-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O9vVD6rHwEUTv930I1GK8cDyyObQH3xOhe6bjVy2v7fpa6gGzhdd0gvmBeTYtHdo u9WjaIfNlMywN0ZQeX730Q== 0000891020-02-001286.txt : 20020829 0000891020-02-001286.hdr.sgml : 20020829 20020829172740 ACCESSION NUMBER: 0000891020-02-001286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020829 FILED AS OF DATE: 20020829 COMPANY DATA: COMPANY CONFORMED NAME: CARSON WESLEY E CENTRAL INDEX KEY: 0001184057 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 600 TELEPHONE AVENUE STREET 2: MS 65 CITY: ANCHORAGE STATE: AK ZIP: 99503 BUSINESS PHONE: 9072973000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA COMMUNICATIONS SYSTEMS GROUP INC CENTRAL INDEX KEY: 0001089511 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 522126573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28167 FILM NUMBER: 02753235 BUSINESS ADDRESS: STREET 1: 510 L STREET STREET 2: SUITE 500 CITY: ANCHORAGE STATE: AK ZIP: 99501 BUSINESS PHONE: 9072973000 MAIL ADDRESS: STREET 1: 510 L STREET STREET 2: SUITE 500 CITY: ANCHORAGE STATE: AK ZIP: 99601 FORMER COMPANY: FORMER CONFORMED NAME: ALEC HOLDINGS INC DATE OF NAME CHANGE: 19990624 4 1 v84161wce4.txt FORM 4 FOR WESLEY E. CARSON
- ------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------ FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL - ------ ------------------------------ STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 [ ] Check this box if no Expires: January 31, 2005 longer subject to Filed pursuant to Section 16(a) of the Securities Estimated average burden Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the hours per response.........0.5 or Form 5 obligations Public Utility Holding Company Act of 1935 ------------------------------ may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Carson Wesley E. Alaska Communications Systems Group, Inc. to Issuer (Check all applicable) - -------------------------------------------- (NASDAQ: ALSK) Director 10% Owner (Last) (First) (Middle) ---------------------------------------------- ---- --- #600 Telephone Ave. MS 65 3. IRS or Identification 4. Statement for X Officer Other (specify - -------------------------------------------- Number of Reporting Month/Year ---- --- below) (Street) Person (Voluntary) August 29, 2002 (give title below) Anchorage Alaska 99503 ------------------- President and - -------------------------------------------- 5. If Amendment, Chief Administrative Officer (City) (State) (Zip) Date of Original ------------------------------------ (Month/Year) 7. Individual or Joint/Group Filing ------------------- (check applicable line) X Form filed by One ---- Reporting Person X Form filed by More than ---- One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action action or Disposed of (D) Securities Form: Indirect Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial (Instr. 8) Owned at (D) or Ownership (Month/ End of Month Indirect (Instr. 4) Day/ --------------------------------------- (Instr. 3 and 4) (I) Year) Code V Amount (A) or Price (Instr. 4) (D) - ------------------------------------------------------------------------------------------------------------------------------------ Alaska Communications Systems Group, Inc. Common Stock, $0.01 par (previously reported) 65,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Alaska Communications Systems Group, Inc. Common Stock, $0.01 par (previously reported) 120,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Alaska Communications Systems Group, Inc. Common Stock, $0.01 par (previously reported) 3,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Alaska Communications Systems Group, Inc. Common Stock, $0.01 par 6/14/02 P 5,000 A 4.1958 5,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Alaska Communications Systems Group, Inc. Common Stock, $0.01 par 8/06/02 P 5,000 A 1.9106 5,000 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED (Over) TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1474 (3/99)
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Expiration Securities Deriv- Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative Deriv- Day/ 8) or Disposed (Month/Day/ Secur- ative Year) of (D) (Instr. Year) ity Security 3, 4, and 5) (Instr. 5) ----------------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 11/28/99 9/28/08 $.01 par 40,000 $6.1542 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 5/14/01 5/14/08 $.01 par 40,000 $6.1542 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 5/14/02 5/14/08 $.01 par 40,000 $6.1542 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 5/14/03 5/14/08 $.01 par 40,000 $6.1542 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 5/14/04 5/14/08 $.01 par 40,000 $6.1542 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 12/31/00 5/14/08 $.01 par 40,000 $6.1542 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 12/31/01 5/14/08 $.01 par 40,000 $6.1542 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 12/31/02 5/14/08 $.01 par 40,000 $6.1542 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 12/31/03 5/14/08 $.01 par 40,000 $6.1542 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 02/09/01 2/9/10 $.01 