0001552781-13-000006.txt : 20130522 0001552781-13-000006.hdr.sgml : 20130522 20130522181908 ACCESSION NUMBER: 0001552781-13-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACK WINSTON L III CENTRAL INDEX KEY: 0001550168 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 13866061 MAIL ADDRESS: STREET 1: 5951 BEACON HILL DRIVE CITY: FRISCO STATE: TX ZIP: 75034 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15770 NORTH DALLAS PARKWAY STREET 2: SUITE 1290 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 15770 NORTH DALLAS PARKWAY STREET 2: SUITE 1290 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 i00064_black-form4.xml OWNERSHIP DOCUMENT X0306 4 2013-05-20 0 0001089907 SWK Holdings Corp SWKH 0001550168 BLACK WINSTON L III 15770 DALLAS PARKWAY STE 1290 DALLAS TX 75248 1 1 0 0 Managing Director Common Stock 2013-05-20 4 P 0 5000 0.79 A 55001 D Common Stock 2013-05-21 4 P 0 8700 0.795 A 63701 D Winston Black 2013-05-22 EX-24 2 i00064_ex24-poa.htm

POWER OF ATTORNEY

 

KNOW ALL MEN BY THESE PRESENTS: THAT I,Winston Black, hereby appoint J. Brett Pope and Parth S. Munshi, each acting individually, my true and lawful attorneys for me andin my name for the purpose of:

 

(1) executing on my behalf any Form ID for the application for access codes to the U.S. Securities and Exchange Commission's EDGAR System or any successor system, any Initial Statement of Beneficial Ownership of Securities on Form 3, any Statement of Changes in Beneficial Ownership of Securities on Form 4, any Annual Statement of Changes in Beneficial Ownership of Securities on Form 5 and any additional forms which may be promulgated pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, or any amendments thereto, in connection with my transactions in shares of SWK Holdings Corporation common stock and causing such forms to be filed with the U.S. Securities and Exchange Commission, and any appropriate stock exchange; and

 

(2) taking any other action in connection with the foregoing which, in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the forms executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in their discretion.

 

The undersigned acknowledges that:

 

(1) the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934; and

 

(2) this Power of Attorney authorizes, but does not require, any of the foregoing attorneys-in-fact to act in their discretion on information provided to such attorneys-in-fact without independent verification of such information.

 

The undersigned hereby grants to each of the foregoing attorneys-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or appropriate to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, hereby ratifying and confirming all that any of such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney.

 

This Power of Attorney shall remain in effect until revoked in writing by the undersigned.

 

IN WITNESS WHEREOF, I have hereunto set my hand this 22nd day of May, 2013.

 

 

/s/ Winston Black      

Winston Black