0001437749-19-023882.txt : 20191205 0001437749-19-023882.hdr.sgml : 20191205 20191205061432 ACCESSION NUMBER: 0001437749-19-023882 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191203 FILED AS OF DATE: 20191205 DATE AS OF CHANGE: 20191205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTIN JOSEPH R CENTRAL INDEX KEY: 0001195846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 191269412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 rdgdoc.xml FORM 4 X0306 4 2019-12-03 0001089143 COLLECTORS UNIVERSE INC CLCT 0001195846 MARTIN JOSEPH R C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH CA 92658 1 Common Stock 2019-12-03 4 A 0 1715 0 A 15956 D Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 428, 429, 429 and 429 of those shares on March 3, 2020, June 3, 2020, September 3, 2020 and December 3, 2020, respectively, provided that the reporting person is still in the service of the Company on such date. The Reporting Person will not be entitled to vote or dispose of any of the restricted shares or to exercise any other rights of a stockholder with respect to the restricted shares until such shares become vested. /s/ Joseph R. Martin 2019-12-05