0001437749-13-012795.txt : 20131004 0001437749-13-012795.hdr.sgml : 20131004 20131004131752 ACCESSION NUMBER: 0001437749-13-012795 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131004 DATE AS OF CHANGE: 20131004 EFFECTIVENESS DATE: 20131004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELECTICA INC CENTRAL INDEX KEY: 0001090908 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770432030 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-197509 FILM NUMBER: 131136132 BUSINESS ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL STREET 2: 10TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-532-1500 MAIL ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL STREET 2: 10TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 D/A 1 primary_doc.xml X0707 D/A LIVE 0001090908 SELECTICA INC 2121 SOUTH EL CAMINO REAL SAN MATEO CA CALIFORNIA 94403 650-532-1500 DELAWARE None None Corporation true Todd Spartz 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Executive Officer J. Michael Gullard 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Director Alan Howe 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Director Michael Casey 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Director Lloyd Sems 2121 South El Camino Real San Mateo CA CALIFORNIA 99403 Director Michael Brodsky 2121 South El Camino Real San Mateo CA CALIFORNIA 99403 Executive Officer Director Other Technology $5,000,001 - $25,000,000 06b true 0001437749-13-007059 2013-05-31 false true true false 0 Lake Street Capital Markets, LLC 16447 None None 225 South Sixth Street Suite 2050 Minneapolis MN MINNESOTA 55402 All States false 10575745 10422701 153044 $5,378,751.00 in Common Stock and Warrants to purchase $4,588,747.51 in Common Stock. false 16 0 21196 Lake Street Capital Markets, LLC received warrants to purchase 2,735 shares of the Issuer's Common Stock at an exercise price of $7.75 per share. 0 false SELECTICA INC /s/ Todd Spartz Todd Spartz Chief Financial Officer 2013-09-13