0001209191-20-044218.txt : 20200731 0001209191-20-044218.hdr.sgml : 20200731 20200731153041 ACCESSION NUMBER: 0001209191-20-044218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200730 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sutherland Paul Howard CENTRAL INDEX KEY: 0001552487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 201065767 MAIL ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE STATE: MI ZIP: 49684 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIA, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223600 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM, INC DATE OF NAME CHANGE: 20080519 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-30 0 0001089872 GAIA, INC GAIA 0001552487 Sutherland Paul Howard 833 WEST SOUTH BOULDER ROAD LOUISVILLE CO 80027 1 0 0 0 Restricted Stock Unit 2020-07-30 4 A 0 1111 0.00 A Class A Common Stock 1111 1111 D Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. /S/ Paul Tarell Attorney-In-Fact for Paul Sutherland 2020-07-31