0001062993-22-020463.txt : 20221005
0001062993-22-020463.hdr.sgml : 20221005
20221005070053
ACCESSION NUMBER: 0001062993-22-020463
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221003
FILED AS OF DATE: 20221005
DATE AS OF CHANGE: 20221005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heinrichson Yvette M
CENTRAL INDEX KEY: 0001949492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39184
FILM NUMBER: 221294510
MAIL ADDRESS:
STREET 1: 14755 PRESTON ROAD, SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (972) 687-7250
MAIL ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-10-03
0001089907
SWK Holdings Corp
SWKH
0001949492
Heinrichson Yvette M
14755 PRESTON ROAD
SUITE 105
DALLAS
TX
75254
0
1
0
0
Chief Financial Officer
Common Stock
2022-10-03
4
A
0
8621
17.40
A
8621
D
Consists of restricted shares of common stock granted to the Reporting Person on October 3, 2022, pursuant to the Company's 2010 Equity Incentive Plan. The restricted shares vest in four equal annual installments beginning on October 3, 2023, subject to the Reporting Person's continued service through the applicable vesting dates.
/s/ Yvette Heinrichson
2022-10-05