-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SmtbDGSthG0ytVd3L1KOgP3DH45oyN3Rk1+xSq2dtoD2F98pwX+Ms4X6METz3fmc gdVZ93Yn129/wWOsG88ksw== 0001144204-07-059557.txt : 20071109 0001144204-07-059557.hdr.sgml : 20071109 20071109100816 ACCESSION NUMBER: 0001144204-07-059557 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071105 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20071109 DATE AS OF CHANGE: 20071109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL COAL CORP CENTRAL INDEX KEY: 0001089575 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 650601272 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26509 FILM NUMBER: 071228687 BUSINESS ADDRESS: STREET 1: 8915 GEORGE WILLIAMS ROAD CITY: KNOXVILLE STATE: TN ZIP: 37923 BUSINESS PHONE: 8656906900 MAIL ADDRESS: STREET 1: 8915 GEORGE WILLIAMS ROAD CITY: KNOXVILLE STATE: TN ZIP: 37923 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN GROUP INTERNATIONAL INC DATE OF NAME CHANGE: 19990625 8-K 1 v093193_8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported): November 5, 2007
 
NATIONAL COAL CORP.
(Exact name of registrant as specified in its charter)

 Florida 
 0-26509 
   65-0601272
 (State or other jurisdiction
of incorporation) 
   (Commission File Number)  
(I.R.S. Employer
 Identification No.)
 
8915 George Williams Road
Knoxville, Tennessee 37923
(Address of Principal Executive Offices/Zip Code)

(865) 690-6900
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(B))
 
 o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)
 
 
Item 3.02.
Unregistered Sales of Equity Securities
 
On November 5, 2007, a holder of twenty shares of National Coal Corp.’s Series A convertible preferred stock with liquidation preferences totaling $300,000 and unpaid dividends totaling approximately $12,004 converted such shares by their terms into 53,887 shares of our common stock. The issuance of these securities was exempt from the registration requirements of the Securities Act pursuant to Section 3(a)(9) of the Securities Act.
 
This holder was also provided with an inducement to convert its shares of Series A convertible preferred stock in the form of an additional 50,115 shares of common stock with an aggregate market value of approximately $156,359. The issuance of these securities was exempt from the registration and prospectus delivery requirements of the Securities Act pursuant to Section 4(2) of the Securities Act.
 

SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
     
  NATIONAL COAL CORP.
 
 		  
 		  
 
Date:  November 9, 2007 By:       /s/ T. Michael Love
 
    T. Michael Love
    Chief Financial Officer
   
 
 
 
 -----END PRIVACY-ENHANCED MESSAGE-----