0001089710-20-000002.txt : 20200513
0001089710-20-000002.hdr.sgml : 20200513
20200513170529
ACCESSION NUMBER: 0001089710-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
EFFECTIVENESS DATE: 20200513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROANOKE ASSET MANAGEMENT CORP/ NY
CENTRAL INDEX KEY: 0001089710
IRS NUMBER: 132932679
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06537
FILM NUMBER: 20874073
BUSINESS ADDRESS:
STREET 1: HARBORSIDE 5
STREET 2: 185 HUDSON ST. SUITE 1640
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
BUSINESS PHONE: 2019851111
MAIL ADDRESS:
STREET 1: HARBORSIDE 5
STREET 2: 185 HUDSON ST. SUITE 1640
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001089710
XXXXXXXX
03-31-2020
03-31-2020
ROANOKE ASSET MANAGEMENT CORP/ NY
HARBORSIDE 5
185 HUDSON ST. SUITE 1640
JERSEY CITY
NJ
07311
13F HOLDINGS REPORT
028-06537
N
ADELE S WEISMAN
SENIOR VICE PRESIDENT
201-985-1111
ADELE S WEISMAN
JERSEY CITY
NJ
05-13-2020
0
96
229833
false
INFORMATION TABLE
2
inftable_03-31-20.xml
ABBOTT LABORATORIES
COM
002824100
3633
46036
SH
SOLE
45636
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
2824
47482
SH
SOLE
47482
0
0
ALARM.COM HOLDINGS INC
COM
011642105
670
17230
SH
SOLE
17230
0
0
AMAZON.COM INC
COM
023135106
3170
1626
SH
SOLE
1626
0
0
AMGEN INC
COM
031162100
2215
10924
SH
SOLE
10924
0
0
APPLE INC
COM
037833100
1063
4182
SH
SOLE
4182
0
0
APPLIED MATERIALS INC
COM
038222105
2974
64915
SH
SOLE
64915
0
0
AT&T INC
COM
00206R102
1497
51362
SH
SOLE
51362
0
0
ATLAS SPINE INC.
COM
011111111
50
25000
SH
SOLE
25000
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
498
3640
SH
SOLE
3640
0
0
BANK OF AMERICA CORP
COM
060505104
3572
168244
SH
SOLE
168244
0
0
BOEING CO/THE
COM
097023105
3345
22427
SH
SOLE
22077
0
0
BOTTOMLINE TECHNOLOGIES (DE)
COM
101388106
1105
30149
SH
SOLE
30149
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
2491
44686
SH
SOLE
43986
0
0
CANADIAN NATURAL RESOURCES
COM
136385101
656
48446
SH
SOLE
48446
0
0
CHEVRON CORP
COM
166764100
282
3889
SH
SOLE
3889
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
389
595
SH
SOLE
595
0
0
CISCO SYSTEMS INC
COM
17275R102
2179
55419
SH
SOLE
53919
0
0
CITIGROUP INC
COM
172967424
2150
51054
SH
SOLE
50154
0
0
COCA-COLA CO/THE
COM
191216100
2625
59321
SH
SOLE
59321
0
0
CONSOLIDATED EDISON INC
COM
209115104
211
2705
SH
SOLE
2705
0
0
CONSTELLATION BRANDS INC
COM
21036p108
215
1500
SH
SOLE
1500
0
0
CVS HEALTH CORP
COM
126650100
2196
37005
SH
SOLE
36405
0
0
DANAHER CORP
COM
235851102
2868
20720
SH
SOLE
19648
0
0
DARDEN RESTAURANTS INC
COM
237194105
246
4525
SH
SOLE
4525
0
0
DEVON ENERGY CORP
COM
25179M103
73
10582
SH
SOLE
10582
0
0
DEXCOM INC
COM
252131107
275
1020
SH
SOLE
1020
0
0
ELI LILLY & CO
COM
532457108
3038
21901
SH
SOLE
21901
0
0
EMERSON ELECTRIC CO
COM
291011104
1321
27713
SH
SOLE
27713
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
597
41753
SH
SOLE
40253
0
0
EOG RESOURCES INC
COM
26875P101
712
19833
SH
SOLE
19833
0
0
EXXON MOBIL CORP
COM
30231G102
288
7582
SH
SOLE
7582
0
0
FACEBOOK INC-CLASS A
COM
30303M102
4335
25992
SH
SOLE
25992
0
0
FIVE9 INC
COM
338307101
229
3000
SH
SOLE
3000
0
0
FORTIVE CORP
COM
34959J108
1447
26217
SH
SOLE
25681
0
0
GELTECH SOLUTIONS INC
COM
368537106
1
14000
SH
SOLE
14000
0
0
GENERAL MILLS INC
COM
370334104
287
5440
SH
SOLE
5440
0
0
GILEAD SCIENCES INC
COM
375558103
2991
40013
SH
SOLE
38971
0
0
GLAXOSMITHKLINE PLC-SPON ADR
COM
37733W105
1610
42485
SH
SOLE
42485
0
0
HEXCEL CORP
COM
428291108
2671
71818
SH
SOLE
70218
0
0
HOME DEPOT INC
COM
437076102
6422