par 4,167 $14.2022 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 02/09/02 2/9/10 $.01 par 4,167 $14.2022 - ------------------------------------------------------------------------------------------------------------------------------------ Common Employee Stock Options Stock (Previously reported) 02/09/03 2/9/10 $.01 par 4,167 $14.2022 - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - -------------------------------------------------------------------------- 40,000 D - -------------------------------------------------------------------------- 40,000 D - -------------------------------------------------------------------------- 40,000 D - -------------------------------------------------------------------------- 40,000 D - -------------------------------------------------------------------------- 40,000 D - -------------------------------------------------------------------------- 40,000 D - -------------------------------------------------------------------------- 40,000 D - -------------------------------------------------------------------------- 40,000 D - -------------------------------------------------------------------------- 40,000 D - -------------------------------------------------------------------------- 4,167 D - -------------------------------------------------------------------------- 4,167 D - -------------------------------------------------------------------------- 4,167 D - -------------------------------------------------------------------------- Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------- **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are Page 2 not required to respond unless the form displays a currently valid OMB Number. SEC 1474 (3-99)
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Expiration Securities Deriv- Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative Deriv- Day/ 8) or Disposed (Month/Day/ Secur- ative Year) of (D) (Instr. Year) ity Security 3, 4, and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 02/09/04 2/9/10 Commom 4,166 $14,1354 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 12/31/01 2/9/10 Common 8,334 $14,1354 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 12/31/02 2/9/10 Common 8,333 $14,1354 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 12/31/03 2/9/10 Common 8,333 $14,1354 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 12/31/04 2/9/10 Common 8,333 $14,1354 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 12/31/01 11/20/10 Common 10,000 $5.50 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 12/31/02 11/20/10 Common 10,000 $5.50 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 12/31/02 11/20/10 Common 10,000 $5.50 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 12/31/03 11/20/10 Common 10,000 $5.50 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 02/08/01 11/20/10 Common 5,000 $5.50 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 02/08/02 11/20/10 Common 5,000 $5.50 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 02/08/03 11/20/10 Common 5,000 $5.50 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options 02/08/04 11/20/10 Common 5,000 $5.50 (previously reported) Stock, $.01 par - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - -------------------------------------------------------------------------- 4,166 D - -------------------------------------------------------------------------- 8,334 D - -------------------------------------------------------------------------- 8,333 D - -------------------------------------------------------------------------- 8,333 D - -------------------------------------------------------------------------- 8,333 D - -------------------------------------------------------------------------- 10,000 D - -------------------------------------------------------------------------- 10,000 D - -------------------------------------------------------------------------- 10,000 D - -------------------------------------------------------------------------- 10,000 D - -------------------------------------------------------------------------- 5,000 D - -------------------------------------------------------------------------- 5,000 D - -------------------------------------------------------------------------- 5,000 D - -------------------------------------------------------------------------- 5,000 D - --------------------------------------------------------------------------
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Expiration Securities Deriv- Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative Deriv- Day/ 8) or Disposed (Month/Day/ Secur- ative Year) of (D) (Instr. Year) ity Security 3, 4, and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ KEVIN P. HEMENWAY See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). for Wesley E Carson 29 Aug 2002 ------------------------------- --------- Note: File three copies of this Form, one of which must be manually signed. **Signature of Reporting Person Date If space provided is insufficient, see Instruction 6 for procedure. (Attorney in fact) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. SEC 1474 (3-99)
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