-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BtWHsPiWGdpNBwUboDJGPDsjOd5xP0BeTLzHfB3aoA3dfF1BYAKUli+rBMUJ85LC 6UqinWKS155OKI1/ON9ovA== 0001089613-05-000013.txt : 20050520 0001089613-05-000013.hdr.sgml : 20050520 20050520140439 ACCESSION NUMBER: 0001089613-05-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050519 FILED AS OF DATE: 20050520 DATE AS OF CHANGE: 20050520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E PIPHANY INC CENTRAL INDEX KEY: 0001089613 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770443392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 CONCAR DRIVE STREET 2: 475 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6504962430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOSS ROBERT L CENTRAL INDEX KEY: 0001201271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27183 FILM NUMBER: 05847611 BUSINESS ADDRESS: BUSINESS PHONE: 6502166333 MAIL ADDRESS: STREET 1: 84 EUCLID AVENUE CITY: ATHERTON STATE: CA ZIP: 94027 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-05-19 0001089613 E PIPHANY INC EPNY 0001201271 JOSS ROBERT L C/O STANFORD GRADUATE SCHOOL OF BUSINESS 518 MEMORIAL WAY STANFORD CA 94305 1 0 0 0 Common Stock 15000 D Stock Option (right to buy) 4.00 2009-06-04 Common Stock 37500 37500 D Stock Option (right to buy) 7.33 2009-09-17 Common Stock 37500 37500 D Stock Option (right to buy) 63.12 2010-06-02 Common Stock 18750 18750 D Stock Option (right to buy) 12.55 2011-05-31 Common Stock 18750 18750 D Stock Option (right to buy) 4.45 2012-05-30 Common Stock 18750 18750 D Stock Option (right to buy) 5.26 2003-06-30 2013-05-30 Common Stock 15000 15000 D Stock Option (right to buy) 4.63 2004-07-02 2014-06-02 Common Stock 15000 15000 D Stock Option (right to buy) 3.25 2005-05-19 4 A 0 20000 0 A 2005-08-19 2015-05-19 Common Stock 20000 20000 D These shares are immediately exercisable upon grant. 1/36th of the total number of shares granted shall vest ratably on a monthly basis for a period of 36 months from the date of grant. 25% of the total number of shares granted shall vest in four quarterly installments for a period of one year from the grant date. Robert Joss 2005-05-20 -----END PRIVACY-ENHANCED MESSAGE-----