13F-HR 1 pmtmar02.txt FILING FOR PERIOD 03/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: Pinnacle Management & Trust Co. Address: 5599 San Felipe Suite 555 Houston, TX 77056 13F File Number: The institution investment manger filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is trust, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Managers: Name: Linda Halcomb Title: VP - Operations Phone: 713-993-4658 Signature, Place and Date of Signing: Linda Halcomb Houston, Texas May 8, 2002 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 10173363 FORM 13F INFORMATION TABLE VALUE ENTRY: $397,813 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CHECK POINT SOFTWARE TECHNOLOGIES M22465104 1577 51900 SH SOLE 51400 0 500 CHECK POINT SOFTWARE TECHNOLOGIES M22465104 42 1400 SH DEFINED 1400 0 0 AOL TIME WARNER 00184A105 1994 84390 SH SOLE 83890 0 500 AOL TIME WARNER 00184A105 94 4000 SH DEFINED 4000 0 0 AT&T 001957109 5 375 SH SOLE 375 0 0 ABBOTT LABS 002824100 2746 52230 SH SOLE 52230 0 0 AGILENT 00846U101 9 266 SH SOLE 266 0 0 ALLIED CAPITAL 01903Q108 24 882 SH SOLE 882 0 0 ALTERA 021441100 13 600 SH SOLE 600 0 0 AMERICAN EXPRESS 025816109 405 9895 SH SOLE 9895 0 0 AMERICAN INTL GROUP 026874107 2569 35619 SH SOLE 35257 0 362 AMGEN 031162100 624 10463 SH SOLE 9863 0 600 ANHEUSER-BUSCH 035229103 26 500 SH SOLE 500 0 0 APT INVESTMENT & MGMT 03748R101 483 10000 SH SOLE 10000 0 0 APPLIED MATERIALS 038222105 1776 32730 SH SOLE 32230 0 500 APPLIED MATERIALS 038222105 59 1100 SH DEFINED 1100 0 0 ARCHSTONE-SMITH TRUST 039583109 2571 96000 SH SOLE 96000 0 0 ATMOS ENERGY 049560105 3 144 SH SOLE 144 0 0 AVALON BAY COMMUNITIES 053484101 2335 46905 SH SOLE 46905 0 0 BP ADR 055622104 1267 23876 SH SOLE 23474 0 402 BRE PROPERTIES, INC. 05564E106 422 13000 SH SOLE 13000 0 0 BANK OF AMERICA 060505104 51 756 SH SOLE 756 0 0 BANK OF NEW YORK INC. 064057102 25 600 SH SOLE 600 0 0 BAXTER INTERNATIONAL 071813109 23 400 SH SOLE 400 0 0 BERKSHIRE HATHAWAY 084670207 3167 1337 SH SOLE 1337 0 0 BOEING COMPANY 097023105 2315 48000 SH SOLE 47600 0 400 BOEING COMPANY 097023105 96 2000 SH DEFINED 2000 0 0 BOSTON PROPERTIES, INC. 101121101 893 22650 SH SOLE 22650 0 0 BRISTOL-MYERS SQUIBB 110122108 232 5750 SH SOLE 5750 0 0 CIGNA 125509109 4547 44850 SH SOLE 44850 0 0 CMGI 125750109 0 370 SH SOLE 370 0 0 CVS CORP 126650100 1101 32100 SH SOLE 31700 0 400 CVS CORP 126650100 34 1000 SH DEFINED 1000 0 0 CARRAMERICA REALTY 144418100 1885 60050 SH SOLE 60050 0 0 CASH AMERICA INTERL *RSTD* 14754D100 26 3000 SH SOLE 3000 0 0 CENTEX 152312104 25 500 SH SOLE 500 0 0 