0000894189-21-003896.txt : 20210623 0000894189-21-003896.hdr.sgml : 20210623 20210623142930 ACCESSION NUMBER: 0000894189-21-003896 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210623 DATE AS OF CHANGE: 20210623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Jacob Funds Inc. CENTRAL INDEX KEY: 0001090372 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-40446 FILM NUMBER: 211038442 BUSINESS ADDRESS: STREET 1: 727 2ND STREET, #106 CITY: HERMOSA BEACH STATE: CA ZIP: 90254 BUSINESS PHONE: 310-421-4942 MAIL ADDRESS: STREET 1: 727 2ND STREET, #106 CITY: HERMOSA BEACH STATE: CA ZIP: 90254 FORMER COMPANY: FORMER CONFORMED NAME: JACOB INTERNET FUND INC DATE OF NAME CHANGE: 20060106 FORMER COMPANY: FORMER CONFORMED NAME: JACOB INTERNET FUND DATE OF NAME CHANGE: 20060106 FORMER COMPANY: FORMER CONFORMED NAME: JACOB INTERNET FUND INC DATE OF NAME CHANGE: 19990713 8-A12B 1 jacob8-a12b1jfwd.htm JACOB FUNDS 8-A12B Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-A

For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934
Jacob Funds Inc.
(Exact name of registrant as specified in its charter)

Maryland(see below)
(State of incorporation or organization)
(I.R.S. Employer Identification No.)

727 2nd Street #106, Hermosa Beach, California
90254
(Address of principal executive offices)
(Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered
Name of each exchange on
which each class is to be registered
Jacob Forward ETF
NYSE Arca, Inc.

If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-82865
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of class)


INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1.    Description of the Registrant’s Securities to be Registered

Reference is made to Post-Effective Amendment No. 42 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-82865 and 811-09447), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0000894189-21-003219) on May 24, 2021, which is incorporated herein by reference.

The Registrant currently consists of four separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:


Title of Each Class of Securities to be Registered
IRS Employer ID Number
Jacob Forward ETF
86-2659511
Item 2.    Exhibits
The following exhibits to this registration statement on Form 8-A are incorporated by reference from the documents specified which have been filed with the Securities and Exchange Commission.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

Date:    June 23, 2021

Jacob Funds Inc.

By:    /s/ Ryan I. Jacob
Name: Ryan I. Jacob
Title:    Director, President, Chairman of the Board and Chief Executive Officer