13F-HR/A 1 ptcodec.txt SEC 13F FOR 12/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: Pinnacle Management & Trust Co. Address: 5599 San Felipe Suite 555 Houston, TX 77056 13F File Number: The institution investment manger filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is trust, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Managers: Name: Linda Halcomb Title: VP - Operations Phone: 713-993-4658 Signature, Place and Date of Signing: Linda Halcomb Houston, Texas February 14, 2003 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 10365312 FORM 13F INFORMATION TABLE VALUE ENTRY: $339,996 FORM 13F INFORMATION TABLE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMB INDUSTRIAL 00163T109 733 26800 SH SOLE 26800 0 0 AMB INDUSTRIAL 00163T109 8 300 SH DEFINED 300 0 0 AOL TIME WARNER 00184A10C 26 2000 SH SOLE 2000 0 0 AOL TIME WARNER 00184A105 52 4000 SH DEFINED 4000 0 0 ABBOTT LABS 002824100 2405 60130 SH SOLE 60130 0 0 AGERE SYSTEM CLASS A 00845V100 0 4 SH SOLE 4 0 0 AGERE SYSTEMS CLASS B 00845V209 0 106 SH SOLE 106 0 0 AGILENT 00846U101 3 190 SH SOLE 190 0 0 AMERICAN ELECTRIC POWER 025537101 3 120 SH SOLE 120 0 0 AMERICAN EXPRESS 025816109 326 9250 SH SOLE 9250 0 0 AMERICAN INTL GROUP 02687410C 34 600 SH SOLE 600 0 0 AMERICAN INTL GROUP 026874107 2332 40335 SH SOLE 40335 0 0 AMGEN 031162100 396 8200 SH SOLE 8200 0 0 ANHEUSER-BUSCH 035229103 24 500 SH SOLE 500 0 0 APT INVESTMENT & MGMT 03748R101 374 10000 SH SOLE 10000 0 0 APPLIED MATERIALS 03822210C 26 2000 SH SOLE 2000 0 0 APPLIED MATERIALS 038222105 558 42900 SH SOLE 42900 0 0 ARCHSTONE-SMITH TRUST 039583109 2380 101190 SH SOLE 101190 0 0 ARCHSTONE-SMITH TRUST 039583109 18 800 SH DEFINED 800 0 0 ATMOS ENERGY 049560105 3 144 SH SOLE 144 0 0 AVALON BAY COMMUNITIES 053484101 2244 57373 SH SOLE 57373 0 0 AVALON BAY COMMUNITIES 053484101 13 355 SH DEFINED 355 0 0 AVAYA 053499109 0 33 SH SOLE 33 0 0 BP ADR 055622104 757 18639 SH SOLE 18639 0 0 BRE PROPERTIES, INC. 05564E106 360 11550 SH SOLE 11550 0 0 BANK OF AMERICA 060505104 71 1022 SH SOLE 1022 0 0 BANK OF NEW YORK INC. 064057102 14 600 SH SOLE 600 0 0 BANK OF NOVA SCOTIA 064149107 236 7060 SH SOLE 7060 0 0 BAXTER INTERNATIONAL 071813109 11 400 SH SOLE 400 0 0 BERKSHIRE HATHAWAY 084670207 5478 2261 SH SOLE 2261 0 0 BERKSHIRE HATHAWAY 084670207 24 10 SH DEFINED 10 0 0 BOEING COMPANY 097023105 32 1000 SH DEFINED 1000 0 0 BOSTON PROPERTIES, INC. 101121101 2031 55120 SH SOLE 55120 0 0 BOSTON PROPERTIES, INC. 101121101 0 10 SH DEFINED 10 0 0 BRISTOL-MYERS SQUIBB 110122108 107 4660 SH SOLE 4660 0 0 CIGNA 125509109 1652 40200 SH SOLE 40200 0 0 CMGI 125750109 0 370 SH SOLE 370 0 0 CVS CORP 126650100 621 24900 SH SOLE 24900 0 0 CARRAMERICA REALTY 144418100 2047 81775 SH SOLE 