CHEVRONTEXACO CORP. 166764100 41 458 SH SOLE 458 0 0 CISCO SYSTEMS 17275R102 3300 194929 SH SOLE 193629 0 1300 CITIZENS COMMUNICATIONS 17453B101 16 1500 SH SOLE 1500 0 0 COCA COLA 191216100 6984 133680 SH SOLE 133280 0 400 COCA-COLA ENTERPRISES 191219104 11 600 SH SOLE 600 0 0 COMERICA INC 200340107 12 200 SH SOLE 200 0 0 COMMERCE ONE 200693109 0 50 SH SOLE 50 0 0 COMPASS BANCSHARES 20449H109 26 850 SH SOLE 850 0 0 COMPUTER ASSOCIATES 204912109 144 6600 SH SOLE 6600 0 0 CONOCO 208251504 14 489 SH SOLE 489 0 0 CONTINENTAL AIRLINES CLASS B 210795308 8 300 SH SOLE 300 0 0 CORPORATE OFFICE PPTYS TR 22002T108 786 60000 SH SOLE 60000 0 0 COUSINS PROPERTIES 222795106 265 10200 SH SOLE 10200 0 0 CRESCENT REAL ESTATE EQUITES COMPANY 225756105 455 23500 SH SOLE 23500 0 0 CROWN CASTLE 228227104 419 63400 SH SOLE 63400 0 0 DANAHER 235851102 286 4035 SH SOLE 4035 0 0 DELL COMPUTER 247025109 78 3000 SH SOLE 3000 0 0 DELPHI 247126105 13 838 SH SOLE 838 0 0 DESIGNS INC 25057L102 3 800 SH SOLE 800 0 0 DEVELOPERS DIVERSIFIED RLTY CORP 251591103 67 3200 SH SOLE 3200 0 0 WALT DISNEY 254687106 2449 106169 SH SOLE 105569 0 600 DOW CHEMICAL 260543103 15 488 SH SOLE 488 0 0 DU PONT 263534109 20 434 SH SOLE 434 0 0 DUKE ENERGY 264399106 872 23075 SH SOLE 22775 0 300 DUKE ENERGY 264399106 64 1700 SH DEFINED 1700 0 0 DUKE REALTY CORP 264411505 52 2000 SH SOLE 2000 0 0 EMC 268648102 1512 126884 SH SOLE 122384 0 4500 EMC 268648102 47 4000 SH DEFINED 4000 0 0 EASTGROUP PROPERTIES, INC. 277276101 1613 62657 SH SOLE 62657 0 0 ECHELON 27874N105 1081 60100 SH SOLE 60100 0 0 ECHELON 27874N105 18 1000 SH DEFINED 1000 0 0 EL PASO CORPORATION 28336L109 1006 22873 SH SOLE 22573 0 300 EL PASO CORPORATION 28336L109 79 1800 SH DEFINED 1800 0 0 EL PASO ENERGY PARTNER 28368B102 7 200 SH SOLE 200 0 0 ELECTRONIC DATA SYSTEMS 285661104 13 240 SH SOLE 240 0 0 ENGINEERED SUPPORT SYSTEMS 292866100 9 200 SH SOLE 200 0 0 ENRON 293561106 0 1000 SH SOLE 1000 0 0 EQUITY OFFICE PROPERTIES TRUST 294741103 1463 48812 SH SOLE 48812 0 0 EQUITY RESIDENTIAL PROPERTY TRUST 29476L107 86 3000 SH SOLE 3000 0 0 ERICSSON ADR 294821400 937 224390 SH SOLE 221390 0 3000 ESSEX PROPERTY TRUST 297178105 260 5000 SH SOLE 5000 0 0 EVERGREEN RES 299900308 20 500 SH SOLE 500 0 0 EXXON MOBIL 30231G102 237604 5422290 SH SOLE 5421690 0 600 FREDDIE MAC 313400301 38 600 SH SOLE 600 0 0 FANNIE MAE 313586109 1860 23285 SH SOLE 23285 0 0 FANNIE MAE 313586109 47 600 SH DEFINED 600 0 0 FIRST DATA 319963104 78 900 SH SOLE 900 0 0 GABLES RESIDENTIAL 362418105 613 19750 SH SOLE 19750 0 0 GENENTECH 368710406 15 300 SH SOLE 300 0 0 GENERAL