0001752724-22-235781.txt : 20221025 0001752724-22-235781.hdr.sgml : 20221025 20221025172051 ACCESSION NUMBER: 0001752724-22-235781 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220831 FILED AS OF DATE: 20221025 DATE AS OF CHANGE: 20221025 PERIOD START: 20221130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AB CORE OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001090504 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-09687 FILM NUMBER: 221330423 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129692124 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN CORE OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100301 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN FOCUSED GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 20041215 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN DISCIPLINED VALUE FUND INC DATE OF NAME CHANGE: 19990714 0001090504 S000009999 AB CORE OPPORTUNITIES FUND, INC. C000027654 Class A ADGAX C000027656 Class C ADGCX C000027657 Class R ADGRX C000027658 Class K ADGKX C000027659 Class I ADGIX C000088731 Advisor Class ADGYX C000135447 Class Z ADGZX NPORT-P 1 primary_doc.xml NPORT-P false 0001090504 XXXXXXXX S000009999 C000027656 C000027654 C000027659 C000027658 C000088731 C000135447 C000027657 AB CORE OPPORTUNITIES FUND, INC. 811-09687 0001090504 549300LTVDJ6CA32D646 ALLIANCEBERNSTEIN LP 1345 AVENUE OF THE AMERICAS NEW YORK 10105 212-969-1000 AB CORE OPPORTUNITIES FUND, INC. S000009999 549300LTVDJ6CA32D646 2022-11-30 2022-08-31 N 168769234.97 268962.63 168500272.34 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N EPAM Systems Inc 549300XCR4R530HJP604 EPAM Systems Inc 29414B104 6440.00000000 NS USD 2746660.00000000 1.630062647292 Long EC CORP US N 1 N N N Zebra Technologies Corp PO0I32GKZ3HZMMDPZZ08 Zebra Technologies Corp 989207105 3664.00000000 NS USD 1105208.96000000 0.655909301897 Long EC CORP US N 1 N N N Vertex Pharmaceuticals Inc 54930015RAQRRZ5ZGJ91 Vertex Pharmaceuticals Inc 92532F100 17550.00000000 NS USD 4944888.00000000 2.934646888891 Long EC CORP US N 1 N N N Toro Co/The YJKE4YIT6BWQHVEW0D14 Toro Co/The 891092108 15530.00000000 NS USD 1287902.90000000 0.764332829920 Long EC CORP US N 1 N N N Altra Industrial Motion Corp NQ0NIXPGW4YKG4MWM571 Altra Industrial Motion Corp 02208R106 21135.00000000 NS USD 802073.25000000 0.476007094149 Long EC CORP US N 1 N N N UnitedHealth Group Inc 549300GHBMY8T5GXDE41 UnitedHealth Group Inc 91324P102 15786.00000000 NS USD 8198143.38000000 4.865359127407 Long EC CORP US N 1 N N N Philip Morris International Inc HL3H1H2BGXWVG3BSWR90 Philip Morris International Inc 718172109 39080.00000000 NS USD 3731749.20000000 2.214684373013 Long EC CORP US N 1 N N N Wells Fargo & Co PBLD0EJDB5FWOLXP3B76 