0001062993-23-014529.txt : 20230705
0001062993-23-014529.hdr.sgml : 20230705
20230705202304
ACCESSION NUMBER: 0001062993-23-014529
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221230
FILED AS OF DATE: 20230705
DATE AS OF CHANGE: 20230705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hatcher Robert K.
CENTRAL INDEX KEY: 0001911405
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39184
FILM NUMBER: 231071685
MAIL ADDRESS:
STREET 1: 2929 ALLEN PARKWAY
STREET 2: SUITE 3000
CITY: HOUSTON
STATE: TX
ZIP: 77019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5956 SHERRY LANE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2142177253
MAIL ADDRESS:
STREET 1: 5956 SHERRY LANE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
4/A
1
form4a.xml
AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4/A
2022-12-30
2023-01-04
0001089907
SWK Holdings Corp
SWKH
0001911405
Hatcher Robert K.
14755 PRESTON ROAD, SUITE 105
DALLAS
TX
75254
1
0
0
0
0
Common Stock
2022-12-30
4
A
0
779
17.64
A
5511
D
Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date.
Reflects securities beneficially owned following the reported transaction as of the applicable transaction date.
On January 4, 2023, the Reporting Person filed a Form 4 (the "Original Form 4"), which mistakenly reported the acquisition of 1,120 shares of common stock by the Reporting Person in lieu of cash compensation for his services as a director. The Reporting Person elected to receive such compensation in cash, and did not acquire such shares. Accordingly, this amendment is being filed to amend and restate the Original Form 4 in its entirety.
/s/ Yvette Heinrichson, as attorney-in-fact
2023-07-05