0001209191-19-054292.txt : 20191028
0001209191-19-054292.hdr.sgml : 20191028
20191028201836
ACCESSION NUMBER: 0001209191-19-054292
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191024
FILED AS OF DATE: 20191028
DATE AS OF CHANGE: 20191028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frank Kristin E.
CENTRAL INDEX KEY: 0001589317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27517
FILM NUMBER: 191174236
MAIL ADDRESS:
STREET 1: C/O GAIAM, INC.
STREET 2: 833 WEST SOUTH BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIA, INC
CENTRAL INDEX KEY: 0001089872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 841113527
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
BUSINESS PHONE: 3032223600
MAIL ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM, INC
DATE OF NAME CHANGE: 20080519
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM INC
DATE OF NAME CHANGE: 19990701
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-10-24
0
0001089872
GAIA, INC
GAIA
0001589317
Frank Kristin E.
833 W SOUTH BOULDER RD
LOUISVILLE
CO
80027
1
0
0
0
Restricted Stock Units
2019-10-24
4
A
0
4940
0.00
A
Class A Common Stock
4940
4940
D
Director Stock Option (right to buy)
11.40
2019-10-24
4
D
0
27707
0.00
D
2027-05-04
Class A Common Stock
27707
24243
D
Director Stock Option (right to buy)
12.40
2019-10-24
4
D
0
5333
0.00
D
2027-11-03
Class A Common Stock
5333
4667
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise.
The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
/S/ Paul Tarell Attorney-In-Fact for Kristin Frank
2019-10-28