0001062993-23-007419.txt : 20230321
0001062993-23-007419.hdr.sgml : 20230321
20230321172629
ACCESSION NUMBER: 0001062993-23-007419
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230321
DATE AS OF CHANGE: 20230321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Albright Jerry
CENTRAL INDEX KEY: 0001967323
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39184
FILM NUMBER: 23750591
MAIL ADDRESS:
STREET 1: C/O SWK HOLDINGS CORP
STREET 2: 14755 PRESTON ROAD, SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (972) 687-7250
MAIL ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
3
1
form3.xml
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
X0206
3
2023-03-15
1
0001089907
SWK Holdings Corp
SWKH
0001967323
Albright Jerry
14755 PRESTON ROAD SUITE 105
DALLAS
TX
75254
1
0
0
0
Exhibit List - Exhibit 24 - Power of Attorney
/s/ Yvette Heinrichson, as attorney-in-fact
2023-03-21
EX-24.1
2
exhibit24-1.txt
POA
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that the undersigned
hereby constitutes and appoints Yvette Heinrichson to be his
or her true and lawful attorney-in-fact and agent to execute
and file for and on behalf of the undersigned (i) any reports
on Forms 3, 4, 5 and, if applicable, 144 (including any
amendments thereto and any successors to such Forms) with
respect to ownership of securities of SWK Holdings Corporation
(the "Company") that the undersigned may be required to file
with the Securities and Exchange Commission in accordance with
Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder and/or Rule 144 under the Securities Act
of 1933, and (ii) as necessary, any other documents necessary
or appropriate to obtain codes and passwords enabling the
undersigned to file such reports electronically.
The undersigned acknowledges that the foregoing
attorney-in-fact, in serving in such capacity at the request
of the undersigned, is not assuming, nor is the Company
assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934 and/or
Rule 144 under the Securities Act of 1933.
This Power of Attorney shall remain in full force and
effect until the undersigned is no longer required to file
Forms 3, 4, 5 and, if applicable, 144 with respect to the
undersigned's holdings and transactions in securities issued
by the Company, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing attorney-in-fact.
This Power of Attorney also serves to revoke and replace as of
the date hereof, any prior Power of Attorney executed by the
undersigned with respect to the ownership of securities of
the Company.
IN WITNESS WHEREOF, the undersigned has caused this
Power of Attorney to be executed as of this 24th day of
February, 2023.
/s/ Jerry Albright
Name: Jerry Albright