<SEC-DOCUMENT>0001209191-14-072029-index.html : 20141201 <SEC-HEADER>0001209191-14-072029.hdr.sgml : 20141201 <ACCEPTANCE-DATETIME>20141201182749 ACCESSION NUMBER: 0001209191-14-072029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141126 FILED AS OF DATE: 20141201 DATE AS OF CHANGE: 20141201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15770 NORTH DALLAS PARKWAY STREET 2: SUITE 1290 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 15770 NORTH DALLAS PARKWAY STREET 2: SUITE 1290 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUBLE BLACK DIAMOND, L.P. CENTRAL INDEX KEY: 0001056352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 141258816 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE, SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-932-9600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE, SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 FORMER NAME: FORMER CONFORMED NAME: DOUBLE BLACK DIAMOND L P DATE OF NAME CHANGE: 19980223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson Clint Duane CENTRAL INDEX KEY: 0001404625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 141258813 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Double Black Diamond Offshore Ltd CENTRAL INDEX KEY: 0001404976 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 141258817 BUSINESS ADDRESS: STREET 1: CITCO FUND SERVICES, 89 NEXUS WAY STREET 2: P.O. BOX 31106 CITY: CAMANA BAY STATE: E9 ZIP: KY-1205 BUSINESS PHONE: 214.932.9600 MAIL ADDRESS: STREET 1: CITCO FUND SERVICES, 89 NEXUS WAY STREET 2: P.O. BOX 31106 CITY: CAMANA BAY STATE: E9 ZIP: KY-1205 FORMER NAME: FORMER CONFORMED NAME: Double Black Diamond Offshore Ltd. DATE OF NAME CHANGE: 20090610 FORMER NAME: FORMER CONFORMED NAME: Double Black Diamond Offshore LDC DATE OF NAME CHANGE: 20070628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Diamond Offshore Ltd. CENTRAL INDEX KEY: 0001452364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 141258818 BUSINESS ADDRESS: STREET 1: CITCO FUND SERVICES, 89 NEXUS WAY STREET 2: P.O. BOX 31106 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 BUSINESS PHONE: 214-932-9600 MAIL ADDRESS: STREET 1: CITCO FUND SERVICES, 89 NEXUS WAY STREET 2: P.O. BOX 31106 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asgard Investment Corp. II CENTRAL INDEX KEY: 0001503915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 141258814 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-932-9600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asgard Investment Corp. CENTRAL INDEX KEY: 0001404557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 141258815 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.932.9600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON CAPITAL L P CENTRAL INDEX KEY: 0001056973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 141258819 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149329600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1800 CITY: DALLAS STATE: TX ZIP: 75201 </SEC-HEADER> <DOCUMENT> <TYPE>4 <SEQUENCE>1 <FILENAME>doc4.xml <DESCRIPTION>FORM 4 SUBMISSION <TEXT> Document 1 - file: doc4.html
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