0000950170-24-047075.txt : 20240423 0000950170-24-047075.hdr.sgml : 20240423 20240423171537 ACCESSION NUMBER: 0000950170-24-047075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240420 FILED AS OF DATE: 20240423 DATE AS OF CHANGE: 20240423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frank Kristin E. CENTRAL INDEX KEY: 0001589317 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 24865831 MAIL ADDRESS: STREET 1: C/O GAIAM, INC. STREET 2: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIA, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD STREET 2: BLDG G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223330 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD STREET 2: BLDG G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM, INC DATE OF NAME CHANGE: 20080519 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 4 1 ownership.xml 4 X0508 4 2024-04-20 0001089872 GAIA, INC GAIA 0001589317 Frank Kristin E. 833 W. SOUTH BOULDER ROAD BLDG G LAFAYETTE CO 80027 true false false false false Class A Common Stock 2024-04-20 4 M false 19828 3.93 A 62058 D Restricted Stock Units 2024-04-20 4 M false 19828 0 D Class A Common Stock 62058 0 D Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. /s/Ned Preston Attorney-in-Fact for Kristin Frank 2024-04-23