-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UkNOGePGbodbDkBQfRpmI9dFSqmHZ3GIu7Bl3vjwq/UTlhO0ETSXYzzk4s/qBbmP +VnwG/4pIrrs0rneJdLg3g== 0000932799-99-000083.txt : 19990923 0000932799-99-000083.hdr.sgml : 19990923 ACCESSION NUMBER: 0000932799-99-000083 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990922 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: US NEUROSURGICAL INC CENTRAL INDEX KEY: 0001089815 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 521842411 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56875 FILM NUMBER: 99714929 BUSINESS ADDRESS: STREET 1: 2400 RESEARCH BLVD STREET 2: SUITE 325 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3012088998 MAIL ADDRESS: STREET 1: 2400 RESEARCH BLVD STREET 2: SUITE 325 CITY: ROCKVILLE STATE: MD ZIP: 20850 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN & CO INC/ALLEN HOLDING INC CENTRAL INDEX KEY: 0000904807 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328300 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Initial Filing) U.S.NEUROSURIGAL, INC. -------------------------------------------- (Name of Issuer) Common Stock, par value, $.01 per share ---------------------------------------------------- (Title of Class of Securities) 90336K101 ------------------------ (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages SCHEDULE 13G - ------------------- ----------------- CUSIP No. 90336K101 Page 2 of 6 Pages - ------------------- ------------------ =========================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen Holding Inc. - --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - --------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 - --------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 - --------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 - --------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,902,000 - --------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.0% - --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC =========================================================================== SCHEDULE 13G - ------------------- -------------------- CUSIP No. 90336K101 Page 3 of 6 Pages - ------------------- -------------------- =========================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen & Company Incorporated - --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - --------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - -------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,902,000 - --------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 - --------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,902,000 - --------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - --------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,902,000 - --------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.0% - --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* BD; CO =========================================================================== Page 4 of 6 Pages SCHEDULE 13G The Reporting Persons became owners of the Issuer's Common Stock listed in Item 4 on September 17, 1999. The Reporting Persons are therefore filing this Schedule 13G as an initial filing. Item 1. (a) Name of Issuer: U.S. NEUROSURGICAL, INC. (b) Address of Issuer's Principal Executive Office: 2400 Research Boulevard Suite 325 Rockville, MD, 20850 Item 2. Name of Person Filing (a) Name of Person Filing: Allen & Company Incorporated ("ACI") Allen Holding Inc.("AHI") (b) Address of Principal Office: 711 Fifth Avenue New York, New York 10022 (c) Citizenship/Organization: ACI - New York AHI - Delaware (d) Title Class of Securities: Common Stock, par value, $.01 per share (e) CUSIP Number: 90336K101 Item 3. If Statement is filed pursuant to Rules 13(d)-1(b) or 13d-2(b), check whether Person Filing is a (a) [X] ACI is a Broker-Dealer registered under Section 15 of the Act. (b) [X] AHI is a parent holding company in accordance with Rule 13d-1(b)(ii)(G). Page 5 of 6 Pages Item 4. Ownership. (a) Amount Beneficially Owned: 1,902,000 shares of common stock (b) Percent of Class: 26.0% (c) Number of Shares to Which Such Person Has: (i) Sole voting power - 1,902,000 (ii) Shared voting power - 0 (iii) Sole dispositive power - 1,902,000 (iv) Shared dispositive power - 0 Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of Members of the Subsidiary Which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 6 of 6 Pages Signature: After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: September 20, 1999 ALLEN & COMPANY INCORPORATED /x/ Gaetano J. Casillo By:----------------------------- Name: Gaetano J. Casillo Title: Vice President ALLEN HOLDING INC. /x/ Gaetano J. Casillo By:---------------------------- Name: Gaetano J. Casillo Title: Vice President 263794 -----END PRIVACY-ENHANCED MESSAGE-----