0001480140-19-000005.txt : 20190911 0001480140-19-000005.hdr.sgml : 20190911 20190911181239 ACCESSION NUMBER: 0001480140-19-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190910 FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weinberg Michael CENTRAL INDEX KEY: 0001480140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 191089188 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: X1 ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-09-10 0 0001089907 SWK Holdings Corp SWKH 0001480140 Weinberg Michael 14755 PRESTON ROAD SUITE 105 DALLAS X1 75254 UNITED STATES 1 0 0 0 Common Stock 2019-09-10 4 A 0 200 10.5 A 64332 D Common Stock 2019-09-10 4 A 0 200 10.65 A 64532 D Common Stock 2019-09-10 4 A 0 200 10.55 A 64732 D Common Stock 2019-09-11 4 A 0 300 10.7 A 65032 D Common Stock 2019-09-11 4 A 0 300 10.75 A 65332 D Common Stock 2019-09-11 4 A 0 200 10.75 A 65532 D /s/ Michael Weinberg 2019-09-11