Wells Fargo & Co 949746101 123050.00000000 NS USD 5378515.50000000 3.191992170283 Long EC CORP US N 1 N N N PerkinElmer Inc 549300IKL1SDPFI7N655 PerkinElmer Inc 714046109 32320.00000000 NS USD 4365139.20000000 2.590582875256 Long EC CORP US N 1 N N N DR Horton Inc 529900ZIUEYVSB8QDD25 DR Horton Inc 23331A109 31730.00000000 NS USD 2257589.50000000 1.339813561514 Long EC CORP US N 1 N N N Genmab A/S 529900MTJPDPE4MHJ122 Genmab A/S 372303206 18430.00000000 NS USD 654080.70000000 0.388177829576 Long EC CORP DK N 1 N N N EOG Resources Inc XWTZDRYZPBUHIQBKDB46 EOG Resources Inc 26875P101 19150.00000000 NS USD 2322895.00000000 1.378570472166 Long EC CORP US N 1 N N N Alliance Bernstein 5493006YWHO7MNK2U579 AB Fixed Income Shares, Inc. - Government Money Market Portfolio 018616748 7026430.03000000 NS USD 7026430.03000000 4.169981408589 Long STIV RF US N 1 N N N Mosaic Co/The 2YD5STGSJNMUB7H76907 Mosaic Co/The 61945C103 32760.00000000 NS USD 1764781.20000000 1.047346200390 Long EC CORP US N 1 N N N Comcast Corp 51M0QTTNCGUN7KFCFZ59 Comcast Corp 20030N101 51864.00000000 NS USD 1876958.16000000 1.113919956291 Long EC CORP US N 1 N N N FleetCor Technologies Inc 549300DG6RR0NQSFLN74 FleetCor Technologies Inc 339041105 10790.00000000 NS USD 2293198.70000000 1.360946583737 Long EC CORP US N 1 N N N Advanced Micro Devices Inc R2I72C950HOYXII45366 Advanced Micro Devices Inc 007903107 7180.00000000 NS USD 609366.60000000 0.361641314602 Long EC CORP US N 1 N N N Manhattan Associates Inc 529900Q1GJP7KD52SW51 Manhattan Associates Inc 562750109 13046.00000000 NS USD 1842877.96000000 1.093694350998 Long EC CORP US N 1 N N N Phillips 66 5493005JBO5YSIGK1814 Phillips 66 718546104 29970.00000000 NS USD 2681116.20000000 1.591164312535 Long EC CORP US N 1 N N N Visa Inc 549300JZ4OKEHW3DPJ59 Visa Inc 92826C839 28518.00000000 NS USD 5666811.78000000 3.363087608882 Long EC CORP US N 1 N N N Zoetis Inc 549300HD9Q1LOC9KLJ48 Zoetis Inc 98978V103 14340.00000000 NS USD 2244640.20000000 1.332128529425 Long EC CORP US N 1 N N N CBRE Group Inc 52990016II9MJ2OSWA10 CBRE Group Inc 12504L109 34960.00000000 NS USD 2760441.60000000 1.638241625170 Long EC CORP US N 1 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 Microsoft Corp 594918104 37560.00000000 NS USD 9820813.20000000 5.828366366188 Long EC CORP US N 1 N N N Veeva Systems Inc 549300YZEXPDB92M2F02 Veeva Systems Inc 922475108 12556.00000000 NS USD 2502661.92000000 1.485256899140 Long EC CORP US N 1 N N N Adobe Inc FU4LY2G4933NH2E1CP29 Adobe Inc 00724F101 1673.00000000 NS USD 624765.12000000 0.370779887369 Long EC CORP US N 1 N N N Hubbell Inc 54930088VDQ6840Y6597 Hubbell Inc 443510607 6439.00000000 NS USD 1328365.70000000 0.788346322265 Long EC CORP US N 1 N N N Alphabet Inc 