0001209191-19-022253.txt : 20190402
0001209191-19-022253.hdr.sgml : 20190402
20190402144341
ACCESSION NUMBER: 0001209191-19-022253
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190402
DATE AS OF CHANGE: 20190402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alimco Financial Corp
CENTRAL INDEX KEY: 0001763340
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29637
FILM NUMBER: 19723977
BUSINESS ADDRESS:
STREET 1: 3300 SOUTH DIXIE HIGHWAY, SUITE 1-365
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33405
BUSINESS PHONE: (858) 829-6713
MAIL ADDRESS:
STREET 1: 3300 SOUTH DIXIE HIGHWAY, SUITE 1-365
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DETERMINE, INC.
CENTRAL INDEX KEY: 0001090908
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770432030
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 615 WEST CARMEL DRIVE
STREET 2: SUITE 100
CITY: CARMEL
STATE: IN
ZIP: 46032
BUSINESS PHONE: 650-532-1500
MAIL ADDRESS:
STREET 1: 615 WEST CARMEL DRIVE
STREET 2: SUITE 100
CITY: CARMEL
STATE: IN
ZIP: 46032
FORMER COMPANY:
FORMER CONFORMED NAME: SELECTICA INC
DATE OF NAME CHANGE: 19991203
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-31
0
0001090908
DETERMINE, INC.
DTRM
0001763340
Alimco Financial Corp
3300 SOUTH DIXIE HIGHWAY
SUITE 1-365
WEST PALM BEACH
FL
33405
0
0
1
1
See Remarks
Common Stock
5428457
D
Junior Secured Convertible Promissory Note and PIK Interest
3.00
2019-03-31
4
J
0
20542.79
A
2015-12-16
2020-12-16
Common Stock
6847
297794
D
Junior Secured Convertible Promissory Note and PIK Interest
3.00
2019-03-31
4
J
0
35386.11
A
2016-12-27
2021-12-27
Common Stock
11795
433458
D
Subject to adjustment for fractional shares.
At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note.
Includes all PIK interest on Junior Secured Convertible Promissory Note.
The reporting person disclaims beneficial ownership of these securities except to the extent of it's pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Alimco Financial Corporation ("Alimco") and Mr. Neil S. Subin ("Mr. Subin"), who succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III., and also serves as trustee of a number of Miller family trusts, may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act. Alimco and Mr. Subin respectively disclaim (i) the existence of, and membership in, a "group" within the meaning of Section 13(d)(3) of the Exchange Act and Rule 13d-5(b) thereunder, and (ii) beneficial ownership of the securities reported by the other reporting person. The shares of Common stock ("Shares") reported by Alimco in in this filing do not include Shares reported separately by Mr. Subin.
/s/ Paul N. Silverstein
Attorney-in-fact
2019-04-02