0001437749-19-019996.txt : 20191015 0001437749-19-019996.hdr.sgml : 20191015 20191015071416 ACCESSION NUMBER: 0001437749-19-019996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190918 FILED AS OF DATE: 20191015 DATE AS OF CHANGE: 20191015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orlando Joseph J CENTRAL INDEX KEY: 0001719567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 191149168 MAIL ADDRESS: STREET 1: C/O COLLECTORS UNIVERSE, INC STREET 2: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 rdgdoc.xml FORM 4 X0306 4 2019-09-18 0001089143 COLLECTORS UNIVERSE INC CLCT 0001719567 Orlando Joseph J C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH CA 92658 1 1 President & CEO Common Stock 2019-09-18 4 A 0 7345 0 A 36125 D Grant of restricted shares that are subject to forfeiture in the event of cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and therefore will become fully vested) as to 2,448 of those shares on June 30, 2020 and June 30, 2021 respectively, and 2,449 on June 30, 2022, provided that the reporting person is still in the service of the Company on such dates. /s/ Joseph Orlando 2019-10-14