SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HERRING TERRELL G

(Last) (First) (Middle)
500 ATRIUM DRIVE

(Street)
SOMERSET NJ 08873

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
INVENTIV HEALTH INC [ vtiv ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/26/2010
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/26/2010 M(1) 18,750 A $15.96 56,010(2) D
Common Stock 03/26/2010 S(1) 18,750 D $19 37,260(2) D
Common Stock 03/26/2010 M(1) 18,750 A $15.96 56,010(2) D
Common Stock 03/26/2010 S(1) 18,750 D $20 37,260(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $15.96 03/26/2010 M(1) 18,750(3) 09/23/2008 09/23/2014 Common Stock 18,750 $15.96 48,828(5) D
Stock Option (right to buy) $15.96 03/26/2010 M(1) 18,750(4) 09/23/2008 09/23/2014 Common Stock 18,750 $15.96 30,078(5) D
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person. The transaction was previously reported as a planned sale on a Form 144 filed by (or on behalf of) the reporting person.
2. The amount of securities beneficially owned reflect 62,093 shares of common stock in which the reporting person's vesting terminated, effective December 30, 2009, pursuant to the November 5, 2009 separation agreement between the reporting person and the registrant.
3. The reported exercise relates to an option for the purchase of 37,500 shares of common stock (currently 100% vested) granted to the reporting person on September 23, 2004. The total number of options held by the reporting person within the reported class following the reported transactions is 0.
4. The reported exercise relates to an option for the purchase of 37,500 shares of common stock (currently 100% vested) granted to the reporting person on September 23, 2004. The total number of options held by the reporting person within the reported class following the reported transactions is 0.
5. The derivative securities beneficial ownership reported in column 9 includes all options held by the reporting person following the reported transactions irrespective of class. The total for the reported transactions also reflect 193,402 options in which the reporting person's vesting terminated, effective December 30, 2009, pursuant to the November 5, 2009 separation agreement between the reporting person and the registrant.
Terrell G. Herring 03/30/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.