0000947871-22-000977.txt : 20220916 0000947871-22-000977.hdr.sgml : 20220916 20220916170018 ACCESSION NUMBER: 0000947871-22-000977 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220909 FILED AS OF DATE: 20220916 DATE AS OF CHANGE: 20220916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Staggs Joe David JR CENTRAL INDEX KEY: 0001946414 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39184 FILM NUMBER: 221248647 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4/A 1 ownership.xml X0306 4/A 2022-09-09 2022-09-13 0 0001089907 SWK Holdings Corp SWKH 0001946414 Staggs Joe David JR 14755 PRESTON ROAD SUITE 105 DALLAS TX 75254 0 1 0 0 PRESIDENT Common Stock 2022-09-09 4 P 0 2745 16.53 A 19637 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.45 to $16.65, inclusive. The reporting person undertakes to provide to SWK Holdings Corporation, any security holder of SWK Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This Form 4 amends the Form 4 that was filed on September 13, 2022. Due to an administrative error, 2,996 shares were inadvertently omitted from the total amount of securities beneficially owned by the reporting person. /s/ Yvette Heinrichson, as attorney-in-fact 2022-09-16