5493006MHB84DD0ZWV18 Alphabet Inc 02079K107 57870.00000000 NS USD 6316510.50000000 3.748664861060 Long EC CORP US N 1 N N N Helmerich & Payne Inc 254900NAOGHJ88RZ4C73 Helmerich & Payne Inc 423452101 33233.00000000 NS USD 1420710.75000000 0.843150417664 Long EC CORP US N 1 N N N Fortinet Inc 549300O0QJWDBAS0QX03 Fortinet Inc 34959E109 54965.00000000 NS USD 2676245.85000000 1.588273901777 Long EC CORP US N 1 N N N PACCAR Inc KDTEY8BWE486IKZ3CC07 PACCAR Inc 693718108 17780.00000000 NS USD 1555927.80000000 0.923397795381 Long EC CORP US N 1 N N N Steel Dynamics Inc 549300HGGKEL4FYTTQ83 Steel Dynamics Inc 858119100 8270.00000000 NS USD 667554.40000000 0.396174077780 Long EC CORP US N 1 N N N Alaska Air Group Inc 529900G48RT4KWLC6C27 Alaska Air Group Inc 011659109 22740.00000000 NS USD 990554.40000000 0.587865162616 Long EC CORP US N 1 N N N Monster Beverage Corp 52990090AP0E7HCB6F33 Monster Beverage Corp 61174X109 36440.00000000 NS USD 3236965.20000000 1.921044491529 Long EC CORP US N 1 N N N Berkshire Hathaway Inc 5493000C01ZX7D35SD85 Berkshire Hathaway Inc 084670702 19150.00000000 NS USD 5377320.00000000 3.191282675881 Long EC CORP US N 1 N N N Roche Holding AG 549300U41AUUVOAAOB37 Roche Holding AG 771195104 124840.00000000 NS USD 5048529.60000000 2.996155157430 Long EC CORP CH N 1 N N N Amgen Inc 62QBXGPJ34PQ72Z12S66 Amgen Inc 031162100 11400.00000000 NS USD 2739420.00000000 1.625765918331 Long EC CORP US N 1 N N N Entegris Inc IYX6OWO7BT5DKO3BYG52 Entegris Inc 29362U104 20361.00000000 NS USD 1931851.68000000 1.146497660313 Long EC CORP US N 1 N N N Home Depot Inc/The QEKMOTMBBKA8I816DO57 Home Depot Inc/The 437076102 10800.00000000 NS USD 3114936.00000000 1.848623718372 Long EC CORP US N 1 N N N Knight-Swift Transportation Holdings Inc N/A Knight-Swift Transportation Holdings Inc 499049104 56920.00000000 NS USD 2875029.20000000 1.706246025643 Long EC CORP US N 1 N N N Arista Networks Inc 635400H1WKBLOQERUU95 Arista Networks Inc 040413106 22040.00000000 NS USD 2642155.20000000 1.568042094714 Long EC CORP US N 1 N N N FedEx Corp 549300E707U7WNPZN687 FedEx Corp 31428X106 6720.00000000 NS USD 1416643.20000000 0.840736445304 Long EC CORP US N 1 N N N Goldman Sachs Group Inc/The 784F5XWPLTWKTBV3E584 Goldman Sachs Group Inc/The 38141G104 8100.00000000 NS USD 2694627.00000000 1.599182578508 Long EC CORP US N 1 N N N Raytheon Technologies Corp I07WOS4YJ0N7YRFE7309 Raytheon Technologies Corp 75513E101 29114.00000000 NS USD 2612981.50000000 1.550728354152 Long EC CORP US N 1 N N N LKQ Corp DS830JTTZQN6GK0I2E41 LKQ Corp 501889208 59960.00000000 NS USD 3191071.20000000 1.893807740299 Long EC CORP US N 1 N N N Emerson Electric Co FGLT0EWZSUIRRITFOA30 Emerson Electric Co 291011104 36346.00000000 NS USD 2970922.04000000 