-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WNSGl1E0bSvgkGOAToXqmuwG0jMApMu2rAR/oTy783UrjiPofI7nJ/Ac26CEgIh9 iMGZk//WdIPtNDTPRwWzjQ== 0000891618-00-001043.txt : 20000221 0000891618-00-001043.hdr.sgml : 20000221 ACCESSION NUMBER: 0000891618-00-001043 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: E PIPHANY INC CENTRAL INDEX KEY: 0001089613 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770443392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58175 FILM NUMBER: 549433 BUSINESS ADDRESS: STREET 1: 1900 SOUTH NORFOLK STREET STREET 2: SUITE 310 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 6504962430 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLANK STEVEN G CENTRAL INDEX KEY: 0001107305 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 216 MARMONA DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503255718 MAIL ADDRESS: STREET 1: 216 MARMONA DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 SCHEDULE 13G 1 ------------------------------------- OMB APPROVAL ------------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden Hours per response............14.90 ------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _______)* E.piphany, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.0001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 26881V100 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1745 (3-98) Page 1 of 6 2 CUSIP No. 26881V100 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. Steven G. Blank I.R.S. Identification Nos. of above persons (entities only). - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] Not applicable (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 1,886,875 shares Shares Bene- ----------------------------------------------------------- ficially Owned by Each 6. Shared Voting Power 109,189 shares (31,063 Reporting shares held by Steven G. Blank as Trustee of the Person With: Eliott-Blank Revocable Trust, 39,063 shares held by David Elliot as Trustee of the Katherine Elliot-Blank Trust and 39,063 shares held by David Elliot as Trustee of the Sarah Elliot Blank Trust) ----------------------------------------------------------- 7. Sole Dispositive Power 1,886,875 shares ----------------------------------------------------------- 8. Shared Dispositive Power 109,189 shares (31,063 shares held by Steven G. Blank as Trustee of the Eliott-Blank Revocable Trust, 39,063 shares held by David Elliot as Trustee of the Katherine Elliot-Blank Trust and 39,063 shares held by David Elliot as Trustee of the Sarah Elliot Blank Trust) - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,996,064 shares - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 7.4% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Page 2 of 6 3 ITEM 1. (a) Name of Issuer E.piphany, Inc. (b) Address of Issuer's Principal Executive Offices 1900 South Norfolk Street, Suite 310 San Mateo, CA 94403 ITEM 2. (a) Name of Person Filing Steven G. Blank (b) Address of Principal Business Office or, if none, Residence 216 Marmona Drive, Menlo Park, CA 94025 (c) Citizenship U.S.A. (d) Title of Class of Securities Common Stock (e) CUSIP Number Not Applicable ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO Sections 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable Page 4 of 6 4 ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount of beneficially owed: 1,996,064 shares (b) Percent of class: 7.4 % (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote. 1,886,875 shares (ii) Shared power to vote or to direct the vote. 109,189 shares (31,063 shares held by Steven G. Blank as Trustee of the Eliott-Blank Revocable Trust, 39,063 shares held by David Elliot as Trustee of the Katherine Elliot-Blank Trust, and 39,063 shares held by David Elliot as Trustee of the Sarah Elliot Blank) (iii) Sole power to dispose or to direct the disposition of. 1,886,875 shares (iv) Shared power to dispose or to direct the disposition of. 109,189 shares (31,063 shares held by Steven G. Blank as Trustee of the Eliott-Blank Revocable Trust, 39,063 shares held by David Elliot as Trustee of the Katherine Elliot-Blank Trust, and 39,063 shares held by David Elliot as Trustee of the Sarah Elliot Blank Trust) ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable Page 5 of 6 5 ITEM 10. CERTIFICATION Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set in this statement is true, complete and correct. February 11, 2000 ------------------------------------------ Date /s/ Steven G. Blank ------------------------------------------ Signature Steven G. Blank Former Executive Vice President, Marketing ------------------------------------------ Name/Title Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----