ELECTRIC 369604103 9357 249866 SH SOLE 249066 0 800 GENERAL ELECTRIC 369604103 149 4002 SH DEFINED 0 4002 0 GENERAL GROWTH PPTYS 370021107 663 15000 SH SOLE 15000 0 0 GENERAL MOTORS 370442105 175 2900 SH SOLE 2900 0 0 GENERAL MOTORS CLASS H 370442832 14 900 SH SOLE 900 0 0 GILLETTE 375766102 2457 72270 SH SOLE 71670 0 600 GLAXOSMITHKLINE ADR 37733W105 4 100 SH SOLE 100 0 0 GLAXOSMITHKLINE ADR 37733W105 31 668 SH DEFINED 0 668 0 GLENBOROUGH REALTY TR INC. 37803P105 12 571 SH SOLE 571 0 0 GLENBOROUGH RLTY TR INC. PFD CONV SER A 37803P204 11 500 SH SOLE 500 0 0 GOLDMAN SACHS 38141G104 2706 29990 SH SOLE 29590 0 400 GREAT LAKES REIT 390752103 372 22000 SH SOLE 22000 0 0 GREY WOLF 397888108 39 10000 SH SOLE 10000 0 0 GUITAR CENTER 402040109 52 3000 SH SOLE 3000 0 0 HALLIBURTON 406216101 11 700 SH SOLE 700 0 0 HARLEY DAVIDSON 412822108 2 45 SH SOLE 45 0 0 HARTFORD FINANCIAL 416515104 19 288 SH SOLE 288 0 0 HEALTH CARE PPTY INVS INC. 421915109 153 3780 SH SOLE 3780 0 0 HEWLETT-PACKARD 428236103 25 1400 SH SOLE 1400 0 0 HIGHWOODS PROPERTIES 431284108 14 500 SH SOLE 500 0 0 HOME DEPOT 437076102 1053 21675 SH SOLE 21375 0 300 HOME DEPOT 437076102 38 800 SH DEFINED 800 0 0 HONDA MOTOR ADR 438128308 921 43570 SH SOLE 42770 0 800 HOST MARRIOT CORP 44107P104 780 65300 SH SOLE 65300 0 0 IDENTIX 451906101 4 500 SH SOLE 500 0 0 INTEL 458140100 6528 214751 SH SOLE 213951 0 800 IBM 459200101 320 3080 SH SOLE 3080 0 0 INTERNATIONAL PAPER CO 460146103 8 200 SH SOLE 200 0 0 IOMEGA 462030305 1 200 SH SOLE 200 0 0 IRIDEX 462684101 4 1000 SH SOLE 1000 0 0 JDS UNIPHASE 46612J101 12 2200 SH DEFINED 2200 0 0 JOHNSON & JOHNSON 478160104 5328 82040 SH SOLE 81640 0 400 JOHNSON & JOHNSON 478160104 58 900 SH DEFINED 900 0 0 JOHNSON CONTROLS 478366107 88 1000 SH SOLE 1000 0 0 KLA-TENCOR 482480100 365 5500 SH SOLE 5500 0 0 KB HOME 48666K109 26 600 SH SOLE 600 0 0 KILROY REALTY CORPORATION 49427F108 414 14700 SH SOLE 14700 0 0 KIMCO REALTY 49446R109 80 2450 SH SOLE 2450 0 0 PHILIPS ELECTRONICS 500472303 10 356 SH SOLE 356 0 0 KRAFT FOODS 50075N104 1591 41200 SH SOLE 40700 0 500 KRAFT FOODS 50075N104 57 1500 SH DEFINED 1500 0 0 KROGER COMPANY 501044101 5 260 SH SOLE 260 0 0 LENNAR CORP 526057104 31 600 SH SOLE 600 0 0 LIBERTY PPTY TR 531172104 296 9192 SH SOLE 9192 0 0 LIGHTPATH TECH 532257102 3 2000 SH SOLE 2000 0 0 ELI LILLY 532457108 3132 41105 SH SOLE 41105 0 0 ELI LILLY 532457108 76 1000 SH DEFINED 1000 0 0 LINCOLN NATIONAL 534187109 25 500 SH SOLE 500 0 0 LOWES COMPANIES 548661107 8 190 SH SOLE 190 0 0 LUBY'S 549282101 34 5000 SH SOLE 5000 0 0 MANUFACTURED HOME CMNTY REIT 