name of Vajra Fund I, L.P. The reporting person is the General Partner of Vajra Fund I, L.P. Compromises Stock Options previously issued. Not Applicable /s/ David Richardson 2015-05-07