0000947871-22-000437.txt : 20220404 0000947871-22-000437.hdr.sgml : 20220404 20220404172050 ACCESSION NUMBER: 0000947871-22-000437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICICCO WENDY F CENTRAL INDEX KEY: 0001225165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39184 FILM NUMBER: 22803764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 ownership.xml X0306 4 2022-03-31 0 0001089907 SWK Holdings Corp SWKH 0001225165 DICICCO WENDY F 14755 PRESTON ROAD SUITE 105 DALLAS TX 75254 1 0 0 0 Common Stock 2022-03-31 4 A 0 1175 16.88 A 1175 D Includes the following compensation for Reporting Person's services as a director based on the $16.88 closing price of the common stock on March 31, 2022: (i) 250 shares and (ii) 925 restricted shares, which will fully vest on October 1, 2022. /s/ Wendy F. DiCicco 2022-04-04