0001089710-21-000005.txt : 20211103
0001089710-21-000005.hdr.sgml : 20211103
20211103154603
ACCESSION NUMBER: 0001089710-21-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211103
DATE AS OF CHANGE: 20211103
EFFECTIVENESS DATE: 20211103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROANOKE ASSET MANAGEMENT CORP/ NY
CENTRAL INDEX KEY: 0001089710
IRS NUMBER: 132932679
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06537
FILM NUMBER: 211375151
BUSINESS ADDRESS:
STREET 1: HARBORSIDE 5
STREET 2: 185 HUDSON ST. SUITE 1640
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
BUSINESS PHONE: 2019851111
MAIL ADDRESS:
STREET 1: HARBORSIDE 5
STREET 2: 185 HUDSON ST. SUITE 1640
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001089710
XXXXXXXX
09-30-2021
09-30-2021
ROANOKE ASSET MANAGEMENT CORP/ NY
HARBORSIDE 5
185 HUDSON ST. SUITE 1640
JERSEY CITY
NJ
07311
13F HOLDINGS REPORT
028-06537
N
Adele Weisman
Senior Vice President - CCO
2019851111
Adele Weisman
Jersey City
NJ
11-03-2021
0
112
281700
false
INFORMATION TABLE
2
inftable_9-30-21.xml
ABBOTT LABORATORIES
COM
002824100
5786
48976
SH
SOLE
48020
0
0
ABBVIE INC
COM
00287Y109
270
2500
SH
SOLE
2500
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
4216
54480
SH
SOLE
53555
0
0
ALARM.COM HOLDINGS INC
COM
011642105
1448
18525
SH
SOLE
18180
0
0
AMAZON.COM INC
COM
023135106
6228
1896
SH
SOLE
1866
0
0
AMERICAN ELECTRIC POWER
COM
025537101
366
4510
SH
SOLE
4510
0
0
AMGEN INC
COM
031162100
2440
11473
SH
SOLE
11308
0
0
APPLE INC
COM
037833100
3639
25718
SH
SOLE
25718
0
0
APPLIED MATERIALS INC
COM
038222105
10625
82540
SH
SOLE
81830
0
0
ASHLAND GLOBAL HOLDINGS INC
COM
044186104
529
5935
SH
SOLE
5935
0
0
AT&T INC
COM
00206R102
951
35197
SH
SOLE
35197
0
0
ATLAS SPINE INC.
COM
011111111
50
25000
SH
SOLE
25000
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
836
4180
SH
SOLE
4180
0
0
BANK OF AMERICA CORP
COM
060505104
7825
184343
SH
SOLE
182453
0
0
BOEING CO/THE
COM
097023105
6567
29856
SH
SOLE
29176
0
0
BOTTOMLINE TECHNOLOGIES (DE)
COM
101388106
1285
32703
SH
SOLE
32073
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
3071
51900
SH
SOLE
50635
0
0
CANADIAN NATURAL RESOURCES
COM
136385101
1971
53945
SH
SOLE
52925
0
0
CHEVRON CORP
COM
166764100
578
5699
SH
SOLE
5699
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
3172
1745
SH
SOLE
1710
0
0
CISCO SYSTEMS INC
COM
17275R102
4783
87883
SH
SOLE
85608
0
0
CITIGROUP INC
COM
172967424
3903
55620
SH
SOLE
54149
0
0
COCA-COLA CO/THE
COM
191216100
3738
71250
SH
SOLE
70490
0
0
CONOCOPHILLIPS
COM
20825C104
204
3011
SH
SOLE
3011
0
0
CONSOLIDATED EDISON INC
COM
209115104
222
3055
SH
SOLE
3055
0
0
CONSTELLATION BRANDS INC
COM
21036p108
537
2550
SH
SOLE
2550
0
0
