0001493152-20-017155.txt : 20200902 0001493152-20-017155.hdr.sgml : 20200902 20200902163042 ACCESSION NUMBER: 0001493152-20-017155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20200902 DATE AS OF CHANGE: 20200902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Joseph John CENTRAL INDEX KEY: 0001338936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 201157248 MAIL ADDRESS: STREET 1: COLLECTORS UNIVERSE, INC. STREET 2: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658-6280 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 ownership.xml X0306 4 2020-08-31 0 0001089143 COLLECTORS UNIVERSE INC CLCT 0001338936 Wallace Joseph John C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH, CA 92658 0 1 0 0 SVP and CFO Common Stock (par value $0.001) 2020-08-31 4 M 0 2000 0 A 107631 D Common Stock (par value $0.001) 2020-08-31 4 D 0 619 44.49 D 107012 D Grant of shares by the issuer to the reporting person pursuant to an Equity Incentive Plan adopted by the issuer in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended. These shares were sold by the Reporting Person to the issuer to pay federal and state withholding taxes resulting from the grant of shares to the reporting person on August 31, 2020 by the issuer in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended. /s/ Joseph J. Wallace 2020-09-02