-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V31TB7hZMJwGx9g/kc/OpEm/VCSm38XPX1QIM20M+lCiaW1W+QzIN50C+YxcxJxy bRSkMJzABEV5ZnVuRk/3YA== 0001209191-10-059226.txt : 20101208 0001209191-10-059226.hdr.sgml : 20101208 20101208184326 ACCESSION NUMBER: 0001209191-10-059226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101207 FILED AS OF DATE: 20101208 DATE AS OF CHANGE: 20101208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON JOHN R CENTRAL INDEX KEY: 0001393972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 101240893 MAIL ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIAM, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223600 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-12-07 0 0001089872 GAIAM, INC GAIA 0001393972 JACKSON JOHN R 833 WEST SOUTH BOULDER ROAD LOUISVILLE CO 80027-2452 0 1 0 0 Secretary & VP Corp Dev Class A Common Stock 2010-12-07 4 M 0 15000 5.00 A 15721 D Class A Common Stock 2010-12-07 4 S 0 15000 7.8357 D 721 D Stock Option (right to buy) 5.00 2010-12-07 4 M 0 15000 0.00 D 2013-06-26 Class A Common Stock 15000 35000 D The stock option was orginally granted on June 26, 2006, repriced on January 15, 2009, and provides for vesting and exercisability of 2% per month for 50 months commencing May 1, 2007. Thomas R. Stephens Attorney-in-Fact for John R. Jackson 2010-12-08 -----END PRIVACY-ENHANCED MESSAGE-----