0000769993-16-001869.txt : 20161115 0000769993-16-001869.hdr.sgml : 20161115 20161115174904 ACCESSION NUMBER: 0000769993-16-001869 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161111 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VINIAR DAVID A CENTRAL INDEX KEY: 0001090352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 162000828 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS GROUP INC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 ownershipdoc11122016120613.xml X0306 4 2016-11-11-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001090352 VINIAR DAVID A C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 true false false false Common Stock, par value $0.01 per share 2016-11-11-05:00 4 M false 75000 199.84 A 839925 D Common Stock, par value $0.01 per share 2016-11-11-05:00 4 F false 74330 204.14 D 765595 D Common Stock, par value $0.01 per share 2016-11-11-05:00 4 S false 670 204.2175 D 764925 D Common Stock, par value $0.01 per share 2016-11-14-05:00 4 M false 39000 199.84 A 803925 D Common Stock, par value $0.01 per share 2016-11-14-05:00 4 F false 38222 209.3 D 765703 D Common Stock, par value $0.01 per share 2016-11-14-05:00 4 S false 778 209.3256 D 764925 D Common Stock, par value $0.01 per share 123186 I See footnote Common Stock, par value $0.01 per share 102257 I See footnote Nonqualified Stock Options (right to buy) 199.84 2016-11-11-05:00 4 M false 75000 0 D 2010-01-25-05:00 2016-11-25-05:00 Common Stock, par value $0.01 per share 75000 78184 D Nonqualified Stock Options (right to buy) 199.84 2016-11-14-05:00 4 M false 39000 0 D 2010-01-25-05:00 2016-11-25-05:00 Common Stock, par value $0.01 per share 39000 39184 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Reflects a weighted average sale price of $204.2175 per share, at prices ranging from $204.2115 to $204.2249 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $209.3256 per share, at prices ranging from $209.3197 to $209.3350 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through a limited liability company. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. /s/ Beverly L. O'Toole, Attorney-in-fact 2016-11-15-05:00