SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 2 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 2) InterTrust Technologies Corporation -------------------------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------------------- (Title of Class of Securities) 46113Q109 -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) (Continued on following pages) ---------------------- ------------------- CUSIP NO. 46113Q109 13G Page 1 of 4 Pages ---------------------- ------------------- ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON Victor Shear I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ------------------------------------------------------------------------------ NUMBER OF SOLE VOTING POWER 5 SHARES 15,103,096 ----------------------------------------------------------- BENEFICIALLY SHARED VOTING POWER 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 15,103,096 ----------------------------------------------------------- PERSON SHARED DISPOSITIVE POWER 8 WITH 0 ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,103,096 ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.8% ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON IN ------------------------------------------------------------------------------ ---------------------- ------------------- CUSIP NO. 46113Q109 13G Page 2 of 4 Pages ---------------------- ------------------- (a) NAME OF ISSUER: InterTrust Technologies Corporation (the "Company") (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 4750 Patrick Henry Blvd., Santa Clara, CA 95054 ITEM 2. Set forth below is the following information with respect to each of the persons filing this Schedule 13G (together, the "Filing Persons"): (a) name; (b) address of principal offices (if entity) or residence or business address (if individual); (c) citizenship (if individual) or jurisdiction of organization (if entity); (d) title of class of securities and (e) CUSIP number. (a) Victor Shear (b) 4750 Patrick Henry Blvd., Santa Clara, CA 95054 (c) U.S. Citizen (d) Common Stock (e) 46113Q109 ITEM 3. Not Applicable ITEM 4. (a), (b) and (c) This Schedule 13G shall not be construed as an admission that any Filing Person is, either for purposes of Section 13(d) or 13(g) of the Act or for other purposes, the beneficial owner of any Common Stock disclosed in this Schedule 13G. The aggregate number and percentage of the class of securities identified pursuant to Item 1 of this Schedule 13G that, pursuant to Rule 13d-3, may be deemed to be beneficially owned by each Filing Person are as follows:
Common Stock Dispositive Filing Person Beneficially Owned % of Class (1) Voting Power Power ------------- ------------------ -------------- ------------ ----- Victor Shear 15,103,096 15.8 15,103,096 15,103,096
(1) Based on 95,262,440 outstanding shares as of December 31, 2001. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. ---------------------- ------------------- CUSIP NO. 46113Q109 13G Page 3 of 4 Pages ---------------------- ------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. ITEM 10. CERTIFICATION Not Applicable. ---------------------- ------------------- CUSIP NO. 46113Q109 13G Page 4 of 4 Pages ---------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 2002 VICTOR SHEAR By: /s/ Victor Shear -----------------------------------