UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name
of each exchange on which registered |
| $0.001 per share |
The Stock Market LLC | |
Purchase Rights |
The |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
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Item 7.01 Regulation FD Disclosure.
On June 23, 2021, SWK Holdings Corporation issued a press release announcing the adoption of a share repurchase program for up to $5.0 million in shares of its common stock. The repurchase program will expire on March 15, 2022.
Item 9.01(d). Financial Statements and Exhibits.
See Exhibit Index immediately following the signature page.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
SWK HOLDINGS CORPORATION | |
| By: | /s/ WINSTON BLACK |
| Winston Black | |
| Chief Executive Officer | |
Date: June 23, 2021
EXHIBIT INDEX
| Exhibit No. |
Description
|
| 99.1 | Press Release of SWK Holdings Corporation, dated June 23, 2021 Announcing Resumption of Share Repurchase Program |
| 104.1 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |