0001062993-22-020463.txt : 20221005 0001062993-22-020463.hdr.sgml : 20221005 20221005070053 ACCESSION NUMBER: 0001062993-22-020463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221003 FILED AS OF DATE: 20221005 DATE AS OF CHANGE: 20221005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heinrichson Yvette M CENTRAL INDEX KEY: 0001949492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39184 FILM NUMBER: 221294510 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD, SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-10-03 0001089907 SWK Holdings Corp SWKH 0001949492 Heinrichson Yvette M 14755 PRESTON ROAD SUITE 105 DALLAS TX 75254 0 1 0 0 Chief Financial Officer Common Stock 2022-10-03 4 A 0 8621 17.40 A 8621 D Consists of restricted shares of common stock granted to the Reporting Person on October 3, 2022, pursuant to the Company's 2010 Equity Incentive Plan. The restricted shares vest in four equal annual installments beginning on October 3, 2023, subject to the Reporting Person's continued service through the applicable vesting dates. /s/ Yvette Heinrichson 2022-10-05