The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | COM | 90214j101 | 4,963 | 76,930 | SH | SOLE | 76,930 | 0 | 0 | ||
8X8 INC | COM | 282914100 | 233 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
ABBOTT LABORATORIES | COM | 002824100 | 2,821 | 49,435 | SH | SOLE | 49,435 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 996 | 10,298 | SH | SOLE | 10,298 | 0 | 0 | ||
AETNA INC | COM | 00817Y108 | 361 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ALKERMES PLC | COM | g01767105 | 3,426 | 62,606 | SH | SOLE | 62,606 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 3,390 | 19,493 | SH | SOLE | 19,493 | 0 | 0 | ||
APPLIED MATERIALS INC | COM | 038222105 | 4,080 | 79,805 | SH | SOLE | 79,805 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,021 | 51,987 | SH | SOLE | 51,987 | 0 | 0 | ||
ATLAS SPINE INC. | COM | 011111111 | 50 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING | COM | 053015103 | 495 | 4,225 | SH | SOLE | 4,225 | 0 | 0 | ||
B&G FOODS INC | COM | 05508R106 | 766 | 21,790 | SH | SOLE | 21,790 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 6,175 | 209,189 | SH | SOLE | 209,189 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 1,174 | 403,280 | SH | SOLE | 403,280 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 9,327 | 31,626 | SH | SOLE | 31,626 | 0 | 0 | ||
BOTTOMLINE TECHNOLOGIES (DE) | COM | 101388106 | 1,745 | 50,328 | SH | SOLE | 50,328 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 3,254 | 53,100 | SH | SOLE | 53,100 | 0 | 0 | ||
CALLIDUS SOFTWARE INC | COM | 13123E500 | 550 | 19,200 | SH | SOLE | 19,200 | 0 | 0 | ||
CANADIAN NATURAL RESOURCES | COM | 136385101 | 1,738 | 48,660 | SH | SOLE | 48,660 | 0 | 0 | ||
CHEVRON CORP | COM | 166764100 | 555 | 4,437 | SH | SOLE | 4,437 | 0 | 0 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 2,565 | 66,962 | SH | SOLE | 66,962 | 0 | 0 | ||
CITIGROUP INC | COM | 172967424 | 4,439 | 59,659 | SH | SOLE | 59,659 | 0 | 0 | ||
COCA-COLA CO/THE | COM | 191216100 | 2,365 | 51,549 | SH | SOLE | 51,549 | 0 | 0 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 241 | 2,840 | SH | SOLE | 2,840 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 1,844 | 25,432 | SH | SOLE | 25,432 | 0 | 0 | ||
DANAHER CORP | COM | 235851102 | 3,096 | 33,354 | SH | SOLE | 33,354 | 0 | 0 | ||
DEVON ENERGY CORP | COM | 25179M103 | 1,392 | 33,619 | SH | SOLE | 33,619 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078j100 | 5,233 | 73,477 | SH | SOLE | 73,477 | 0 | 0 | ||
ELI LILLY & CO | COM | 532457108 | 2,653 | 31,415 | SH | SOLE | 31,415 | 0 | 0 | ||
EMERSON ELECTRIC CO | COM | 291011104 | 2,262 | 32,455 | SH | SOLE | 32,455 | 0 | 0 | ||
ENERGY TRANSFER EQUITY LP | COM | 29273V100 | 242 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ENLINK MIDSTREAM LLC | COM | 29336T100 | 222 | 12,635 | SH | SOLE | 12,635 | 0 | 0 | ||
ENLINK MIDSTREAM PARTNERS LP | COM | 29336U107 | 260 | 16,900 | SH | SOLE | 16,900 | 0 | 0 | ||
ENTERPRISE PRODUCTS PARTNERS | COM | 293792107 | 1,089 | 41,060 | SH | SOLE | 41,060 | 0 | 0 | ||