34396
SH
SOLE
33682
0
0
HUMANA INC
COM
444859102
926
2950
SH
SOLE
2950
0
0
INTEL CORP
COM
458140100
1306
24134
SH
SOLE
24134
0
0
INTERNATIONAL BUSINESS MACHINE
COM
459200101
595
5365
SH
SOLE
5365
0
0
JOHNSON & JOHNSON
COM
478160104
490
3735
SH
SOLE
3735
0
0
JPMORGAN CHASE & CO
COM
46625H100
1945
21606
SH
SOLE
20556
0
0
LAM RESEARCH CORP
COM
512807108
2147
8946
SH
SOLE
8946
0
0
LANTRONIX INC
COM
516548203
205
105000
SH
SOLE
105000
0
0
LIVEPERSON INC
COM
538146101
1133
49800
SH
SOLE
49800
0
0
LYONDELLBASELL INDUSTRIES N V
COM
n53745100
824
16595
SH
SOLE
15595
0
0
MASTERCARD INC - A
COM
57636Q104
15038
62252
SH
SOLE
62252
0
0
MCDONALDS CORP
COM
580135101
781
4723
SH
SOLE
4723
0
0
MCKESSON CORP
COM
58155q103
852
6300
SH
SOLE
6300
0
0
MICROSOFT CORP
COM
594918104
4940
31325
SH
SOLE
31325
0
0
MID-AMERICA APARTMENT COMMUNIT
COM
59522j103
332
3225
SH
SOLE
3225
0
0
MOODYS CORP
COM
615369105
204
966
SH
SOLE
966
0
0
MORGAN STANLEY
COM
617446448
1256
36938
SH
SOLE
36938
0
0
NEXTERA ENERGY INC
COM
65339F101
1397
5805
SH
SOLE
5805
0
0
OPTION CARE HEALTH INC
COM
68404l201
1008
106445
SH
SOLE
103945
0
0
ORACLE CORP
COM
68389X105
2718
56244
SH
SOLE
54244
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
6067
63366
SH
SOLE
62166
0
0
PIONEER NATURAL RESOURCES COMP
COM
723787107
390
5555
SH
SOLE
5555
0
0
PROSHARES SHORT S&P500
COM
74347b425
221
8000
SH
SOLE
8000
0
0
PROSHARES TRUST ULTRA FINANCIA
COM
74347x633
319
13440
SH
SOLE
13440
0
0
PROSHARES ULTRA QQQ
COM
74347r206
1075
12000
SH
SOLE
12000
0
0
QUALCOMM INC
COM
747525103
2837
41931
SH
SOLE
41331
0
0
RAINMAKER SYSTEMS COM NEW
COM
750875304
0
151100
SH
SOLE
151100
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
v7780t103
1080
33560
SH
SOLE
33260
0
0
SCHLUMBERGER LTD
COM
806857108
293
21710
SH
SOLE
21710
0
0
SIRIUS MINERALS
COM
b0dg3h249
2
23700
SH
SOLE
23700
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
2269
25391
SH
SOLE
25391
0
0
SPDR GOLD TR GOLD SHS
COM
78463v107
639
4315
SH
SOLE
4315
0
0
STARBUCKS CORP
COM
855244109
4400
66937
SH
SOLE
66437
0
0
TEXAS INSTRUMENTS INC
COM
882508104
2553
25547
SH
SOLE
24547
0
0
TRANSWITCH CORP COM
COM
894065309
0
97836
SH
SOLE
97836
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1921
7703
SH
SOLE
7703
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
225
4190
SH
SOLE
4190
0
0
VF CORP
COM
918204108
236
4370
SH
SOLE
4370
0
0
VISA INC-CLASS A SHARES
COM
92826C839
327
2030
SH
SOLE
2030
0
0
WALT DISNEY CO/THE
COM
254687106
3310
34260
SH
SOLE
33860
0
0
WASTE MANAGEMENT INC
COM
94106L109
777
8396
SH
SOLE
8396
0
0
WELLS FARGO & CO
COM
949746101
943
32863
SH
SOLE
32863
0
0
WILLIAMS COS INC
COM
969457100
1179
83292
SH
SOLE
81707
0
0
XILINX INC
COM
983919101
4832
61997
SH
SOLE
60497
0
0
YOUNG AUST MINES LTD
COM
9a4qhq938
0
17700
SH
SOLE
17700
0
0
AT&T INC 4.75 PREF STOCK SER
PFD
00206r706
519
24500
SH
SOLE
24500
0
0
BANK OF AMERICA NON CUM PREF 6
PFD
060505229
410
16000
SH
SOLE
16000
0
0
CAPITAL ONE PAR PREF 4.80 SER
PFD
14040h782
536
28500
SH
SOLE
28500
0
0
GOLDMAN SACHS NON CUM PFD 6.37
PFD
38148b108
390
15000
SH
SOLE
15000
0
0
JP MORGAN CHASE & CO 6.10 NCU
PFD
48127x542
1035
41300
SH
SOLE
41300
0
0
JPM CHASE NON CUM 5.75 PREF S
PFD
48128b655
228
9000
SH
SOLE
9000
0
0
KEYCORP 5.625 PFD 9/15/24
PFD
493267868
580
24000
SH
SOLE
24000
0
0
KEYCORP 5.65 SER F
PFD
493267876
364
15000
SH
SOLE
15000
0
0
DODGE & COX STOCK FUND
MUT
256219106
734
5459
SH
SOLE
5459
0
0
MATTHEWS PACIFIC TIGER
MUT
577130107
337
14806
SH
SOLE
14806
0
0
ENTEROMEDICS $2.19 RESTRICTED
WT
293993309
0
25000
SH
SOLE
25000
0
0