CVS HEALTH CORP
COM
126650100
3739
44056
SH
SOLE
42807
0
0
DANAHER CORP
COM
235851102
6564
21560
SH
SOLE
20177
0
0
DARDEN RESTAURANTS INC
COM
237194105
706
4660
SH
SOLE
4660
0
0
DEVON ENERGY CORP
COM
25179M103
337
9500
SH
SOLE
9500
0
0
DEXCOM INC
COM
252131107
427
780
SH
SOLE
780
0
0
DOMINION RESOURCES INC/VA
COM
25746U109
202
2762
SH
SOLE
2762
0
0
EBAY INC
COM
278642103
244
3500
SH
SOLE
3500
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
346
3060
SH
SOLE
3060
0
0
ELI LILLY & CO
COM
532457108
4987
21584
SH
SOLE
21264
0
0
EMERSON ELECTRIC CO
COM
291011104
3165
33593
SH
SOLE
33103
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
1075
49676
SH
SOLE
48146
0
0
EOG RESOURCES INC
COM
26875P101
1632
20333
SH
SOLE
19943
0
0
EXXON MOBIL CORP
COM
30231G102
343
5839
SH
SOLE
5839
0
0
FACEBOOK INC-CLASS A
COM
30303M102
8613
25377
SH
SOLE
24992
0
0
FIVE9 INC
COM
338307101
208
1300
SH
SOLE
1300
0
0
FORTIVE CORP
COM
34959J108
2009
28466
SH
SOLE
27439
0
0
GELTECH SOLUTIONS INC
COM
368537106
0
14000
SH
SOLE
14000
0
0
GENERAL MILLS INC
COM
370334104
354
5910
SH
SOLE
5910
0
0
GILEAD SCIENCES INC
COM
375558103
2485
35577
SH
SOLE
34468
0
0
GLAXOSMITHKLINE PLC-SPON ADR
COM
37733W105
1560
40830
SH
SOLE
40830
0
0
HEXCEL CORP
COM
428291108
4329
72887
SH
SOLE
70692
0
0
HOME DEPOT INC
COM
437076102
10904
33217
SH
SOLE
32161
0
0
HUMANA INC
COM
444859102
1148
2950
SH
SOLE
2950
0
0
INTEL CORP
COM
458140100
1095
20559
SH
SOLE
20559
0
0
INTERNATIONAL BUSINESS MACHINE
COM
459200101
677
4870
SH
SOLE
4870
0
0
ISHARES RUSSELL 2000 GROWTH ET
COM
464287648
246
839
SH
SOLE
839
0
0
JOHNSON & JOHNSON
COM
478160104
686
4250
SH
SOLE
4250
0
0
JPMORGAN CHASE & CO
COM
46625H100
3967
24232
SH
SOLE
22896
0
0
LAM RESEARCH CORP
COM
512807108
4072
7155
SH
SOLE
7015
0
0
LANTRONIX INC
COM
516548203
611
105000
SH
SOLE
105000
0
0
LIVEPERSON INC
COM
538146101
2611
44300
SH
SOLE
44300
0
0
MASTERCARD INC - A
COM
57636Q104
20712
59572
SH
SOLE
58797
0
0
MCDONALDS CORP
COM
580135101
1288
5343
SH
SOLE
5343
0
0
MCKESSON CORP
COM
58155q103
1206
6050
SH
SOLE
6050
0
0
MICROSOFT CORP
COM
594918104
9312
33029
SH
SOLE
32639
0
0
MID-AMERICA APARTMENT COMMUNIT
COM
59522j103
679
3635
SH
SOLE
3635
0
0
MOODYS CORP
COM
615369105
343
966
SH
SOLE
966
0
0
MORGAN STANLEY
COM
617446448
4406
45278
SH
SOLE
44418
0
0
NEXTERA ENERGY INC
COM
65339F101
1702
21680
SH
SOLE
21680
0
0
NUCOR CORP
COM
670346105
1215
12335
SH
SOLE
12335
0
0
OLLIE'S BARGAIN OUTLET
COM
681116109
1719
28525
SH
SOLE
27955
0
0
OPTION CARE HEALTH INC
COM
68404l201
2590
106745
SH
SOLE
104245
0
0
ORACLE CORP
COM
68389X105
3774
43320
SH
SOLE
40858
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
15140
58185
SH
SOLE
56345
0
0
PIONEER NATURAL RESOURCES COMP
COM
723787107
1840