EOG RESOURCES INC | COM | 26875P101 | 3,172 | 29,398 | SH | SOLE | 29,398 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 805 | 9,623 | SH | SOLE | 9,623 | 0 | 0 | ||
FACEBOOK INC-A | COM | 30303M102 | 6,330 | 35,872 | SH | SOLE | 35,872 | 0 | 0 | ||
FIVE9 INC | COM | 338307101 | 274 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
FORD MOTOR CO | COM | 345370860 | 281 | 22,485 | SH | SOLE | 22,485 | 0 | 0 | ||
FORTIVE CORP | COM | 34959J108 | 1,640 | 22,666 | SH | SOLE | 22,666 | 0 | 0 | ||
GELTECH SOLUTIONS INC | COM | 368537106 | 2 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,344 | 46,678 | SH | SOLE | 46,678 | 0 | 0 | ||
HAIN CELESTIAL GROUP INC | COM | 405217100 | 1,756 | 41,426 | SH | SOLE | 41,426 | 0 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 7,072 | 114,344 | SH | SOLE | 114,344 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 9,645 | 50,891 | SH | SOLE | 50,891 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,080 | 23,395 | SH | SOLE | 23,395 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 537 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 528 | 3,780 | SH | SOLE | 3,780 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 3,022 | 28,261 | SH | SOLE | 28,261 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 212 | 2,730 | SH | SOLE | 2,730 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 2,605 | 14,150 | SH | SOLE | 14,150 | 0 | 0 | ||
LANTRONIX INC | COM | 516548203 | 212 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
LIVEPERSON INC | COM | 538146101 | 699 | 60,800 | SH | SOLE | 60,800 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N V | COM | n53745100 | 3,296 | 29,875 | SH | SOLE | 29,875 | 0 | 0 | ||
MASTERCARD INCORPORATED | COM | 57636q104 | 16,884 | 111,547 | SH | SOLE | 111,547 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 865 | 5,025 | SH | SOLE | 5,025 | 0 | 0 | ||
MCKESSON CORP | COM | 58155q103 | 1,232 | 7,900 | SH | SOLE | 7,900 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,615 | 42,259 | SH | SOLE | 42,259 | 0 | 0 | ||
MID-AMERICA APARTMENT COMMUNIT | COM | 59522j103 | 362 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
MOLY MINES LTD | COM | 6741626x4 | 0 | 17,700 | SH | SOLE | 17,700 | 0 | 0 | ||
MORGAN STANLEY | COM | 617446448 | 2,447 | 46,638 | SH | SOLE | 46,638 | 0 | 0 | ||
MPLX LP | COM | 55336v100 | 358 | 10,104 | SH | SOLE | 10,104 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339f101 | 765 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
NUCOR CORP | COM | 670346105 | 1,988 | 31,260 | SH | SOLE | 31,260 | 0 | 0 | ||
ORACLE CORPORATION | COM | 68389x105 | 3,371 | 71,303 | SH | SOLE | 71,303 | 0 | 0 | ||
PAYPAL INC COM | COM | 70450y103 | 6,041 | 82,055 | SH | SOLE | 82,055 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 665 | 7,238 | SH | SOLE | 7,238 | 0 | 0 | ||
QORVO INC | COM | 74736k101 | 1,996 | 29,964 | SH | SOLE | 29,964 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 3,092 | 48,297 | SH | SOLE | 48,297 | 0 | 0 | ||
RAINMAKER SYSTEMS COM NEW | COM | 750875304 | 0 | 151,100 | SH | SOLE | 151,100 | 0 | 0 | ||
RALPH LAUREN CORPORATION CL A | COM | 751212101 | 1,469 | 14,168 | SH | SOLE | 14,168 | 0 | 0 | ||