1.763155630992 Long EC CORP US N 1 N N N PTC Inc 54930050SSMU8SKDJ030 PTC Inc 69370C100 10140.00000000 NS USD 1164984.60000000 0.691384401830 Long EC CORP US N 1 N N N Ulta Beauty Inc 529900CIV6HN8M28YM82 Ulta Beauty Inc 90384S303 3460.00000000 NS USD 1452750.20000000 0.862164897317 Long EC CORP US N 1 N N N QUALCOMM Inc H1J8DDZKZP6H7RWC0H53 QUALCOMM Inc 747525103 31992.00000000 NS USD 4231581.84000000 2.511320475174 Long EC CORP US N 1 N N N Textron Inc 3PPKBHUG1HD6BO7RNR87 Textron Inc 883203101 42263.00000000 NS USD 2636365.94000000 1.564606337656 Long EC CORP US N 1 N N N Bio-Rad Laboratories Inc 549300ZC1GPV35XYDK53 Bio-Rad Laboratories Inc 090572207 2880.00000000 NS USD 1396915.20000000 0.829028452358 Long EC CORP US N 1 N N N Copart Inc 549300KVYX3JWMYEHU61 Copart Inc 217204106 19430.00000000 NS USD 2324799.50000000 1.379700737402 Long EC CORP US N 1 N N N MSC Industrial Direct Co Inc 0XVKH0LN6YGOWO2EGO17 MSC Industrial Direct Co Inc 553530106 18506.00000000 NS USD 1465860.26000000 0.869945335780 Long EC CORP US N 1 N N N NVR Inc 529900RWXR4JI3JYTV70 NVR Inc 62944T105 563.00000000 NS USD 2330853.78000000 1.383293776105 Long EC CORP US N 1 N N N Keysight Technologies Inc 549300GLKVIO8YRCYN02 Keysight Technologies Inc 49338L103 16890.00000000 NS USD 2768102.10000000 1.642787908623 Long EC CORP US N 1 N N N Regeneron Pharmaceuticals Inc 549300RCBFWIRX3HYQ56 Regeneron Pharmaceuticals Inc 75886F107 3982.00000000 NS USD 2313780.92000000 1.373161531354 Long EC CORP US N 1 N N N Builders FirstSource Inc 549300W0SKP6L3H7DP63 Builders FirstSource Inc 12008R107 20626.00000000 NS USD 1208889.86000000 0.717440893840 Long EC CORP US N 1 N N N Hexcel Corp S6Q7LW43WUBUHXY2QP69 Hexcel Corp 428291108 19477.00000000 NS USD 1142715.59000000 0.678168393517 Long EC CORP US N 1 N N N Weyerhaeuser Co 08IRJODWFYBI7QWRGS31 Weyerhaeuser Co 962166104 92870.00000000 NS USD 3172439.20000000 1.882750191405 Long EC US N 1 N N N JPMorgan Chase & Co 8I5DZWZKVSZI1NUHU748 JPMorgan Chase & Co 46625H100 23860.00000000 NS USD 2713597.80000000 1.610441195326 Long EC CORP US N 1 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 Amazon.com Inc 023135106 4820.00000000 NS USD 611031.40000000 0.362629324875 Long EC CORP US N 1 N N N Westinghouse Air Brake Technologies Corp 06BTX5UWZD0GQ5N5Y745 Westinghouse Air Brake Technologies Corp 929740108 12880.00000000 NS USD 1128932.00000000 0.669988234631 Long EC CORP US N 1 N N N IDEXX Laboratories Inc OGMTXK0LUU1HKV2P0J84 IDEXX Laboratories Inc 45168D104 5710.00000000 NS USD 1984910.20000000 1.177986345324 Long EC CORP US N 1 N N N 2022-09-30 AB CORE OPPORTUNITIES FUND, INC. Joseph Mantineo Joseph Mantineo Treasuer and Chief Financial Officer XXXX NPORT-EX 2 NPORT_64B1_72286457_0822.htm HTML