11048
SH
SOLE
10828
0
0
PROSHARES TRUST ULTRA FINANCIA
COM
74347x633
852
13440
SH
SOLE
13440
0
0
PROSHARES ULTRA QQQ
COM
74347r206
3493
48000
SH
SOLE
48000
0
0
QUALCOMM INC
COM
747525103
7633
59181
SH
SOLE
58055
0
0
RAINMAKER SYSTEMS COM NEW
COM
750875304
0
151100
SH
SOLE
151100
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
v7780t103
3397
38190
SH
SOLE
37160
0
0
SALESFORCE.COM INC
COM
79466l302
819
3019
SH
SOLE
3019
0
0
SERVICENOW INC COM
COM
81762p102
2769
4450
SH
SOLE
4360
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
4156
25220
SH
SOLE
24795
0
0
SPDR GOLD TR GOLD SHS
COM
78463v107
798
4860
SH
SOLE
4860
0
0
SPDR S&P 500 ETF TRUST
COM
78462f103
326
760
SH
SOLE
760
0
0
STARBUCKS CORP
COM
855244109
8184
74193
SH
SOLE
72921
0
0
TARGA RESOURCES CORP
COM
87612G101
257
5222
SH
SOLE
5222
0
0
TARGET CORP
COM
87612E106
1184
5175
SH
SOLE
5175
0
0
TEXAS INSTRUMENTS INC
COM
882508104
4852
25242
SH
SOLE
24237
0
0
TRANSWITCH CORP COM
COM
894065309
0
97836
SH
SOLE
97836
0
0
TRUIST FINANCIAL CORP
COM
89832q109
202
3447
SH
SOLE
3447
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
3407
8720
SH
SOLE
8570
0
0
VACCINOGEN INC
COM
918641101
0
52679
SH
SOLE
52679
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
619
11455
SH
SOLE
11455
0
0
VF CORP
COM
918204108
929
13870
SH
SOLE
13870
0
0
VISA INC-CLASS A SHARES
COM
92826C839
363
1630
SH
SOLE
1630
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
284
14113
SH
SOLE
14113
0
0
WALT DISNEY CO/THE
COM
254687106
6316
37333
SH
SOLE
36553
0
0
WASTE MANAGEMENT INC
COM
94106L109
1401
9381
SH
SOLE
9381
0
0
WILLIAMS COS INC
COM
969457100
2082
80262
SH
SOLE
80262
0
0
XILINX INC
COM
983919101
9804
64934
SH
SOLE
62839
0
0
YOUNG AUST MINES LTD
COM
9a4qhq938
0
17700
SH
SOLE
17700
0
0
AT&T INC 4.75 PREF STOCK SER
PFD
00206r706
686
26000
SH
SOLE
26000
0
0
BANK OF AMERICA NON CUM PREF 6
PFD
060505229
486
18000
SH
SOLE
18000
0
0
CAPITAL ONE PAR PREF 4.80 SER
PFD
14040h782
748
28500
SH
SOLE
28500
0
0
GOLDMAN SACHS NON CUM PFD 6.37
PFD
38148b108
421
15000
SH
SOLE
15000
0
0
JPM CHASE NON CUM 5.75 PREF S
PFD
48128b655
246
9000
SH
SOLE
9000
0
0
JPMORGAN CHASE & CO 4.55 NONC
PFD
48128b580
301
11550
SH
SOLE
11550
0
0
KEYCORP 5.625 PFD 9/15/24
PFD
493267868
675
25000
SH
SOLE
25000
0
0
KEYCORP 5.65 SER F
PFD
493267876
397
15000
SH
SOLE
15000
0
0
SCHWAB 4.45 PERP PFD
PFD
808513865
419
16000
SH
SOLE
16000
0
0
TRUIST FINANCIAL 5.25 PERP PF
PFD
89832q745
210
7500
SH
SOLE
7500
0
0
DODGE & COX STOCK FUND
MUT
256219106
1498
6349
SH
SOLE
6349
0
0
HARBOR CAPITAL APPRECIATION FU
MUT
411511504
207
1805
SH
SOLE
1805
0
0
MATTHEWS PACIFIC TIGER
MUT
577130107
528
15794
SH
SOLE
5794
0
0
OAKMARK INTERNATIONAL FUND
MUT
413838202
242
8602
SH
SOLE
8602
0
0