81775 0 0 CARRAMERICA REALTY 144418100 9 370 SH DEFINED 370 0 0 CASH AMERICA INTERL *RSTD* 14754D100 28 3000 SH SOLE 3000 0 0 CASUAL MALE RETAIL GROUP 148711104 3 800 SH SOLE 800 0 0 CENTEX 152312104 35 700 SH SOLE 700 0 0 CHEVRONTEXACO CORP. 166764100 30 458 SH SOLE 458 0 0 CISCO SYSTEMS 17275R102 79 6100 SH SOLE 6100 0 0 CITIGROUP 172967101 31 900 SH SOLE 900 0 0 COCA COLA 19121610C 131 3000 SH SOLE 3000 0 0 COCA COLA 191216100 5111 116603 SH SOLE 116603 0 0 COCA-COLA ENTERPRISES 191219104 13 600 SH SOLE 600 0 0 COMERICA INC 200340107 8 200 SH SOLE 200 0 0 COMPASS BANCSHARES 20449H109 26 850 SH SOLE 850 0 0 COMPUTER ASSOCIATES 204912109 89 6600 SH SOLE 6600 0 0 CONOCOPHILIPS 20825C104 303 6275 SH SOLE 6275 0 0 CORPORATE OFFICE PPTYS TR 22002T108 656 46770 SH SOLE 46770 0 0 CORPORATE OFFICE PPTYS TR 22002T108 1 100 SH DEFINED 100 0 0 COUSINS PROPERTIES 222795106 251 10200 SH SOLE 10200 0 0 CRESCENT REAL ESTATE EQUITES COMPANY 225756105 36 2200 SH SOLE 2200 0 0 CROWN CASTLE 228227104 37 10000 SH SOLE 10000 0 0 DNP SELECT INCOME FUND 23325P104 4 499 SH SOLE 499 0 0 DANAHER 235851102 131 2000 SH SOLE 2000 0 0 DELL COMPUTER 247025109 66 2500 SH SOLE 2500 0 0 DELPHI 247126105 6 838 SH SOLE 838 0 0 DEVELOPERS DIVERSIFIED RLTY CORP 251591103 70 3200 SH SOLE 3200 0 0 WALT DISNEY 254687106 1375 84377 SH SOLE 84377 0 0 DOW CHEMICAL 260543103 14 488 SH SOLE 488 0 0 DU PONT 263534109 8 200 SH SOLE 200 0 0 DUKE ENERGY 264399106 903 46250 SH SOLE 46250 0 0 DUKE ENERGY 264399106 19 1000 SH DEFINED 1000 0 0 DUKE REALTY CORP 264411505 50 2000 SH SOLE 2000 0 0 E COM VENTURES 26830K205 0 75 SH SOLE 75 0 0 EMC 268648102 24 4000 SH DEFINED 4000 0 0 EASTGROUP PROPERTIES, INC. 277276101 2592 101662 SH SOLE 101662 0 0 EASTGROUP PROPERTIES, INC. 277276101 5 200 SH DEFINED 200 0 0 ECHELON 27874N105 656 58600 SH SOLE 58600 0 0 ECHELON 27874N105 11 1000 SH DEFINED 1000 0 0 EL PASO CORPORATION 28336L109 421 60568 SH SOLE 60568 0 0 EL PASO CORPORATION 28336L109 6 1000 SH DEFINED 1000 0 0 EL PASO ENERGY PARTNER 28368B102 5 200 SH SOLE 200 0 0 ELECTRONIC DATA SYSTEMS 285661104 4 240 SH SOLE 240 0 0 EQUITY OFFICE PROPERTIES TRUST 294741103 1991 79762 SH SOLE 79762 0 0 EQUITY OFFICE PROPERTIES TRUST 294741103 4 200 SH DEFINED 200 0 0 EQUITY RESIDENTIAL 29476L107 255 10400 SH SOLE 10400 0 0 ESSEX PROPERTY TRUST 297178105 431 8480 SH SOLE 8480 0 0 EXXON MOBIL 30231G10C 279 8000 SH SOLE 8000 0 0 EXXON MOBIL 30231G102 216743 6205083 SH SOLE 6205083 0 0 EXXON MOBIL 30231G102 667 19100 SH DEFINED 19100 0 0 FIRST DATA 319963104 63 1800 SH SOLE 1800 0 0 FORTUNE BRANDS 349631101 241 5200 SH SOLE 5200 0 0 GABLES RESIDENTIAL 362418105 842 33800 SH SOLE 33800 0 0 GENERAL ELECTRIC 36960410C 41 1700 SH SOLE 1700 0 0 GENERAL ELECTRIC 