0000947871-22-000436.txt : 20220404 0000947871-22-000436.hdr.sgml : 20220404 20220404171409 ACCESSION NUMBER: 0000947871-22-000436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dotter Laurie L. CENTRAL INDEX KEY: 0001490732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39184 FILM NUMBER: 22803666 MAIL ADDRESS: STREET 1: 3615 WEST LAWTHER DRIVE CITY: DALLAS STATE: TX ZIP: 75214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 ownership.xml X0306 4 2022-03-31 0 0001089907 SWK Holdings Corp SWKH 0001490732 Dotter Laurie L. 14755 PRESTON ROAD SUITE 105 DALLAS TX 75254 1 0 0 0 Common Stock 2022-03-31 4 A 0 1709 16.88 A 1709 D Includes the following compensation for Reporting Person's services as a director based on the $16.88 closing price of the common stock on March 31, 2022: (i) 250 shares, (ii) 510 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation and (iii) 949 restricted shares, which will fully vest on October 1,2022. /s/ Laurie L. Dotter 2022-04-04