0001437749-19-019997.txt : 20191015 0001437749-19-019997.hdr.sgml : 20191015 20191015071520 ACCESSION NUMBER: 0001437749-19-019997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190918 FILED AS OF DATE: 20191015 DATE AS OF CHANGE: 20191015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Joseph John CENTRAL INDEX KEY: 0001338936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 191149171 MAIL ADDRESS: STREET 1: COLLECTORS UNIVERSE, INC. STREET 2: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658-6280 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 rdgdoc.xml FORM 4 X0306 4 2019-09-18 0001089143 COLLECTORS UNIVERSE INC CLCT 0001338936 Wallace Joseph John C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH CA 92658 1 Chief Financial Officer Common Stock 2019-09-18 4 A 0 4407 0 A 105631 D Grant of restricted shares that are subject to forfeiture in the event of cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and therefore will become fully vested) as to 1,469 of those shares on June 30, 2020, June 30, 2021 and June 30, 2022, respectively, provided that the reporting person is still in the service of the Company on such dates. /s/ Joseph J. Wallace 2019-10-14