369604103 6265 257431 SH SOLE 257431 0 0 GENERAL ELECTRIC 369604103 262 10802 SH DEFINED 6800 4002 0 GENERAL GROWTH PPTYS 370021107 1761 33870 SH SOLE 33870 0 0 GENERAL GROWTH PPTYS 370021107 13 250 SH DEFINED 250 0 0 GENERAL MOTORS 370442105 103 2800 SH SOLE 2800 0 0 GENERAL MOTORS CLASS H 370442832 9 900 SH SOLE 900 0 0 GILLETTE 375766102 1692 55760 SH SOLE 55760 0 0 GLAXOSMITHKLINE ADR 37733W105 3 100 SH SOLE 100 0 0 GLAXOSMITHKLINE ADR 37733W105 22 600 SH DEFINED 0 600 0 GLENBOROUGH RLTY TR INC. PFD CONV SER A 37803P204 10 500 SH SOLE 500 0 0 GREY WOLF 397888108 39 10000 SH SOLE 10000 0 0 GUITAR CENTER 402040109 49 3000 SH SOLE 3000 0 0 HALLIBURTON 406216101 11 600 SH SOLE 600 0 0 JOHN HANCOCK BANK & THRIFT OPP FUND 409735107 6 800 SH SOLE 800 0 0 HARLEY DAVIDSON 412822108 166 3600 SH SOLE 3600 0 0 HARTFORD FINANCIAL 416515104 13 288 SH SOLE 288 0 0 HEALTH CARE PPTY INVS INC. 421915109 1418 37045 SH SOLE 37045 0 0 HENRY JACK & ASSOCIATES 426281101 48 4000 SH SOLE 4000 0 0 HERITAGE PROPERTY 42725M107 534 21430 SH SOLE 21430 0 0 HERITAGE PROPERTY 42725M107 2 100 SH DEFINED 100 0 0 HEWLETT-PACKARD 428236103 17 1000 SH SOLE 1000 0 0 HOME DEPOT 437076102 555 23140 SH SOLE 23140 0 0 HONDA MOTOR ADR 438128308 678 37610 SH SOLE 37610 0 0 HOSPITALITY PPTYS TRUST 44106M102 207 5900 SH SOLE 5900 0 0 HOST MARRIOT CORP 44107P104 754 85250 SH SOLE 85250 0 0 HOST MARRIOT CORP 44107P104 1 200 SH DEFINED 200 0 0 IDENTIX 451906101 2 500 SH SOLE 500 0 0 INNKEEPERS USA 4576J0104 176 23000 SH SOLE 23000 0 0 INTEL 45814010C 21 1400 SH SOLE 1400 0 0 INTEL 458140100 3442 221105 SH SOLE 221105 0 0 IBM 459200101 255 3301 SH SOLE 3301 0 0 IRIDEX 462684101 2 1000 SH SOLE 1000 0 0 JDS UNIPHASE 46612J101 5 2200 SH DEFINED 2200 0 0 JOHNSON & JOHNSON 478160104 3751 69858 SH SOLE 69858 0 0 JOHNSON & JOHNSON 478160104 48 900 SH DEFINED 900 0 0 JOHNSON CONTROLS 478366107 80 1000 SH SOLE 1000 0 0 KLA-TENCOR 482480100 169 4800 SH SOLE 4800 0 0 KB HOME 48666K109 34 800 SH SOLE 800 0 0 KILROY REALTY CORPORATION 49427F108 332 14450 SH SOLE 14450 0 0 KIMCO REALTY 49446R109 75 2450 SH SOLE 2450 0 0 PHILIPS ELECTRONICS-NY SHS 500472303 6 356 SH SOLE 356 0 0 KRAFT FOODS 50075N104 1737 44625 SH SOLE 44625 0 0 KRAFT FOODS 50075N104 38 1000 SH DEFINED 1000 0 0 KROGER COMPANY 501044101 4 260 SH SOLE 260 0 0 LEGGETT & PLATT 524660107 8 400 SH SOLE 400 0 0 LENNAR CORP 526057104 41 800 SH SOLE 800 0 0 LIBERTY PPTY TR 531172104 371 11650 SH SOLE 11650 0 0 LIGHTPATH TECH 532257102 0 2000 SH SOLE 2000 0 0 ELI LILLY 53245710C 63 1000 SH SOLE 1000 0 0 ELI LILLY 532457108 1289 20310 SH SOLE 20310 0 0 ELI LILLY 532457108 63 1000 SH DEFINED 1000 0 0 LINCOLN NATIONAL 534187109 9 300 SH SOLE 300 0 0 LOWES COMPANIES 548661107 7 190 SH SOLE 190 0 0 