564682102 14 453 SH SOLE 453 0 0 MAY DEPARTMENT STORE 577778103 20 600 SH SOLE 600 0 0 MEDTRONIC 585055106 54 1200 SH SOLE 1200 0 0 MELLON FINANCIAL 58551A108 2283 59175 SH SOLE 58575 0 600 MERCK 589331107 6564 114010 SH SOLE 113610 0 400 MERISTAR HOSPITALITY 58984Y103 522 28611 SH SOLE 28611 0 0 MICROSOFT 594918104 6440 106785 SH SOLE 106385 0 400 MICROMUSE 595094103 8 1000 SH SOLE 1000 0 0 MINNESOTA MINING & MFG 604059105 69 600 SH SOLE 600 0 0 MIRAVANT MEDICAL 604690107 1 1400 SH SOLE 1400 0 0 MISSION WEST PPTY 605203108 320 24500 SH SOLE 24500 0 0 MORGAN STANLEY 617446448 22 400 SH SOLE 0 0 400 MOTOROLA 620076109 8 600 SH SOLE 600 0 0 NATIONAL FUEL GAS 636180101 5 242 SH SOLE 242 0 0 NATIONWIDE HEALTH PROPERTIES 638620104 80 4000 SH SOLE 4000 0 0 NETIQ 64115P102 14 688 SH SOLE 688 0 0 NEWPORT 651824104 7 300 SH SOLE 300 0 0 NOKIA ADR 654902204 2103 101470 SH SOLE 100670 0 800 NORTEL NETWORKS 656568102 3 785 SH SOLE 785 0 0 NORTHROP GRUMMAN 666807102 11 100 SH SOLE 100 0 0 NUVEEN PREM INC 6706K4105 24 1927 SH SOLE 1927 0 0 NUVEEN INSD MUN OPP 670984103 248 17000 SOLE 17000 0 0 OPLINK COMMUNICATION 68375Q106 0 250 SH SOLE 250 0 0 ORACLE 68389X105 643 50275 SH SOLE 48875 0 1400 PACTIV 695257105 7 366 SH SOLE 366 0 0 PAN PACIFIC RETAIL PPTY 69806L104 609 19950 SH SOLE 19950 0 0 PANHANDLE ROYALTY 698477106 45 3000 SH SOLE 3000 0 0 PARKWAY PROPERTIES 70159Q104 1400 38371 SH SOLE 38371 0 0 PENNEY JC 708160106 18 900 SH SOLE 900 0 0 PEPSICO 713448108 20 400 SH SOLE 400 0 0 PFIZER 717081103 6303 158650 SH SOLE 158050 0 600 PHELPS DODGE 717265102 2 50 SH SOLE 50 0 0 PHILIP MORRIS 718154107 890 16900 SH SOLE 16900 0 0 PHILLIPS PETROLEUM COMPANY 718507106 260 4152 SH SOLE 4152 0 0 POST PROPERTIES 737464107 1385 41240 SH SOLE 41240 0 0 PRENTISS PROPERTIES TRUST 740706106 103 3500 SH SOLE 3500 0 0 PRINIPAL FINANCIAL GROUP 74251V102 2 100 SH SOLE 100 0 0 PROCTOR & GAMBLE 74271810B 148 1648 SH SOLE 1648 0 0 PROCTER & GAMBLE 742718109 4601 51073 SH SOLE 50773 0 300 PROLOGIS TR 743410102 233 10000 SH SOLE 10000 0 0 PUBLIC STORAGE, INC. 74460D109 1069 28900 SH SOLE 28900 0 0 PULTE HOMES 745867101 36 759 SH SOLE 759 0 0 QUANEX 6.880% 06/30/07 747620AC6 5 5000 PRN SOLE 5000 0 0 RAYTHEON COMPANY 755111507 11 276 SH SOLE 276 0 0 RECKSON ASSOC REALTY 75621K106 98 4000 SH SOLE 4000 0 0 RELIANCE STEEL & ALUMINUM 759509102 13 500 SH SOLE 500 0 0 RELIANT ENERGY 75952J108 28 1094 SH SOLE 1094 0 0 RESPIRONICS 761230101 32 1000 SH SOLE 1000 0 0 ROUSE 779273101 532 17200 SH SOLE 17200 0 0 ROYAL BANK OF CANADA 780087102 326 9798 SH SOLE 9798 0 0 ROYAL BANK OF SCOTLAND