0001437749-19-019997.txt : 20191015
0001437749-19-019997.hdr.sgml : 20191015
20191015071520
ACCESSION NUMBER: 0001437749-19-019997
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190918
FILED AS OF DATE: 20191015
DATE AS OF CHANGE: 20191015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wallace Joseph John
CENTRAL INDEX KEY: 0001338936
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34240
FILM NUMBER: 191149171
MAIL ADDRESS:
STREET 1: COLLECTORS UNIVERSE, INC.
STREET 2: P.O. BOX 6280
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92658-6280
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC
CENTRAL INDEX KEY: 0001089143
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 330846191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 9495671234
MAIL ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-09-18
0001089143
COLLECTORS UNIVERSE INC
CLCT
0001338936
Wallace Joseph John
C/O COLLECTORS UNIVERSE, INC.
P.O. BOX 6280
NEWPORT BEACH
CA
92658
1
Chief Financial Officer
Common Stock
2019-09-18
4
A
0
4407
0
A
105631
D
Grant of restricted shares that are subject to forfeiture in the event of cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and therefore will become fully vested) as to 1,469 of those shares on June 30, 2020, June 30, 2021 and June 30, 2022, respectively, provided that the reporting person is still in the service of the Company on such dates.
/s/ Joseph J. Wallace
2019-10-14