0000769993-16-001869.txt : 20161115
0000769993-16-001869.hdr.sgml : 20161115
20161115174904
ACCESSION NUMBER: 0000769993-16-001869
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161111
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VINIAR DAVID A
CENTRAL INDEX KEY: 0001090352
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 162000828
MAIL ADDRESS:
STREET 1: C/O GOLDMAN SACHS GROUP INC
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
ownershipdoc11122016120613.xml
X0306
4
2016-11-11-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001090352
VINIAR DAVID A
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
true
false
false
false
Common Stock, par value $0.01 per share
2016-11-11-05:00
4
M
false
75000
199.84
A
839925
D
Common Stock, par value $0.01 per share
2016-11-11-05:00
4
F
false
74330
204.14
D
765595
D
Common Stock, par value $0.01 per share
2016-11-11-05:00
4
S
false
670
204.2175
D
764925
D
Common Stock, par value $0.01 per share
2016-11-14-05:00
4
M
false
39000
199.84
A
803925
D
Common Stock, par value $0.01 per share
2016-11-14-05:00
4
F
false
38222
209.3
D
765703
D
Common Stock, par value $0.01 per share
2016-11-14-05:00
4
S
false
778
209.3256
D
764925
D
Common Stock, par value $0.01 per share
123186
I
See footnote
Common Stock, par value $0.01 per share
102257
I
See footnote
Nonqualified Stock Options (right to buy)
199.84
2016-11-11-05:00
4
M
false
75000
0
D
2010-01-25-05:00
2016-11-25-05:00
Common Stock, par value $0.01 per share
75000
78184
D
Nonqualified Stock Options (right to buy)
199.84
2016-11-14-05:00
4
M
false
39000
0
D
2010-01-25-05:00
2016-11-25-05:00
Common Stock, par value $0.01 per share
39000
39184
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016.
Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
Reflects a weighted average sale price of $204.2175 per share, at prices ranging from $204.2115 to $204.2249 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $209.3256 per share, at prices ranging from $209.3197 to $209.3350 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through a limited liability company.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
/s/ Beverly L. O'Toole, Attorney-in-fact
2016-11-15-05:00