REGAL ENTERTAINMENT GROUP CL A | COM | 758766109 | 601 | 26,103 | SH | SOLE | 26,103 | 0 | 0 | ||
ROYAL CARIBBEAN CRUISES LTD | COM | v7780t103 | 4,868 | 40,810 | SH | SOLE | 40,810 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 2,600 | 38,585 | SH | SOLE | 38,585 | 0 | 0 | ||
SIRIUS MINERALS | COM | b0dg3h2x4 | 8 | 23,700 | SH | SOLE | 23,700 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088m102 | 1,184 | 12,470 | SH | SOLE | 12,470 | 0 | 0 | ||
SPDR GOLD TR GOLD SHS | COM | 78463v107 | 564 | 4,565 | SH | SOLE | 4,565 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 4,674 | 81,391 | SH | SOLE | 81,391 | 0 | 0 | ||
TARGA RESOURCES CORP | COM | 87612G101 | 341 | 7,052 | SH | SOLE | 7,052 | 0 | 0 | ||
TEXAS INSTRUMENTS INC | COM | 882508104 | 3,163 | 30,282 | SH | SOLE | 30,282 | 0 | 0 | ||
TRANSWITCH CORP COM | COM | 894065309 | 0 | 97,836 | SH | SOLE | 97,836 | 0 | 0 | ||
VACCINOGEN INC | COM | 918641101 | 0 | 52,679 | SH | SOLE | 52,679 | 0 | 0 | ||
VISA INC-CLASS A SHARES | COM | 92826C839 | 231 | 2,030 | SH | SOLE | 2,030 | 0 | 0 | ||
VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 466 | 22,453 | SH | SOLE | 22,453 | 0 | 0 | ||
WALT DISNEY CO/THE | COM | 254687106 | 3,069 | 28,549 | SH | SOLE | 28,549 | 0 | 0 | ||
WASTE MANAGEMENT INC | COM | 94106L109 | 853 | 9,886 | SH | SOLE | 9,886 | 0 | 0 | ||
WEATHERFORD INTERNATIONAL PLC | COM | g48833100 | 1,052 | 252,378 | SH | SOLE | 252,378 | 0 | 0 | ||
WELLS FARGO & CO | COM | 949746101 | 2,774 | 45,725 | SH | SOLE | 45,725 | 0 | 0 | ||
WESTERN GAS PARTNERS LP | COM | 958254104 | 558 | 11,595 | SH | SOLE | 11,595 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 2,937 | 96,331 | SH | SOLE | 96,331 | 0 | 0 | ||
WILLIAMS PARTNERS LP | COM | 96949L105 | 447 | 11,523 | SH | SOLE | 11,523 | 0 | 0 | ||
WILLIAMS-SONOMA INC | COM | 969904101 | 220 | 4,250 | SH | SOLE | 4,250 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 5,325 | 78,984 | SH | SOLE | 78,984 | 0 | 0 | ||
COUNTRYWIDE CAP V 7 GTD CAP S | PFD | 222388209 | 291 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
GOLDMAN SACHS NON CUM PFD 6.37 | PFD | 38148b108 | 428 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ING GROUP NV 6.375 PERPETUAL | PFD | 456837608 | 326 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
JP MORGAN CHASE & CO 6.10 NCU | PFD | 48127x542 | 1,168 | 43,300 | SH | SOLE | 43,300 | 0 | 0 | ||
JPMORGAN CHASE & CO 6.70 SER | PFD | 48127a161 | 235 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
BLACKROCK LOW DURATION BOND FD | MUT | 091928267 | 133 | 13,888 | SH | SOLE | 13,888 | 0 | 0 | ||
DODGE & COX STOCK FUND | MUT | 256219106 | 981 | 4,817 | SH | SOLE | 4,817 | 0 | 0 | ||
MATTHEWS PACIFIC TIGER | MUT | 577130107 | 415 | 13,111 | SH | SOLE | 13,111 | 0 | 0 | ||
METROPOLITAN WEST LOW DURATION | MUT | 592905202 | 206 | 23,674 | SH | SOLE | 23,674 | 0 | 0 | ||
OAKMARK INTERNATIONAL FUND | MUT | 413838202 | 232 | 8,128 | SH | SOLE | 8,128 | 0 | 0 | ||
PIMCO LOW DURATION FUND | MUT | 693391732 | 720 | 72,976 | SH | SOLE | 72,976 | 0 | 0 | ||
SOUND SHORE FD INC COM | MUT | 836083105 | 297 | 6,468 | SH | SOLE | 6,468 | 0 | 0 |