PLC PFD CLASS B 780097309 47 1800 SH SOLE 1800 0 0 ROYAL BANK OF SCOTLAND PFD 9.50% 780097408 25 1000 SH SOLE 1000 0 0 ROYAL DUTCH ADR 780257804 260 4800 SH SOLE 4800 0 0 SBC COMMUNICATIONS 78387G103 1621 43330 SH SOLE 43030 0 300 SBC COMMUNICATIONS 78387G103 22 600 SH DEFINED 600 0 0 SL GREEN REALTY CORP 78440X101 147 4400 SH SOLE 4400 0 0 ST. PAUL COMPANIES 792860108 2984 65100 SH SOLE 65100 0 0 SANDERS MORRIS HARRIS GROUP 80000Q104 469 78012 SH SOLE 78012 0 0 SCHERING PLOUGH 806605101 100 3200 SH SOLE 3200 0 0 SCHLUMBERGER 806857108 1236 21028 SH SOLE 20628 0 400 SERVICE CORP INTERNATIONAL 817565104 10 2001 SH DEFINED 0 2001 0 SHURGUARD STORAGE 82567D104 621 18350 SH SOLE 18350 0 0 SIMON PPTY GROUP 828806109 1520 46600 SH SOLE 46600 0 0 SONY ADR 835699307 963 18635 SH SOLE 18235 0 400 SOUTHWEST AIRLINES 844741108 40 2099 SH SOLE 0 0 2099 STARWOOD HOTELS & RESORTS CLASS B 85590A203 225 6000 SH SOLE 6000 0 0 STRATUS PROPERTIES 863167201 908 111700 SH SOLE 111700 0 0 SUNRISE TECHNOLOGIES INTERNATIONAL 86769L103 0 1000 SH SOLE 1000 0 0 SUNTRUST BANKS 867914103 1052 15775 SH SOLE 15775 0 0 SUNTRUST BANKS 867914103 53 800 SH DEFINED 800 0 0 TXU CORP 873168108 48 883 SH SOLE 883 0 0 TELLABS 879664100 3 300 SH SOLE 300 0 0 TEXAS BIOTECHNOLOGY 88221T104 9 1500 SH SOLE 1500 0 0 TEXAS INSTRUMENTS 882508104 2270 68605 SH SOLE 67605 0 1000 TRIZEC HAHN, INC. 896938107 430 27200 SH SOLE 27200 0 0 TYCO 902124106 1537 47590 SH SOLE 47590 0 0 TYCO 902124106 29 900 SH DEFINED 900 0 0 U Q M TECHNOLOGIES 903213106 204 44359 SH SOLE 44359 0 0 USA ED 90390U102 39 400 SH SOLE 400 0 0 UNION PACIFIC 907818108 6 100 SH SOLE 100 0 0 UNITED DOMINION RLTY TRUST 910197102 918 58000 SH SOLE 58000 0 0 UNOCAL 915289102 19 500 SH SOLE 500 0 0 VERIZON COMMUNICATIONS 92343V104 40 883 SH SOLE 883 0 0 VERTIAS SOFTWARE 923436109 8 200 SH SOLE 200 0 0 VORNADO OPERATING 92904N103 0 200 SH SOLE 200 0 0 VORNADO REALTY TRUST 929042109 2225 50400 SH SOLE 50400 0 0 WALMART 931142103 2409 39313 SH SOLE 38813 0 500 WALGREENS 931422109 29 750 SH SOLE 750 0 0 WEINGARTEN REALTY INVESTORS 948741103 1410 27449 SH SOLE 27449 0 0 WELLS FARGO 949746101 4 100 SH SOLE 100 0 0 WESTERN RES INC 959425109 9 563 SH SOLE 563 0 0 WORLDCOM INC - WORLDCOM GROUP 98157D106 342 50874 SH SOLE 50874 0 0 WORLDCOM INC - WORLDCOM GROUP 98157D106 13 2000 SH DEFINED 2000 0 0 WORLDCOM INC - MCI GROUP 98157D304 0 2 SH SOLE 2 0 0 XO COMMUNICATIONS 983764101 0 11600 SH SOLE 11600 0 0 XEROX 984121103 27 2568 SH SOLE 2568 0 0 ZIMMER HOLDINGS 98956P102 11 333 SH SOLE 333 0 0 GRAND TOTALS 397813 10173363 10137829 6671 28863