AB Core Opportunities Fund, Inc.

Portfolio of Investments

August 31, 2022 (unaudited)

 

Company    Shares        U.S. $ Value  

COMMON STOCKS – 96.3%

 

Information Technology – 24.0%

 

Communications Equipment – 1.6%

 

Arista Networks, Inc.(a)

     22,040        $ 2,642,155  
       

 

 

 

Electronic Equipment, Instruments & Components – 2.3%

 

Keysight Technologies, Inc.(a)

     17,370          2,846,769  

Zebra Technologies Corp. - Class A(a)

     3,664          1,105,209  
       

 

 

 
          3,951,978  
       

 

 

 

IT Services – 6.5%

 

EPAM Systems, Inc.(a)

     6,440          2,746,660  

FleetCor Technologies, Inc.(a)

     10,790          2,293,199  

Visa, Inc. - Class A

     30,148          5,990,709  
       

 

 

 
          11,030,568  
       

 

 

 

Semiconductors & Semiconductor Equipment – 4.0%

 

Advanced Micro Devices, Inc.(a)

     7,180          609,366  

Entegris, Inc.

     20,361          1,931,852  

QUALCOMM, Inc.

     31,992          4,231,582  
       

 

 

 
          6,772,800  
       

 

 

 

Software – 9.6%

 

Adobe, Inc.(a)

     1,673          624,765  

Fortinet, Inc.(a)

     54,965          2,676,246  

Manhattan Associates, Inc.(a)

     13,046          1,842,878  

Microsoft Corp.

     37,560          9,820,813  

PTC, Inc.(a)

     10,140          1,164,985  
       

 

 

 
          16,129,687  
       

 

 

 
                40,527,188  
       

 

 

 

Health Care – 21.8%

 

Biotechnology – 6.3%

 

Amgen, Inc.

     11,400          2,739,420  

Genmab A/S (Sponsored ADR)(a)

     18,430          654,081  

Regeneron Pharmaceuticals, Inc.(a)

     3,982          2,313,781  

Vertex Pharmaceuticals, Inc.(a)

     17,550          4,944,888  
       

 

 

 
          10,652,170  
       

 

 

 

Health Care Equipment & Supplies – 1.2%

 

IDEXX Laboratories, Inc.(a)

     5,710          1,984,910  
       

 

 

 

Health Care Providers & Services – 4.9%

 

UnitedHealth Group, Inc.

     15,786          8,198,143  
       

 

 

 

Health Care Technology – 1.5%

 

Veeva Systems, Inc. - Class A(a)

     12,556          2,502,662  
       

 

 

 

Life Sciences Tools & Services – 3.6%

 

Bio-Rad Laboratories, Inc. - Class A(a)

     2,880          1,396,915  

PerkinElmer, Inc.

     34,600          4,673,076  
       

 

 

 
          6,069,991  
       

 

 

 

 

1


Company    Shares        U.S. $ Value  

Pharmaceuticals – 4.3%

 

Roche Holding AG (Sponsored ADR)

     124,840        $ 5,048,530  

Zoetis, Inc.

     14,340          2,244,640  
       

 

 

 
          7,293,170  
       

 

 

 
                36,701,046  
       

 

 

 

Industrials – 15.3%

 

Aerospace & Defense – 3.8%

 

Hexcel Corp.

     19,477          1,142,716  

Raytheon Technologies Corp.

     29,114          2,612,981  

Textron, Inc.

     42,263          2,636,366  
       

 

 

 
          6,392,063  
       

 

 

 

Air Freight & Logistics – 0.8%

 

FedEx Corp.

     6,720          1,416,643  
       

 

 

 

Airlines – 0.6%

 

Alaska Air Group, Inc.(a)

     22,740          990,554  
       

 

 

 

Building Products – 0.8%

 

Builders FirstSource, Inc.(a)

     22,256          1,304,424  
       

 

 

 

Commercial Services & Supplies – 1.4%

 

Copart, Inc.(a)

     19,430          2,324,800  
       

 

 

 

Electrical Equipment – 2.5%

 

Emerson Electric Co.

     36,346          2,970,922  

Hubbell, Inc.

     6,439          1,328,366  
       

 

 

 
          4,299,288  
       

 

 

 

Machinery – 2.8%

 

Altra Industrial Motion Corp.

     21,135          802,073  

PACCAR, Inc.

     17,780          1,555,928  

Toro Co. (The)

     15,530          1,287,903  

Westinghouse Air Brake Technologies Corp.

     12,880          1,128,932  
       

 

 

 
          4,774,836  
       

 

 

 

Road & Rail – 1.7%

 

Knight-Swift Transportation Holdings, Inc.

