0001493152-20-023775.txt : 20201216 0001493152-20-023775.hdr.sgml : 20201216 20201216174558 ACCESSION NUMBER: 0001493152-20-023775 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orlando Joseph J CENTRAL INDEX KEY: 0001719567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 201393505 MAIL ADDRESS: STREET 1: C/O COLLECTORS UNIVERSE, INC STREET 2: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 ownership.xml X0306 4 2020-12-10 0 0001089143 COLLECTORS UNIVERSE INC CLCT 0001719567 Orlando Joseph J C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH, CA 92658 1 1 0 0 President & CEO Common Stock 2020-12-10 4 M 0 11376 0 A 67242 D Common Stock 2020-12-10 4 D 0 22113 75.37 D 45129 D Acquired upon the vesting of performance-contingent restricted stock units granted by the issuer to the reporting person under an Equity Incentive Plan of the issuer adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended. These shares were sold by the reporting person to the issuer to pay federal and state withholding taxes resulting from the vesting of a total of 41,450 service-contingent and performance-contingent restricted stock units on December 10, 2020. /s/ Joseph J. Orlando 2020-12-15