LUBY'S 549282101 2 1000 SH SOLE 1000 0 0 LUCENT 549463107 0 403 SH SOLE 403 0 0 MACERICH 554382101 420 13680 SH SOLE 13680 0 0 MANUFACTURED HOME CMNTY REIT 564682102 13 453 SH SOLE 453 0 0 MAY DEPARTMENT STORE 577778103 13 600 SH SOLE 600 0 0 MELLON FINANCIAL 58551A10C 31 1200 SH SOLE 1200 0 0 MELLON FINANCIAL 58551A108 1095 41975 SH SOLE 41975 0 0 MERCK 58933110C 113 2000 SH SOLE 2000 0 0 MERCK 589331107 6407 113180 SH SOLE 113180 0 0 MERCK 589331107 2 50 SH DEFINED 50 0 0 MERISTAR HOSPITALITY 58984Y103 131 19900 SH SOLE 19900 0 0 MICROSOFT 59491810C 51 1000 SH SOLE 1000 0 0 MICROSOFT 594918104 5311 102740 SH SOLE 102740 0 0 MICROMUSE 595094103 3 1000 SH SOLE 1000 0 0 MIRAVANT MEDICAL 604690107 1 1400 SH SOLE 1400 0 0 MISSION WEST PPTY 605203108 44 4500 SH SOLE 4500 0 0 NATIONAL FUEL GAS 636180101 5 242 SH SOLE 242 0 0 NATIONWIDE HEALTH PROPERTIES 638620104 454 30450 SH SOLE 30450 0 0 NATIONWIDE HEALTH PROPERTIES 638620104 0 50 SH DEFINED 50 0 0 NETIQ 64115P102 8 688 SH SOLE 688 0 0 NEW PLAN REALTY 648053106 3 200 SH SOLE 200 0 0 NOKIA ADR 654902204 1436 92685 SH SOLE 92685 0 0 NORTEL NETWORKS 656568102 1 785 SH SOLE 785 0 0 NORTHROP GRUMMAN 666807102 9 100 SH SOLE 100 0 0 NUVEEN PREM INC 6706K4105 25 1927 SH SOLE 1927 0 0 NUVEEN INSD MUN OPP 670984103 267 17000 SOLE 17000 0 0 OPLINK COMMUNICATION 68375Q106 0 250 SH SOLE 250 0 0 PACTIV 695257105 8 366 SH SOLE 366 0 0 PAN PACIFIC RETAIL PPTY 69806L104 1359 37220 SH SOLE 37220 0 0 PAN PACIFIC RETAIL PPTY 69806L104 0 10 SH DEFINED 10 0 0 PANHANDLE ROYALTY 698477106 51 2800 SH SOLE 2800 0 0 PARKWAY PROPERTIES 70159Q104 1038 29605 SH SOLE 29605 0 0 PARKWAY PROPERTIES 70159Q104 3 100 SH DEFINED 100 0 0 PENNEY JC 708160106 20 900 SH SOLE 900 0 0 PEPSICO 713448108 185 4400 SH SOLE 4400 0 0 PFIZER 71708110C 91 3000 SH SOLE 3000 0 0 PFIZER 717081103 4848 158650 SH SOLE 158650 0 0 PHELPS DODGE 717265102 1 50 SH SOLE 50 0 0 PHILIP MORRIS 71815410C 121 3000 SH SOLE 3000 0 0 PHILIP MORRIS 718154107 3261 80500 SH SOLE 80500 0 0 PHILIP MORRIS 718154107 8 200 SH DEFINED 200 0 0 PRENTISS PROPERTIES TRUST 740706106 98 3500 SH SOLE 3500 0 0 PRINIPAL FINANCIAL GROUP 74251V102 3 100 SH SOLE 100 0 0 PROCTOR & GAMBLE 74271810C 42 500 SH SOLE 500 0 0 PROCTER & GAMBLE 742718109 3480 40501 SH SOLE 40501 0 0 PROCTER & GAMBLE 742718109 47 550 SH DEFINED 550 0 0 PROLOGIS 743410102 708 28200 SH SOLE 28200 0 0 PRUDENTIAL FINANCIAL 744320102 3 123 SH SOLE 123 0 0 PUBLIC STORAGE, INC. 74460D109 1880 58215 SH SOLE 58215 0 0 PUBLIC STORAGE, INC. 74460D109 2 70 SH DEFINED 70 0 0 PULTE HOMES 745867101 47 1000 SH SOLE 1000 0 0 PUTNAM PREMIER INCOME TR 746853100 3 557 SH SOLE 557 0 0 RAYTHEON COMPANY 755111507 7 256 SH SOLE 256 0 0 RECKSON ASSOC REALTY 75621K106 84 4000 SH SOLE 