     56,920          2,875,029  
       

 

 

 

Trading Companies & Distributors – 0.9%

 

MSC Industrial Direct Co., Inc. - Class A

     18,506          1,465,860  
       

 

 

 
          25,843,497  
       

 

 

 

Financials – 9.6%

 

Banks – 4.8%

 

JPMorgan Chase & Co.

     23,860          2,713,598  

Wells Fargo & Co.

     123,050          5,378,515  
       

 

 

 
          8,092,113  
       

 

 

 

Capital Markets – 1.6%

 

Goldman Sachs Group, Inc. (The)

     8,100          2,694,627  
       

 

 

 

Diversified Financial Services – 3.2%

 

Berkshire Hathaway, Inc. - Class B(a)

     19,150          5,377,320  
       

 

 

 
          16,164,060  
       

 

 

 

 

2


Company    Shares        U.S. $ Value  

Consumer Discretionary – 7.7%

 

Distributors – 1.9%

 

LKQ Corp.

     59,960        $ 3,191,071  
       

 

 

 

Household Durables – 2.7%

 

DR Horton, Inc.

     31,730          2,257,589  

NVR, Inc.(a)

     563          2,330,854  
       

 

 

 
          4,588,443  
       

 

 

 

Internet & Direct Marketing Retail – 0.4%

 

Amazon.com, Inc.(a)

     4,820          611,032  
       

 

 

 

Specialty Retail – 2.7%

 

Home Depot, Inc. (The)

     10,980          3,166,852  

Ulta Beauty, Inc.(a)

     3,460          1,452,750  
       

 

 

 
          4,619,602  
       

 

 

 
                13,010,148  
       

 

 

 

Communication Services – 4.9%

 

Diversified Telecommunication Services – 1.1%

 

Comcast Corp. - Class A

     51,864          1,876,958  
       

 

 

 

Interactive Media & Services – 3.8%

 

Alphabet, Inc. - Class C(a)

     57,870          6,316,511  
       

 

 

 
          8,193,469  
       

 

 

 

Consumer Staples – 4.1%

 

Beverages – 1.9%

 

Monster Beverage Corp.(a)

     36,440          3,236,965  
       

 

 

 

Tobacco – 2.2%

 

Philip Morris International, Inc.

     39,080          3,731,749  
       

 

 

 
          6,968,714  
       

 

 

 

Energy – 3.8%

 

Energy Equipment & Services – 0.8%

 

Helmerich & Payne, Inc.

     33,233          1,420,711  
       

 

 

 

Oil, Gas & Consumable Fuels – 3.0%

 

EOG Resources, Inc.

     19,150          2,322,895  

Phillips 66

     29,970          2,681,116  
       

 

 

 
          5,004,011  
       

 

 

 
          6,424,722  
       

 

 

 

Real Estate – 3.6%

 

Equity Real Estate Investment Trusts (REITs) – 1.9%

 

Weyerhaeuser Co.

     92,870          3,172,439  
       

 

 

 

Real Estate Management & Development – 1.7%

 

CBRE Group, Inc. - Class A(a)

     36,150          2,854,404  
       

 

 

 
          6,026,843  
       

 

 

 

Materials – 1.5%

 

Chemicals – 1.1%

 

Mosaic Co. (The)

     32,760          1,764,781  
       

 

 

 

 

3


Company    Shares        U.S. $ Value  

Metals & Mining – 0.4%

 

Steel Dynamics, Inc.

     8,270        $ 667,555  
       

 

 

 
          2,432,336  
       

 

 

 

Total Common Stocks
(cost $140,401,352)

          162,292,023  
       

 

 

 

SHORT-TERM INVESTMENTS – 4.1%

 

Investment Companies – 4.1%

 

AB Fixed Income Shares, Inc. - Government Money Market Portfolio - Class AB, 2.03%(b) (c) (d)
(cost $7,026,430)

     7,026,430          7,026,430  
       

 

 

 

Total Investments – 100.4%
(cost $147,427,782)(e)

 

       169,318,453  

Other assets less liabilities – (0.4)%

          (754,085
       

 

 

 

Net Assets – 100.0%

        $     168,564,368  
       

 

 

 

 

(a)

Non-income producing security.

