0001209191-19-022253.txt : 20190402 0001209191-19-022253.hdr.sgml : 20190402 20190402144341 ACCESSION NUMBER: 0001209191-19-022253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alimco Financial Corp CENTRAL INDEX KEY: 0001763340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29637 FILM NUMBER: 19723977 BUSINESS ADDRESS: STREET 1: 3300 SOUTH DIXIE HIGHWAY, SUITE 1-365 CITY: WEST PALM BEACH STATE: FL ZIP: 33405 BUSINESS PHONE: (858) 829-6713 MAIL ADDRESS: STREET 1: 3300 SOUTH DIXIE HIGHWAY, SUITE 1-365 CITY: WEST PALM BEACH STATE: FL ZIP: 33405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DETERMINE, INC. CENTRAL INDEX KEY: 0001090908 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770432030 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 615 WEST CARMEL DRIVE STREET 2: SUITE 100 CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 650-532-1500 MAIL ADDRESS: STREET 1: 615 WEST CARMEL DRIVE STREET 2: SUITE 100 CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: SELECTICA INC DATE OF NAME CHANGE: 19991203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-31 0 0001090908 DETERMINE, INC. DTRM 0001763340 Alimco Financial Corp 3300 SOUTH DIXIE HIGHWAY SUITE 1-365 WEST PALM BEACH FL 33405 0 0 1 1 See Remarks Common Stock 5428457 D Junior Secured Convertible Promissory Note and PIK Interest 3.00 2019-03-31 4 J 0 20542.79 A 2015-12-16 2020-12-16 Common Stock 6847 297794 D Junior Secured Convertible Promissory Note and PIK Interest 3.00 2019-03-31 4 J 0 35386.11 A 2016-12-27 2021-12-27 Common Stock 11795 433458 D Subject to adjustment for fractional shares. At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. Includes all PIK interest on Junior Secured Convertible Promissory Note. The reporting person disclaims beneficial ownership of these securities except to the extent of it's pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Alimco Financial Corporation ("Alimco") and Mr. Neil S. Subin ("Mr. Subin"), who succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III., and also serves as trustee of a number of Miller family trusts, may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act. Alimco and Mr. Subin respectively disclaim (i) the existence of, and membership in, a "group" within the meaning of Section 13(d)(3) of the Exchange Act and Rule 13d-5(b) thereunder, and (ii) beneficial ownership of the securities reported by the other reporting person. The shares of Common stock ("Shares") reported by Alimco in in this filing do not include Shares reported separately by Mr. Subin. /s/ Paul N. Silverstein Attorney-in-fact 2019-04-02