4000 0 0 REGENCY CENTERS CORPORATION 758849103 1127 34800 SH SOLE 34800 0 0 REGENCY CENTERS CORPORATION 758849103 9 300 SH DEFINED 300 0 0 RELIANT RESOURCES 75952B105 2 846 SH SOLE 846 0 0 RESPIRONICS 761230101 30 1000 SH SOLE 1000 0 0 ROYAL BANK OF CANADA 780087102 359 9798 SH SOLE 9798 0 0 ROYAL DUTCH ADR 78025780C 88 2000 SH SOLE 2000 0 0 ROYAL DUTCH ADR 780257804 50 1150 SH SOLE 1150 0 0 SBC COMMUNICATIONS 78387G10C 40 1500 SH SOLE 1500 0 0 SBC COMMUNICATIONS 78387G103 490 18105 SH SOLE 18105 0 0 SBC COMMUNICATIONS 78387G103 43 1600 SH DEFINED 1600 0 0 SL GREEN REALTY CORP 78440X101 170 5400 SH SOLE 5400 0 0 SLM 78442P106 41 400 SH SOLE 400 0 0 ST. PAUL COMPANIES 792860108 1967 57800 SH SOLE 57800 0 0 SANDERS MORRIS HARRIS GROUP 80000Q104 893 102234 SH SOLE 102234 0 0 SCHERING PLOUGH 806605101 71 3200 SH SOLE 3200 0 0 SEALED AIR CONV PFD SERIES A 81211K209 44 1050 SH SOLE 1050 0 0 SERVICE CORP INTERNATIONAL 817565104 68 20800 SH SOLE 20800 0 0 SHURGUARD STORAGE 82567D104 657 20970 SH SOLE 20970 0 0 SHURGUARD STORAGE 82567D104 9 300 SH DEFINED 300 0 0 SIMON PPTY GROUP 828806109 2312 67890 SH SOLE 67890 0 0 SIMON PPTY GROUP 828806109 3 100 SH DEFINED 100 0 0 SONY ADR 835699307 479 11615 SH SOLE 11615 0 0 STARWOOD HOTELS & RESORTS CLASS B 85590A203 237 10000 SH SOLE 10000 0 0 STRATUS PROPERTIES 863167201 995 108200 SH SOLE 108200 0 0 SUNTRUST BANKS 867914103 876 15400 SH SOLE 15400 0 0 SUNTRUST BANKS 867914103 45 800 SH DEFINED 800 0 0 TXU CORP 873168108 27 1482 SH SOLE 1482 0 0 TEXAS INSTRUMENTS 882508104 988 65825 SH SOLE 65825 0 0 3M CO 88579Y101 73 600 SH SOLE 600 0 0 TRAVELERS PROPERTY CASUALTY CL A 89420G109 0 43 SH SOLE 43 0 0 TRAVELERS CORPORATION CL B 89420G406 1 88 SH SOLE 88 0 0 TYCO 902124106 460 26950 SH SOLE 26950 0 0 U Q M TECHNOLOGIES 903213106 111 44359 SH SOLE 44359 0 0 UNITED DOMINION RLTY TRUST 910197102 919 56200 SH SOLE 56200 0 0 UNOCAL 915289102 15 500 SH SOLE 500 0 0 VERIZON COMMUNICATIONS 92343V104 139 3601 SH SOLE 3601 0 0 VORNADO OPERATING 92904N103 0 200 SH SOLE 200 0 0 VORNADO REALTY TRUST 929042109 2318 62320 SH SOLE 62320 0 0 VORNADO REALTY TRUST 929042109 20 550 SH DEFINED 550 0 0 WALMART 93114210C 75 1500 SH SOLE 1500 0 0 WALMART 931142103 1343 26608 SH SOLE 26608 0 0 WALGREENS 931422109 57 1972 SH SOLE 1972 0 0 WEINGARTEN REALTY INVESTORS 948741103 1527 41453 SH SOLE 41453 0 0 WEINGARTEN REALTY INVESTORS 948741103 5 150 SH DEFINED 150 0 0 WELLS FARGO 949746101 4 100 SH DEFINED 100 0 0 WESTAR ENERGY INC 95709T100 5 563 SH SOLE 563 0 0 WYETH 983024100 648 17332 SH SOLE 17332 0 0 XEROX 984121103 17 2140 SH SOLE 2140 0 0 YUM! BRANDS 988498101 19 800 SH SOLE 800 0 0 ZIMMER HOLDINGS 98956P102 8 201 SH SOLE 201 0 0 GRAND TOTALS 339996 10365312 10360710 4602 0