0001437749-19-023882.txt : 20191205
0001437749-19-023882.hdr.sgml : 20191205
20191205061432
ACCESSION NUMBER: 0001437749-19-023882
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191203
FILED AS OF DATE: 20191205
DATE AS OF CHANGE: 20191205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN JOSEPH R
CENTRAL INDEX KEY: 0001195846
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34240
FILM NUMBER: 191269412
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC
CENTRAL INDEX KEY: 0001089143
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 330846191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 9495671234
MAIL ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-12-03
0001089143
COLLECTORS UNIVERSE INC
CLCT
0001195846
MARTIN JOSEPH R
C/O COLLECTORS UNIVERSE, INC.
P.O. BOX 6280
NEWPORT BEACH
CA
92658
1
Common Stock
2019-12-03
4
A
0
1715
0
A
15956
D
Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 428, 429, 429 and 429 of those shares on March 3, 2020, June 3, 2020, September 3, 2020 and December 3, 2020, respectively, provided that the reporting person is still in the service of the Company on such date. The Reporting Person will not be entitled to vote or dispose of any of the restricted shares or to exercise any other rights of a stockholder with respect to the restricted shares until such shares become vested.
/s/ Joseph R. Martin
2019-12-05