(b)

Affiliated investments.

(c)

The rate shown represents the 7-day yield as of period end.

(d)

To obtain a copy of the fund’s shareholder report, please go to the Securities and Exchange Commission’s website at www.sec.gov, or call AB at (800) 227-4618.

(e)

As of August 31, 2022, the cost basis of investment securities owned was substantially identical for both book and tax purposes. Gross unrealized appreciation of investments was $29,474,725 and gross unrealized depreciation of investments was $(7,584,054), resulting in net unrealized appreciation of $21,890,671.

 

  

Please note: The sector classifications presented herein are based on the Global Industry Classification Standard (GICS) which was developed by Morgan Stanley Capital International and Standard & Poor’s. The components are divided into sector, industry group, and industry sub-indices as classified by the GICS for each of the market capitalization indices in the broad market.

Glossary:

ADR – American Depositary Receipt

REIT – Real Estate Investment Trust

 

4


AB Core Opportunities Fund, Inc.

August 31, 2022 (unaudited)

In accordance with U.S. GAAP regarding fair value measurements, fair value is defined as the price that the Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. U.S. GAAP establishes a framework for measuring fair value, and a three-level hierarchy for fair value measurements based upon the transparency of inputs to the valuation of an asset or liability (including those valued based on their market values). Inputs may be observable or unobservable and refer broadly to the assumptions that market participants would use in pricing the asset or liability. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability based on market data obtained from sources independent of the Fund. Unobservable inputs reflect the Fund’s own assumptions about the assumptions that market participants would use in pricing the asset or liability based on the best information available in the circumstances. Each investment is assigned a level based upon the observability of the inputs which are significant to the overall valuation. The three-tier hierarchy of inputs is summarized below.

 

   

Level 1 - quoted prices in active markets for identical investments

   

Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)

   

Level 3 - significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments)

Where readily available market prices or relevant bid prices are not available for certain equity investments, such investments may be valued based on similar publicly traded investments, movements in relevant indices since last available prices or based upon underlying company fundamentals and comparable company data (such as multiples to earnings or other multiples to equity). Where an investment is valued using an observable input, by pricing vendors, such as another publicly traded security, the investment will be classified as Level 2. If management determines that an adjustment is appropriate based on restrictions on resale, illiquidity or uncertainty, and such adjustment is a significant component of the valuation, the investment will be classified as Level 3. An investment will also be classified as Level 3 where management uses company fundamentals and other significant inputs to determine the valuation.

The following table summarizes the valuation of the Fund’s investments by the above fair value hierarchy levels as of August 31, 2022:

 

Investments in Securities:

   Level 1      Level 2      Level 3      Total  
Assets:

 

Common Stocks(a)    $ 162,292,023      $      $      $ 162,292,023  
Short-Term Investments      7,026,430                      7,026,430  
  

 

 

    

 

 

    

 

 

    

 

 

 
Total Investments in Securities      169,318,453                      169,318,453  
Other Financial Instruments(b)                            
  

 

 

    

 

 

    

 

 

    

 

 

 
Total    $     169,318,453      $                 —      $                 —      $     169,318,453  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

(a) 

See Portfolio of Investments for sector classifications.

 

(b) 

Other financial instruments are derivative instruments, such as futures, forwards and swaps, which are valued at the unrealized appreciation/(depreciation) on the instrument. Other financial instruments may also include swaps with upfront premiums, options written and swaptions written which are valued at market value.

 

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A summary of the Fund’s transactions in AB mutual funds for the nine months ended August 31, 2022 is as follows:

 

Fund    Market Value
11/30/2021
(000)
     Purchases
at Cost
(000)
     Sales
Proceeds
(000)
     Market Value
08/31/2022
(000)
     Dividend
Income
(000)
 
Government Money Market Portfolio    $     5,952      $     65,159      $     64,085      $     7,026      $     28  

 

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