0001493152-21-002946.txt : 20210208 0001493152-21-002946.hdr.sgml : 20210208 20210208170044 ACCESSION NUMBER: 0001493152-21-002946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210206 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Joseph John CENTRAL INDEX KEY: 0001338936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 21602259 MAIL ADDRESS: STREET 1: COLLECTORS UNIVERSE, INC. STREET 2: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658-6280 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 ownership.xml X0306 4 2021-02-06 0 0001089143 COLLECTORS UNIVERSE INC CLCT 0001338936 Wallace Joseph John C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH, CA 92658 0 1 0 0 Senior Vice President & CFO Common Stock, par value $0.001 per share 2021-02-06 4 M 0 29896 0.00 A 139772 D Common Stock, par value $0.001 per share 2021-02-06 4 U 0 139772 92.00 D 0 D Acquired upon the vesting of performance-contingent restricted stock units granted by the issuer to the reporting person under an Equity Incentive Plan of the issuer adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended. /s/ Joseph J. Wallace 2021-02-08